STOCK TITAN

Stifel Financial (SF) President reports 10,000-share gift and ownership update

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Stifel Financial Corp (SF) insider transaction: A company officer, listed as President, reported a gift of 10,000 shares of Stifel Financial Corp common stock on 12/26/2025. The transaction is coded "G" and shows a price of $0, indicating it was a non-cash transfer. Following this transaction, the reporting person beneficially owns 1,134,549 shares directly, plus 7,081 shares held indirectly through a son and 421 shares held indirectly through a wife. The filing is made by one reporting person and reflects updated ownership levels after the gifted shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ZEMLYAK JAMES M

(Last) (First) (Middle)
501 NORTH BROADWAY

(Street)
ST. LOUIS MO 63102

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STIFEL FINANCIAL CORP [ SF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President
3. Date of Earliest Transaction (Month/Day/Year)
12/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/26/2025 G 10,000 D $0 1,134,549 D
Common Stock 7,081 I by Son
Common Stock 421 I By Wife
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ James Zemlyak 12/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction was reported for Stifel Financial Corp (SF)?

The President of Stifel Financial Corp reported a transaction coded "G" on 12/26/2025, reflecting a gift of 10,000 shares of common stock at a price of $0.

How many Stifel Financial Corp (SF) shares does the insider own after the transaction?

After the reported gift, the insider beneficially owns 1,134,549 shares of Stifel Financial Corp common stock directly, plus 7,081 shares indirectly through a son and 421 shares indirectly through a wife.

What does transaction code "G" mean in the Stifel Financial Corp (SF) Form 4?

In this filing, transaction code "G" is used for the gift of 10,000 shares of Stifel Financial Corp common stock reported on 12/26/2025 at a price of $0.

What is the insider’s relationship to Stifel Financial Corp (SF)?

The reporting person is an officer of Stifel Financial Corp, with the title of President, as indicated in the relationship section of the Form 4.

Is the Stifel Financial Corp (SF) Form 4 filed by one or multiple insiders?

The Form 4 is indicated as being filed by one reporting person, not by a group.

Are there any derivative securities reported in this Stifel Financial Corp (SF) Form 4?

The section for derivative securities is present, but no derivative securities transactions or holdings are listed in the provided table.

Stifel Fin Corp

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