Stifel Financial COO reports Form 4 transfer of 750 shares

Stifel Financial Corp's Chief Operating Officer David Sliney reported a change in his holdings of the company’s common stock.

Rhea-AI Filing Summary

Stifel Financial Corp's Chief Operating Officer David Sliney reported a change in his holdings of the company’s common stock. On 12/22/2025, he reported a transaction coded "G" involving 750 shares at a price of $0, which typically reflects a transfer such as a gift rather than an open-market trade. Following this transaction, he beneficially owned 155,293 shares of Stifel Financial common stock in direct ownership.

Insider Trade Summary

750 shares gifted

Gift 1 txn

Insider SLINEY DAVID D

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Gift	Common Stock	750	$0.00	$0.00

Holdings After Transaction: Common Stock — 155,293 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Stifel Financial Corp (SF) report?

The Chief Operating Officer, David Sliney, reported a transaction coded "G" on 12/22/2025 involving 750 shares of Stifel Financial Corp common stock at a reported price of $0.

Who is the reporting person in this Stifel Financial Corp (SF) Form 4?

The reporting person is David Sliney, who serves as Chief Operating Officer of Stifel Financial Corp.

How many Stifel Financial Corp (SF) shares does the insider own after the reported transaction?

After the reported transaction, David Sliney beneficially owned 155,293 shares of Stifel Financial Corp common stock in direct ownership.

What does transaction code "G" mean in this Stifel Financial Corp (SF) insider filing?

The transaction is reported with code "G", which indicates a type of transfer such as a gift, rather than a standard market purchase or sale, as defined in the Form 4 instructions.

Was the reported Stifel Financial Corp (SF) transaction under a Rule 10b5-1 plan?

The form includes a checkbox to indicate if the transaction was made under a Rule 10b5-1(c) plan, but the excerpt does not show that box as marked or unmarked, so no additional detail is provided in this text.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 12/22/2025 - 05:21 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SLINEY DAVID D

(Last) (First) (Middle)

501 NORTH BROADWAY

(Street)

ST. LOUIS MO 63102

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STIFEL FINANCIAL CORP [ SF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/22/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/22/2025		G		750	D	$0	155,293	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	David Sliney	12/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.