Stifel Financial (NYSE: SF) president details Form 4 stock moves

Rhea-AI Filing Summary

Stifel Financial Corp president James Zemlyak reported several equity transactions in company securities. On January 13, 2026, 25,570 Phantom Stock Units, which are currently exercisable with no expiration date, were settled into 25,570 shares of common stock at $0 per share. On the same date, 10,143 common shares were disposed of at $125.22 per share, leaving 1,149,976 common shares held directly.

He also reports indirect holdings of 7,081 common shares held by his son and 421 common shares held by his wife. After these transactions, he continues to hold 60,784 Phantom Stock Units directly.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ZEMLYAK JAMES M

(Last) (First) (Middle)

501 NORTH BROADWAY

(Street)

ST. LOUIS MO 63102

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STIFEL FINANCIAL CORP [ SF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

3. Date of Earliest Transaction (Month/Day/Year)
01/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/13/2026		M		25,570	A	$0	1,160,119	D
Common Stock	01/13/2026		F		10,143	D	$125.22	1,149,976	D
Common Stock								7,081	I	by Son
Common Stock								421	I	By Wife

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Phantom Stock Units	$0	01/13/2026		M			25,570	(1)	(2)	Common Stock	25,570	$0	60,784	D

Explanation of Responses:

1. Currently exercisable.

2. No expiration date for these Units

	/s/ James Zemlyak	01/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the insider in Stifel Financial (SF)'s latest Form 4 filing?

The insider is James M. Zemlyak, who serves as President of Stifel Financial Corp. He filed the Form 4 as a single reporting person.

What equity awards did Stifel Financial (SF) president James Zemlyak exercise or settle?

On January 13, 2026, James Zemlyak settled 25,570 Phantom Stock Units into 25,570 shares of common stock at an exercise price of $0 per unit.

How many Stifel Financial (SF) common shares did James Zemlyak dispose of and at what price?

On January 13, 2026, he disposed of 10,143 common shares of Stifel Financial Corp at a price of $125.22 per share, coded as transaction type F.

How many Stifel Financial (SF) common shares does James Zemlyak hold after these transactions?

Following the reported transactions, James Zemlyak directly holds 1,149,976 common shares of Stifel Financial Corp, plus 60,784 Phantom Stock Units.

Does James Zemlyak report any indirect holdings of Stifel Financial (SF) stock?

Yes. The Form 4 shows 7,081 common shares held indirectly by his son and 421 common shares held indirectly by his wife.

What do the footnotes say about the Phantom Stock Units in the Stifel Financial (SF) Form 4?

The footnotes state that the Phantom Stock Units are currently exercisable and that there is no expiration date for these units.