Welcome to our dedicated page for Innovator Equity SEC filings (Ticker: SFLR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Brookstone Capital Management, LLC has filed a Schedule 13G disclosing passive ownership of the Innovator U.S. Equity Ultra Buffer ETF – June (CUSIP 45782C730). As of the event date 07/31/2025, the investment adviser reports beneficial ownership of 1,671,724 shares, representing 42.28 % of the ETF’s outstanding units.
All voting and dispositive authority is shared; Brookstone reports no sole power over the securities. The filing is made under Rule 13d-1(b) as the firm is an SEC-registered investment adviser ("IA"), indicating the stake is held in the ordinary course of business with no intent to influence control. Certification language confirms the passive nature of the holding.
The size of the position suggests Brookstone is a major liquidity provider for the fund. However, because this is a Schedule 13G—rather than a 13D—no activist or control intentions are signaled. Investors in ticker SFLR (per provided metadata) should note the concentration, as any large redemption or reallocation by Brookstone could materially affect fund flows and trading volume.
Brookstone Capital Management, LLC filed Amendment No. 1 to Schedule 13G on 4 Aug 2025 for the Innovator U.S. Equity Ultra Buffer ETF – January (CUSIP 45782C300).
As of the event date 31 Jul 2025 the SEC-registered investment adviser reported 63,391 shares, equal to 1.26 % of the ETF’s outstanding units. Brookstone holds shared voting and dispositive power over all shares and no sole authority. The stake is disclosed under Rule 13d-1(b), reflecting passive institutional ownership.
Because the position remains below the 5 % threshold, the filing is chiefly a compliance update confirming the securities are held in the ordinary course of business with no intent to influence control.
Cboe BZX Exchange, Inc. has filed Form 25 to remove four Innovator ETFs from listing and registration under Section 12(b) of the Exchange Act. The affected funds are: Innovator U.S. Equity Accelerated ETF – July (XDJL), Innovator Premium Income 9 Buffer ETF – July (HJUL), Innovator Premium Income 10 Barrier ETF – July (JULD) and Innovator Premium Income 40 Barrier ETF – July (JULQ). The exchange certifies that it has satisfied Rule 12d2-2(b) requirements; the issuer certifies compliance with Rule 12d2-2(c) for voluntary withdrawal. The notice is signed by Assistant General Counsel Sarah Tadtman on 14 July 2025. No financial data, cash considerations or replacement listings are disclosed. Once effective, the securities will no longer be listed or registered on Cboe BZX, limiting on-exchange liquidity and subjecting investors to off-exchange trading mechanisms or forced redemption processes depending on the issuer’s subsequent actions.
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