Welcome to our dedicated page for Stifel Fin SEC filings (Ticker: SF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Stifel Financial Corp. (NYSE: SF) SEC filings page brings together the company’s regulatory disclosures, including current and periodic reports filed with the U.S. Securities and Exchange Commission. As a financial services holding company with activities in wealth management, investment banking, trading, banking, and trust services, Stifel uses its SEC filings to report financial results, operating data, and material events affecting SF and its listed securities.
Recent Form 8-K filings show how Stifel reports selected operating results for specific month-ends, attaching press releases that detail total client assets, fee-based client assets, bank loans, client money market and insured product balances, and treasury deposits. Other 8-Ks furnish quarterly financial results, financial supplements, and presentation materials for earnings conference calls, giving investors a view into segment performance in Global Wealth Management and the Institutional Group.
According to these filings, Stifel’s securities registered under Section 12(b) of the Exchange Act include its common stock (SF), several series of non-cumulative perpetual preferred stock represented by depository shares (SF-PB, SF-PC, SF-PD), and 5.20% Senior Notes due 2047 (SFB), all listed on the New York Stock Exchange. Filings provide details on these instruments, along with capital ratios, risk-weighted assets, and other regulatory metrics in the firm’s financial supplements.
On Stock Titan, users can access SF filings as they are made available through EDGAR and use AI-powered summaries to interpret complex documents such as 8-Ks, 10-Qs, and 10-Ks. The platform highlights key points—like changes in client assets, segment revenues, capital structure, and disclosures about risks—so readers can quickly understand what each filing means without reading every line of the original document.
Thomas B. Michaud, Senior Vice President and director of Stifel Financial Corp (SF), reported a sale of common stock on 08/19/2025. The Form 4 shows a disposition of 20,000 shares at a price of $112.90 per share, leaving 69,469 shares beneficially owned directly after the transaction. The filing also reports 47,911 phantom stock units beneficially owned; those units vest in 20% increments over five years and have no expiration date. The Form 4 is signed on 08/21/2025.
This disclosure fulfills Section 16 reporting for an officer reporting a recent sale and provides details on outstanding phantom units and their vesting schedule.
Victor Nesi, Co-President of Stifel Financial Corp. (SF), reported a sale of 35,000 shares of the issuer's common stock on 08/19/2025 at a price of $112.9 per share. After the reported transaction the filing shows 149,360 shares beneficially owned as a direct owner and additional indirect holdings of 22,574 shares (trust), 31,000 shares (family trust) and 44,232 shares (children's trust).
The filing also discloses 82,251 phantom stock units held directly, described as vesting in 20% increments over five years with no expiration. The document is a Form 4 reporting changes in beneficial ownership by an officer and provides specific transaction, ownership and derivative-unit details.
Stifel Financial Corp filed a Form 13F reporting its institutional equity holdings for the quarter ended 06-30-2025. The report summarizes 9,316 holdings entries with an aggregate market value of $102,808,263,505 and lists 7 other included managers. The filing is signed on behalf of the firm by President James M. Zemlyak, representing a comprehensive holdings disclosure at scale.
Stifel Financial Corp. (SF) – Form 4/A Amended Insider Filing: The filing corrects a previously reported transaction for Chief Executive Officer and Director Ronald J. Kruszewski. On 02/25/2025, Kruszewski contributed 1,768 shares of Stifel common stock to the Longview Advantage ETF. The transaction is coded “J” (other disposition) and is treated as a transfer out of his direct holdings at a reference price of $104.01 per share, implying an approximate market value of $184,000.
After the transfer, Kruszewski still directly owns 1,247,459 shares of SF, indicating the disposition represents less than 0.2 % of his reported stake and an even smaller fraction of Stifel’s total shares outstanding. No derivative securities were involved, and no 10b5-1 trading plan is referenced. The amendment was necessary because the number of contributed shares reported in the original Form 4 filed on 02/26/2025 was incorrect, an error noted as administrative in the “Explanation of Responses.”
Given the modest size of the transfer relative to Kruszewski’s holdings and the company’s market capitalization, the filing is largely administrative and not expected to be materially impactful to investors or to Stifel’s share price.
Stifel Financial (NYSE:SF) filed a Form 8-K on June 26, 2025 to furnish a press release (Exhibit 99.1) with selected operating results for the month ended May 31, 2025.
The disclosure is made under Item 2.02 (Results of Operations) and Item 7.01 (Reg FD) and is expressly “furnished,” not “filed,” limiting Exchange Act liability. No quantitative figures, balance-sheet data, or forward-looking guidance appear in the 8-K itself, and no other material events are reported. Investors must review the attached press release for the actual metrics.
Raymond Charles Bradford, Co-Head of Global Institutional Equity Advisory at Stifel Financial Corp (NYSE: SF), filed an initial Form 3 statement disclosing his beneficial ownership position as of June 6, 2025.
The filing reveals Bradford's holdings include:
- 42,555 shares of common stock held directly
- 59,186 phantom stock units that vest in 20% increments over five years with no expiration date, convertible to common stock at $0
This initial disclosure, filed on June 28, 2025, establishes Bradford's baseline ownership position as a new insider at Stifel Financial. The phantom stock units represent a significant portion of his total beneficial ownership and serve as a long-term incentive aligned with shareholder interests.