Stifel Financial (SF) CEO updates holdings after 10,000-share stock move

Rhea-AI Filing Summary

Stifel Financial Corp's Chief Executive Officer and director reported a change in his personal holdings of the company’s common stock. On 12/26/2025, a transaction in Stifel Financial common stock with transaction code G involved 10,000 shares at a stated price of $0 per share. After this transaction, the reporting person directly and beneficially owned 1,176,547 shares of Stifel Financial common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KRUSZEWSKI RONALD J

(Last) (First) (Middle)

501 NORTH BROADWAY

(Street)

ST. LOUIS MO 63102

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STIFEL FINANCIAL CORP [ SF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/26/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/26/2025		G		10,000	D	$0	1,176,547	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Ronald Kruskewski	12/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Stifel Financial (SF) report in this Form 4?

The Form 4 reports that the Chief Executive Officer and director of Stifel Financial Corp had a transaction on 12/26/2025 involving 10,000 shares of common stock at a stated price of $0 per share, coded as transaction code G.

How many Stifel Financial (SF) shares does the reporting person own after this transaction?

Following the reported transaction, the reporting person beneficially owns 1,176,547 shares of Stifel Financial Corp common stock, held in direct ownership form.

What is the relationship of the reporting person to Stifel Financial (SF)?

The reporting person is both a director and an officer of Stifel Financial Corp, serving as Chief Executive Officer.

Was the Stifel Financial (SF) Form 4 filed by one or multiple reporting persons?

The Form 4 was indicated as being filed by one reporting person, not by a group.

What type of security was involved in the Stifel Financial (SF) Form 4 transaction?

The transaction involved common stock of Stifel Financial Corp as shown in Table I of the Form 4.

On what date was the earliest transaction reported for Stifel Financial (SF) in this Form 4?

The earliest transaction date reported in this Form 4 is 12/26/2025.

Does this Stifel Financial (SF) Form 4 include any derivative securities activity?

Table II for derivative securities is present but shows no derivative securities acquired, disposed of, or beneficially owned in the reported transaction excerpt.