Innovator Equity SEC Filings

The Form NPORT-P submitted for the Innovator Equity Managed Floor ETF (SFLR) is largely an empty template. The filing lists the standard SEC section headers—Part A (general registrant data), Part B (fund-level assets, liabilities, risk metrics, securities-lending details, monthly performance, and share-flow information)—yet virtually every quantitative field is blank. Critical identifiers such as the registrant’s CIK, LEI, series ID, fiscal-year end, and reporting date are omitted. Likewise, no dollar amounts are shown for total assets, liabilities, net assets, derivative exposures, borrowing lines, portfolio credit-spread sensitivity, or the three most-recent monthly returns. Without populated tables, investors receive no visibility into portfolio composition, leverage, liquidity, or recent performance. The document reads as a placeholder or incomplete submission rather than a finished monthly portfolio report, so it conveys no material insight for valuation, compliance, or risk-assessment purposes.

This is a Form NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) filed on June 28, 2025. Form NPORT-P is a monthly portfolio holdings report required by the SEC for registered investment companies.

The filing is structured in multiple parts:

• Part A covers general registrant information, series details, and reporting period data
• Part B includes detailed fund information such as assets/liabilities, risk metrics, securities lending activities, return information, and derivatives exposure
• The form includes sections on portfolio risk metrics, particularly for funds with significant debt securities exposure (>25% of NAV)
• Contains requirements for reporting VaR (Value at Risk) information for funds subject to leverage risk limits under SEC rule 18f-4

While this appears to be a blank form template rather than a completed filing, it demonstrates the extensive reporting requirements for ETFs regarding their portfolio composition, risk management practices, and compliance with SEC regulations.

Innovator Equity Managed Floor ETF (SFLR) has filed a monthly Form N-PORT portfolio report with the SEC. The submission is marked as a LIVE filing, indicating it is part of the fund’s routine regulatory reporting cycle and not a test transmission. However, virtually every quantitative field—covering assets, liabilities, net assets, preferred-stock liquidation preference, securities-lending details, derivatives gains/losses, portfolio risk metrics, and share-flow data—remains blank. Because no figures are supplied, investors cannot evaluate the fund’s current balance-sheet composition, recent performance, or risk exposure from this document alone.

The filing also states that the fund does not anticipate this to be its final N-PORT report, suggesting normal ongoing operations. Aside from confirming the fund’s continued regulatory compliance, the document offers no material insights that would alter an investment thesis or valuation model.

This NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) dated June 28, 2025, is a monthly portfolio investments report submitted to the SEC. The form is a standard regulatory filing that requires detailed portfolio and risk metrics reporting.

Key reporting requirements include:

• Portfolio-level assets, liabilities, and risk metrics
• Securities lending activities and counterparty exposures
• Monthly total returns and flow information
• Derivatives exposure and VaR (Value at Risk) information
• Highly Liquid Investment Minimum details

While this appears to be a template filing with most data fields unpopulated, it demonstrates the ETF's compliance with SEC reporting requirements under Form NPORT-P, which provides transparency into the fund's portfolio holdings, risk management practices, and performance metrics on a monthly basis.

Innovator Equity Managed Floor ETF (Ticker: SFLR) has submitted a Form NPORT-P, the SEC’s monthly portfolio holdings template. However, the filing is effectively a blank shell. Key registrant identifiers (CIK, LEI), address details, series information, fiscal-year end dates, portfolio assets, liabilities, risk metrics, securities-lending data, return figures and share-flow statistics are all left empty. As a result, investors receive no visibility into the fund’s current positions, leverage, performance or cash flows. The document merely confirms that the submission was processed under a “LIVE” designation, suggesting it is not a test filing, yet virtually every data cell is unpopulated. In practical terms, the filing offers compliance presence only, with no material financial disclosures that could influence valuation or risk assessment.

This NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) represents a monthly portfolio investments report filed with the SEC on June 28, 2025. The form is structured to collect detailed information about the fund's:

• Portfolio-level assets, liabilities, and risk metrics
• Securities lending activities
• Monthly return information and flow data
• Derivatives exposure and VaR information
• Highly Liquid Investment Minimum details

While this is a template filing with most fields unpopulated, it indicates the ETF's compliance with SEC reporting requirements under Rule 18f-4 regarding derivatives usage and Rule 22e-4 concerning liquidity risk management. The filing requires disclosure of key metrics including total assets, liabilities, net assets, monthly returns, realized gains/losses, and fund flow information.

Innovator Equity Managed Floor ETF (symbol: SFLR) submitted a Form NPORT-P monthly portfolio investments report. The filing is marked as a LIVE electronic submission but, aside from the form’s boiler-plate structure, virtually every quantitative field—total assets, liabilities, net assets, risk metrics, securities-lending data, monthly returns, derivatives results, and share-flow information—has been left blank or shows only placeholder text. No borrower, series, class, or contact details are supplied, and the report does not indicate whether this is the fund’s final filing. As a result, investors receive no insight into the ETF’s portfolio composition, performance, or risk profile for the covered month.

Because Form NPORT-P is intended to provide monthly transparency on a fund’s holdings and risk metrics, the absence of any populated data materially limits its usefulness. The submission therefore serves as procedural evidence of filing compliance rather than an informative disclosure for analysis or valuation purposes.

This is a Form NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) filed on June 28, 2025. Form NPORT-P is a monthly portfolio holdings report required by the SEC for registered investment companies.

The filing is structured to collect detailed information about the fund's:

• Portfolio-level assets, liabilities, and risk metrics
• Securities lending activities
• Monthly performance returns and flow data
• Derivatives exposure and Value at Risk (VaR) information
• Liquidity classifications and highly liquid investment minimum details

As this appears to be a blank form template, specific portfolio details, performance metrics, and risk measures are not populated. The filing structure indicates this ETF must comply with SEC Rule 18f-4 requirements regarding derivatives usage and leverage risk monitoring through VaR testing.