Innovator Equity SEC Filings

This NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) dated June 28, 2025, is a monthly portfolio investments report required by the SEC. The filing contains detailed reporting sections covering:

• General fund information and assets/liabilities data
• Portfolio-level risk metrics, particularly for debt securities exposure
• Securities lending activities and counterparty information
• Monthly return data and flow information for the preceding three months
• Derivatives exposure and Value at Risk (VaR) information
• Highly Liquid Investment Minimum details

While the filing template is complete, most data fields appear to be empty in this submission. This is a LIVE filing, though specific portfolio holdings, risk metrics, and performance data are not visible in the provided excerpt. The ETF appears to be structured with risk management features focused on providing managed equity exposure with downside protection.

Innovator Equity Managed Floor ETF (NYSEARCA:SFLR) filed a routine Form NPORT-P on June 29, 2025, providing its monthly portfolio holdings report as required under the Investment Company Act.

The submission is largely administrative and follows the SEC’s standard template. The excerpt supplied contains only blank placeholders for assets, liabilities, risk metrics and return data; no populated figures, material transactions, risk factors or legal proceedings are disclosed. Based on the available text, the filing does not signal any strategic shift, financial stress or other event likely to affect shareholder value.

This is a Form NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) filed on June 28, 2025. Form NPORT-P is a monthly portfolio holdings report required by the SEC for registered investment companies.

The filing appears to be a template or blank form submission, as most data fields are empty. The form structure includes several key reporting sections:

• Part A: General fund information including registrant details and reporting period
• Part B: Detailed fund information covering:
  • Assets and liabilities
  • Portfolio risk metrics
  • Securities lending activities
  • Monthly return information
  • Flow information (sales and redemptions)
  • Derivatives exposure and VaR information

Since this appears to be a blank form submission, no specific portfolio holdings or performance data is available for analysis. The ETF focuses on equity investments with a managed floor strategy, suggesting it employs downside protection techniques.

This is a Form NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) filed on June 28, 2025. NPORT-P is a monthly portfolio holdings report required by the SEC for registered investment companies.

The filing appears to be a template or blank form structure, as specific portfolio data, assets, liabilities, and risk metrics are not populated. Key reporting requirements include:

• Portfolio-level risk metrics, particularly for funds with >25% debt securities exposure
• Securities lending activities and counterparty information
• Monthly total returns and flow information for the preceding three months
• Derivatives exposure and VaR (Value at Risk) information for funds using derivatives
• Highly Liquid Investment Minimum details and derivatives transaction data

This filing is a standardized SEC requirement that helps provide transparency into fund operations, risk management practices, and portfolio composition. The blank format suggests this may be a new filing template or preliminary submission.

Innovator Equity Managed Floor ETF (SFLR) has submitted a Form NPORT-P but virtually all quantitative fields are blank. The document contains the standard template for Parts A and B—covering registrant identity, assets & liabilities, risk metrics, securities lending, return information and share-flow data—yet no dollar amounts, dates, borrower names, or portfolio metrics are populated. The only populated item is a checkbox indicating the filing is LIVE, not a test, and that the fund does not anticipate this to be its final NPORT-P submission. Because the core schedules are empty, investors receive no insight into net assets, portfolio composition, risk exposure, recent returns or fund flows for the current reporting period.

In effect, the submission functions as a placeholder rather than a substantive monthly portfolio report. Until an amended filing with complete data is posted, stakeholders cannot draw conclusions about SFLR’s financial position or performance for the period in question.

The Form NPORT-P filing titled “Innovator Equity Managed Floor ETF Monthly Portfolio Investments Report” (ticker: SFLR) is largely a structural template with no quantitative information completed. The document presents the standard layout required by the U.S. SEC for exchange-traded funds, including sections for assets, liabilities, risk metrics, securities lending, monthly performance, and share-flow data. However, every data cell that would normally contain dollar amounts, percentage returns, class identifiers, credit-spread sensitivities, or borrower details remains blank. The only affirmative disclosure is that the submission is marked as a LIVE filing rather than a test, and the fund does not anticipate this to be its final Form NPORT filing.

Because the filing omits all financial figures—total assets, net assets, borrowings, derivatives gains/losses, sales and redemptions, and other required metrics—investors are unable to determine portfolio size, composition, recent performance, or risk profile for the reporting period. There is likewise no information on the registrant’s name, address, LEI, fiscal year-end, or reporting date. In effect, the document serves only to confirm the ETF’s obligation to report without providing any of the material disclosures that would inform valuation, liquidity, or credit analyses.

Key takeaway: The absence of numerical data makes this filing informationally void; investors will need to await an amended or subsequent Form NPORT with completed schedules before drawing any conclusions about SFLR’s financial condition or portfolio composition.

This NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) dated June 28, 2025, is a monthly portfolio investments report required by the SEC. The filing is structured to report detailed portfolio and risk metrics information across several key areas:

The form requires disclosure of:

• Fund assets, liabilities, and net assets
• Portfolio risk metrics including credit spread risk measures
• Securities lending activities
• Monthly total returns and flow information
• Derivatives exposure and VaR (Value at Risk) information
• Highly Liquid Investment Minimum details

This appears to be a blank or template filing as specific financial figures and metrics are not populated in the available sections. The filing follows Form NPORT-P requirements for registered investment companies to report detailed portfolio holdings and risk metric information on a monthly basis.

Innovator Equity Managed Floor ETF (Ticker: SFLR) has submitted a Form NPORT-P to the SEC. The document is almost entirely a boiler-plate template: every quantitative line-item—total assets, total liabilities, net assets, portfolio risk metrics, securities-lending details, monthly returns, derivative gains/losses, and share-flow data—remains blank. Registrant identifiers (CIK, LEI), address, series information, and contact data are also omitted. The filing does mark itself as a LIVE electronic submission, but offers no substantive portfolio or performance information. As such, investors receive no visibility into the fund’s holdings, risk profile, or recent results; the submission appears to be an administrative placeholder rather than a full monthly report.

Innovator Equity Managed Floor ETF (symbol SFLR) has submitted a Form NPORT-P monthly portfolio report. However, virtually every data field—including assets, liabilities, net asset value, risk metrics, securities lending details, derivatives results, and share-flow activity—is left blank. The filing template simply lists the required line items (Items A–B.6) without providing any numerical figures, borrower names, or dates. The form indicates it is a LIVE electronic submission, but does not identify the registrant’s CIK, LEI, address, or series information. Because no quantitative information is supplied, investors cannot gauge the fund’s portfolio composition, recent performance, or liquidity position from this document alone.