Welcome to our dedicated page for Innovator Equity SEC filings (Ticker: SFLR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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The Innovator Equity Managed Floor ETF (SFLR) has submitted a Form NPORT-P filing to the SEC. The document provided here is largely an un-populated template: critical line items for total assets, liabilities, net assets, risk metrics, securities-lending activity, monthly performance and shareholder flows are all blank. The filing does confirm it is a LIVE electronic submission and not the fund’s final NPORT-P, thereby indicating routine regulatory compliance. However, in the absence of any populated figures, the excerpt supplies no information that would allow investors to evaluate the fund’s portfolio composition, leverage, liquidity or recent returns.
Innovator Equity Managed Floor ETF (Ticker: SFLR) submitted a Form NPORT-P – Monthly Portfolio Investments Report – to the SEC.
The filing is marked as LIVE, confirming it is an official electronic submission rather than a test. It also states that the fund does not expect this to be its final NPORT-P filing. Beyond these administrative facts, virtually every quantitative field—including total assets, liabilities, net assets, portfolio-level risk metrics, securities-lending data, monthly returns, and share-flow information—remains blank or unpopulated. In addition, contact details, LEIs, CIK numbers, and Series identifiers are omitted.
Because no financial figures or portfolio holdings are reported, the document offers no insight into SFLR’s current asset mix, risk profile, or recent performance. Investors therefore gain only confirmation that a regulatory obligation has been met, not any material data for valuation or risk-assessment purposes.
This NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) submitted on June 28, 2025, is a monthly portfolio investments report required by the SEC. The form requires detailed disclosure of:
- Portfolio-level risk metrics, including credit spread risk measurements for various maturities
- Securities lending activities and counterparty information
- Monthly total returns and flow information for the preceding three months
- Derivatives exposure and VaR information under Rule 18f-4
- Highly Liquid Investment Minimum details and derivatives transaction categorization
This filing represents a structured reporting format that provides transparency into the ETF's investment activities, risk management practices, and compliance with SEC regulations regarding derivatives usage and liquidity management. The filing appears to be a blank template with fields to be populated with the fund's specific information.
This is a Form NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) filed on June 28, 2025. Form NPORT-P is a monthly portfolio holdings report required by the SEC for registered investment companies.
The filing is structured to collect detailed information about the fund's:
- Portfolio-level assets, liabilities, and risk metrics
- Securities lending activities
- Monthly performance returns and flow data
- Derivatives exposure and Value at Risk (VaR) information
- Liquidity classifications and risk management
This appears to be a template filing with most data fields unpopulated. The filing is marked as a LIVE submission and includes sections for reporting the fund's highly liquid investment minimum, derivatives transactions, and compliance with SEC Rule 18f-4 regarding fund leverage risk. The filing is designed to provide transparency into the fund's investment activities and risk management practices.
Innovator Equity Managed Floor ETF (SFLR) – Form NPORT-P
The ETF submitted a LIVE Monthly Portfolio Investments Report to the SEC, but virtually every required data field is blank. Missing items include registrant identifiers (CIK, LEI, address), total assets, liabilities, net assets (Item B.1), credit-spread risk metrics (Item B.3), securities-lending details (Item B.4), monthly total returns (Item B.5) and share-flow information (Item B.6). The form merely reproduces the template structure without populating numerical values or answering key yes/no questions such as whether this will be the fund’s final NPORT filing.
Because no portfolio, performance or risk data are disclosed, the filing offers investors no insight into SFLR’s financial position, liquidity, derivatives exposure or recent returns. As a result, its immediate analytical value is negligible.
Innovator Equity Managed Floor ETF (ticker: SFLR) submitted a Form NPORT-P Monthly Portfolio Investments Report. The filing is designated as a LIVE electronic submission and is not marked as a final filing. Part A (General Information) through Part B (Fund Information) present the standard SEC template, but the data fields for assets, liabilities, risk metrics, securities-lending activity, monthly returns, derivative gains/losses and shareholder flow information are left blank. Consequently, the document contains no quantitative portfolio, performance or risk disclosures for the current reporting period.
The absence of populated figures suggests that either (1) the fund had no reportable positions or (2) the preparer has not yet entered the requisite numbers. From an investor’s perspective, this filing delivers no material financial information that would influence valuation, risk assessment or trading decisions.
This NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) dated June 28, 2025, is a monthly portfolio investments report submitted to the SEC. The filing contains detailed portfolio and risk metrics information, though specific values are not provided in the template structure.
Key reporting requirements include:
- Fund assets, liabilities, and net assets
- Portfolio risk metrics for debt securities exposure
- Securities lending activities and counterparty information
- Three-month return data including monthly total returns and realized/unrealized gains/losses
- Fund flow information covering sales and redemptions
- Derivatives exposure and VaR (Value at Risk) information
- Highly Liquid Investment Minimum details
This appears to be a standard NPORT-P template filing structure without actual portfolio data filled in. The form is designed to provide transparency into the fund's portfolio holdings, risk exposures, and performance metrics on a monthly basis.
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