Stifel Financial Corp. filings document formal disclosures for a financial-services company with common stock, preferred depositary shares, and senior notes registered on the New York Stock Exchange. Recent 8-K reports furnish quarterly results, financial supplements, conference-call materials, selected operating results, and Regulation FD disclosures covering client assets, banking balances, loans, and other operating metrics.
The filing record also includes proxy materials and capital-structure disclosures. Stifel reports depositary shares representing interests in Series B, Series C, and Series D preferred stock, 5.20% Senior Notes due 2047, common stock, and credit arrangements involving Stifel Nicolaus & Company, Incorporated and bank lenders, alongside governance and shareholder-meeting materials filed on Schedule 14A.
Stifel Financial Corp Chief Operating Officer David D. Sliney reported equity transactions dated January 30, 2026. He exercised 2,258 Phantom Stock Units into the same number of common shares at an exercise price of $0 per unit.
On the same date, an M-coded transaction added 2,258 common shares and an F-coded transaction disposed of 995 common shares at $126.24 per share. After these transactions, he directly owned 163,733 common shares and 19,807 Phantom Stock Units, which are currently exercisable with no stated expiration date.
Stifel Financial Corp director Victor Nesi reported routine equity compensation activity involving company stock on January 30, 2026. He converted 6,898 Phantom Stock Units into the same number of shares of common stock at an exercise price of $0. To cover related obligations, 3,522 shares of common stock were withheld at a price of $126.24 per share. After these transactions, he directly owned 146,945 shares of Stifel common stock and held additional indirect positions through various trusts holding 41,975, 31,000, and 44,232 shares, respectively.
Stifel Financial Corp Chief Executive Officer Ronald J. Kruszewski reported equity compensation activity involving company stock. On January 30, 2026, he exercised 12,542 Phantom Stock Units at an exercise price of $0, converting them into the same number of common shares.
Following this, 5,525 common shares were disposed of in a transaction coded "F" at $126.24 per share, typically used for tax withholding. After these transactions, he directly held 1,214,077 shares of common stock and 112,920 Phantom Stock Units, with the units currently exercisable and having no expiration date.
Stifel Financial Corp Senior Vice President Thomas B. Michaud reported equity transactions dated January 30, 2026. He exercised 2,665 Phantom Stock Units into an equal number of Stifel common shares at an exercise price of $0, increasing his directly held common stock before tax withholding.
To cover taxes on this award, 1,315 common shares were withheld at a price of $126.24 under transaction code "F," leaving Michaud with 78,294 Stifel common shares held directly. He also continues to hold 30,281 Phantom Stock Units, which are currently exercisable and have no stated expiration date.
Stifel Financial Corp President James M. Zemlyak reported several equity transactions in company stock. On January 30, 2026, 5,644 phantom stock units were exercised into 5,644 shares of common stock at an exercise price of $0, increasing his direct holdings.
On the same date, 2,487 common shares were disposed of at $126.24 in a transaction coded "F", typically used for tax withholding, leaving 1,153,133 directly held shares. Separately, an account reported as held "By Son" sold 9 shares at $123.90, with 7,072 shares remaining indirectly owned through the son and 421 shares indirectly owned "By Wife". After the transactions, Zemlyak also held 55,140 phantom stock units, which are currently exercisable with no expiration date.
Stifel Financial Corp director Victor Nesi reported several equity transactions dated January 26, 2026. He exercised 25,591 Phantom Stock Units at an exercise price of $0, receiving the same number of common shares, and held 56,660 Phantom Stock Units directly afterward.
Following the exercise, he reported a direct holding of 155,550 common shares. A separate code F transaction covered the disposition of 11,981 common shares at $129.20 per share, leaving 143,569 common shares held directly. He also reported indirect common stock holdings of 41,975 shares by a trust, 31,000 shares by a family trust, and 44,232 shares by a children's trust.
Stifel Financial Corp. filed a current report outlining its latest quarterly communications and a planned stock split. The company released a press release, financial supplement, and investor presentation covering results for the quarter ended December 31, 2025, and scheduled a conference call on January 28, 2026, at 9:30 a.m. Eastern time.
The board of directors declared a three-for-two stock split in the form of a 50% stock dividend, to be distributed on February 26, 2026, to shareholders of record as of February 12, 2026. Shareholders will receive one additional share for every two shares owned, with cash paid instead of fractional shares based on the closing price on the record date.
Stifel Financial Corp Chief Operating Officer David D. Sliney reported the exercise and settlement of 10,854 Phantom Stock Units into an equal number of shares of common stock at a stated price of $0.00 per share. On the same date, 3,677 shares of common stock were disposed of to cover tax obligations at a price of $125.22 per share. After these transactions, he directly holds 162,470 shares of common stock and 22,065 Phantom Stock Units, which are noted as currently exercisable with no expiration date.
Stifel Financial Corp reports that Senior VP & General Counsel Mark P. Fisher exercised 11,335 Phantom Stock Units into an equal number of Common Stock shares on 2026-01-13. A related transaction shows 6,695 Common Stock shares disposed of in a tax-withholding disposition at $125.2200 per share.
The filing notes these Phantom Stock Units are currently exercisable with no expiration date. Following the reported transactions, Fisher directly holds 50,239 shares of Common Stock and 18,779 Phantom Stock Units.
Stifel Financial Corp insider activity: A trust associated with Christopher Reichert, CEO of Stifel Bank & Trust, reported equity changes in Stifel Financial Corp common stock on January 13, 2026.
The trust acquired 7,304 shares of common stock at a price of $0 following an option-style transaction coded “M,” increasing its indirect holdings to 56,673 common shares. On the same date, the trust disposed of 2,202 common shares at $125.22 per share in a transaction coded “F,” leaving it with 54,471 common shares held indirectly.
The filing also shows 7,304 Phantom Stock Units converted at an exercise price of $0, tied to 7,304 underlying common shares. After this, Reichert holds 15,478 Phantom Stock Units directly. Footnotes state these units are currently exercisable and have no expiration date.