Stifel Financial CFO reports stock gift of 395 shares

Stifel Financial Corp reported an insider stock transfer by its Chief Financial Officer.

Rhea-AI Filing Summary

Stifel Financial Corp reported an insider stock transfer by its Chief Financial Officer. On 12/18/2025, the CFO filed a Form 4 showing a transaction in the company’s common stock coded as a gift. The officer disposed of 395 shares at a reported price of $0, reflecting that the shares were given away rather than sold. After this transaction, the CFO directly beneficially owns 63,451 shares of Stifel Financial common stock.

Insider Trade Summary

395 shares gifted

Gift 1 txn

Insider Marischen James M

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Gift	Common Stock	395	$0.00	$0.00

Holdings After Transaction: Common Stock — 63,451 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Stifel Financial Corp (SF) report in this Form 4?

The filing shows the Chief Financial Officer disposed of 395 shares of Stifel Financial Corp common stock in a transaction coded as a gift on 12/18/2025.

Who is the reporting person in this Stifel Financial Corp (SF) Form 4?

The reporting person is an officer of Stifel Financial Corp, serving as Chief Financial Officer.

How many Stifel Financial Corp (SF) shares does the CFO own after the reported transaction?

Following the reported gift of 395 shares, the CFO beneficially owns 63,451 shares of Stifel Financial Corp common stock, held directly.

What was the price reported for the gifted Stifel Financial Corp (SF) shares?

The 395 common shares were reported at a price of $0, consistent with a gift rather than an open-market sale.

Is this Stifel Financial Corp (SF) Form 4 filed by one or multiple reporting persons?

The Form 4 is indicated as being filed by one reporting person, not a joint or group filing.

What type of securities are involved in this Stifel Financial Corp (SF) insider transaction?

The transaction involves common stock of Stifel Financial Corp, listed in Table I of the Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 12/19/2025 - 04:56 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Marischen James M

(Last) (First) (Middle)

501 NORTH BROADWAY

(Street)

ST. LOUIS MO 63102

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STIFEL FINANCIAL CORP [ SF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/18/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/18/2025		G		395	D	$0	63,451	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ James Marischen	12/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.