Stifel (NYSE: SF) COO converts units and disposes common shares stock

Rhea-AI Filing Summary

Stifel Financial Corp executive David D. Sliney, the company’s Chief Operating Officer, reported equity transactions in company stock. On January 13, 2026, 10,854 Phantom Stock Units were converted into 10,854 shares of common stock at a price of $0 per share, increasing his directly held common stock to 166,147 shares.

On the same date, Sliney disposed of 3,677 common shares at a price of $125.22 per share, leaving him with 162,470 directly owned common shares after the transaction. Following these moves, he also directly holds 22,065 Phantom Stock Units, which are currently exercisable and have no stated expiration date.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SLINEY DAVID D

(Last) (First) (Middle)

501 NORTH BROADWAY

(Street)

ST. LOUIS MO 63102

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STIFEL FINANCIAL CORP [ SF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/13/2026		M		10,854	A	$0	166,147	D
Common Stock	01/13/2026		F		3,677	D	$125.22	162,470	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Phantom Stock Units	$0	01/13/2026		M			10,854	(1)	(2)	Common Stock	10,854	$0	22,065	D

Explanation of Responses:

1. Currently exercisable.

2. No expiration date for these Units

	/s/ David Sliney	01/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did SF Chief Operating Officer David D. Sliney report?

David D. Sliney reported that on January 13, 2026, 10,854 Phantom Stock Units were converted into 10,854 shares of Stifel Financial Corp common stock at a price of $0 per share, and he also disposed of 3,677 common shares.

How many Stifel Financial Corp (SF) common shares does David D. Sliney own after the reported transactions?

After the reported transactions, David D. Sliney directly owns 162,470 shares of Stifel Financial Corp common stock.

What price was received for the common shares disposed of by the SF COO?

The 3,677 Stifel Financial Corp common shares disposed of by David D. Sliney on January 13, 2026 were reported at a price of $125.22 per share.

What happened to David D. Sliney’s Phantom Stock Units in this SF Form 4 filing?

On January 13, 2026, 10,854 Phantom Stock Units were converted into 10,854 shares of common stock at $0 per share, and he directly holds 22,065 Phantom Stock Units afterward.

Are David D. Sliney’s Phantom Stock Units in SF currently exercisable and do they have an expiration date?

The filing notes that the Phantom Stock Units are currently exercisable and that there is no expiration date for these units.

What is David D. Sliney’s role at Stifel Financial Corp (SF) as shown in this Form 4?

David D. Sliney is identified as an officer of Stifel Financial Corp, serving as the company’s Chief Operating Officer.