Stifel Financial (SF) President reports gift of 10,000 shares

Stifel Financial Corp (SF) insider filing: President James M. Zemlyak reported a transaction on 11/10/2025.

Rhea-AI Filing Summary

Stifel Financial Corp (SF) insider filing: President James M. Zemlyak reported a transaction on 11/10/2025. The Form 4 lists a Transaction Code G entry for 10,000 shares of common stock at $0, indicating a reported gift. Following the transaction, his direct beneficial ownership is 1,144,549 shares. The filing also shows indirect holdings of 7,056 shares by his son and 421 shares by his wife.

Insider Trade Summary

10,000 shares gifted

Gift 3 txns

Insider ZEMLYAK JAMES M

Role President

Type	Security	Shares	Price	Value
Gift	Common Stock	10,000	$0.00	$0.00
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 1,144,549 shares (Direct); Common Stock — 7,056 shares (Indirect, by Son); Common Stock — 421 shares (Indirect, By Wife)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Stifel Financial (SF) disclose in this Form 4?

The President, James M. Zemlyak, reported a Transaction Code G entry for a gift of 10,000 common shares on 11/10/2025 at $0.

How many SF shares does James M. Zemlyak own after the transaction?

He beneficially owns 1,144,549 shares directly after the reported transaction.

Are there any indirect holdings reported for the SF insider?

Yes. The filing lists 7,056 shares held indirectly by his son and 421 shares held by his wife.

What does Transaction Code G represent in this context?

The filing uses Code G for the 10,000-share entry at $0, which is reported as a gift in the form.

Who is the reporting person in the SF Form 4?

The reporting person is James M. Zemlyak, listed as President of Stifel Financial Corp.

When was the earliest transaction date reported?

The earliest transaction date reported is 11/10/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/12/2025 - 04:32 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ZEMLYAK JAMES M

(Last) (First) (Middle)

501 NORTH BROADWAY

(Street)

ST. LOUIS MO 63102

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STIFEL FINANCIAL CORP [ SF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

3. Date of Earliest Transaction (Month/Day/Year)
11/10/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/10/2025		G		10,000	D	$0	1,144,549	D
Common Stock								7,056	I	by Son
Common Stock								421	I	By Wife

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ James M. Zemlyak	11/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.