SFBS CEO granted 6,500 ServisFirst shares

ServisFirst Bancshares, Inc. (SFBS) reported an insider equity grant to its top executive.

Accepted by SEC EDGAR 01/22/2026 - 05:30 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

ServisFirst Bancshares, Inc. (SFBS) reported an insider equity grant to its top executive. Chairman, President & CEO Thomas A. Broughton was awarded 6,500 shares of common stock on 01/20/2026 at a price of $0 per share as a time-based stock award that vests ratably over three years from the award date.

Following this grant, he directly owns 598,804 common shares, which include 16,646 shares of restricted stock. In addition, he has indirect ownership of 55,138 shares through his wife, 125,289 shares through Tab 2 LLC, and 2,775 shares through a 401(k) plan.

Insider Trade Summary

Grant/Award: 6,500 shares

Grant/Award 1 txn

Insider BROUGHTON THOMAS A

Role Chairman, President, & CEO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	6,500	$0.00	$0.00
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 598,804 shares (Direct); Common Stock — 55,138 shares (Indirect, By Wife); Common Stock — 125,289 shares (Indirect, Tab 2 LLC); Common Stock — 2,775 shares (Indirect, By 401 (K) plan)

Holdings Before and After: Common Stock, 592,304 to 598,804 shares (Direct)

Footnotes (4)

1. F1. Shares of time-based stock awards which vest ratably over 3 years from the date awarded, 01/20/26.
2. F2. Includes 16,646 shares of restricted stock.
3. F3. Does not include 190,000 shares held by TAB2, LLC and 300,000 shares held by TAB3, LLC, which are managed by a third party manager.
4. F4. Shares are held by a GRAT for the benefit of Mr. Broughton's children, for which Mr. Broughton retains the power of substitution.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SFBS report for Thomas A. Broughton?

The filing shows that Thomas A. Broughton, Chairman, President & CEO of ServisFirst Bancshares, Inc. (SFBS), received an award of 6,500 shares of common stock on 01/20/2026 at a price of $0 per share.

What type of stock award did the SFBS CEO receive and how does it vest?

The CEO received time-based stock awards totaling 6,500 common shares, which vest ratably over three years starting from the award date of 01/20/2026.

How many SFBS shares does Thomas A. Broughton own directly after this transaction?

After the reported transaction, Thomas A. Broughton directly owns 598,804 shares of ServisFirst Bancshares common stock, including 16,646 restricted shares.

What indirect SFBS shareholdings are associated with Thomas A. Broughton?

The Form 4 shows indirect ownership of 55,138 shares held by his wife, 125,289 shares held by Tab 2 LLC, and 2,775 shares held through a 401(k) plan.

Does the Form 4 mention any additional SFBS shares managed by third parties?

Yes. A footnote states that it does not include 190,000 shares held by TAB2, LLC and 300,000 shares held by TAB3, LLC, which are managed by a third party manager.

Are any SFBS shares held in a trust structure for Thomas A. Broughton’s family?

According to a footnote, some shares are held by a GRAT for the benefit of Mr. Broughton’s children, and he retains the power of substitution over that trust.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BROUGHTON THOMAS A

(Last) (First) (Middle)

4229 OLD BROOK TRAIL

(Street)

BIRMINGHAM AL 35243

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ServisFirst Bancshares, Inc. [ SFBS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman, President, & CEO

3. Date of Earliest Transaction (Month/Day/Year)
01/20/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/20/2026		A		6,500(1)	A	$0	598,804(2)	D
Common Stock								55,138	I	By Wife
Common Stock								125,289	I	Tab 2 LLC(3)(4)
Common Stock								2,775	I	By 401 (K) plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares of time-based stock awards which vest ratably over 3 years from the date awarded, 01/20/26.

2. Includes 16,646 shares of restricted stock.

3. Does not include 190,000 shares held by TAB2, LLC and 300,000 shares held by TAB3, LLC, which are managed by a third party manager.

4. Shares are held by a GRAT for the benefit of Mr. Broughton's children, for which Mr. Broughton retains the power of substitution.

	/s/ Davis S. Mange, Attonrey-In-Fact	01/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.