Innovator Equity SEC Filings

This is a Form NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) filed on June 28, 2025. NPORT-P is a monthly portfolio holdings report required by the SEC for registered investment companies.

The filing is a structured form that requires detailed reporting of:

• Portfolio-level assets, liabilities, and risk metrics
• Securities lending activities
• Monthly return information and flow data
• Derivatives exposure and VaR (Value at Risk) information
• Highly Liquid Investment Minimum details

While this appears to be a template filing with most data fields unpopulated, it demonstrates the ETF's regulatory compliance with SEC reporting requirements under Investment Company Act rules, including the new derivatives rule 18f-4 and liquidity risk management requirements under rule 22e-4.

The document is an incomplete excerpt of a Form NPORT-P monthly portfolio report for Innovator Equity Managed Floor ETF (ticker: SFLR). Standard sections—Part A (registrant information) and Part B (fund-level assets, liabilities, risk metrics, returns, securities lending and share-flow data)—are present, but every numerical field is blank.

As supplied, the filing offers no details on total assets, net assets, liabilities, portfolio risk measures, derivatives activity, monthly returns, or share-sales/redemptions for the referenced three-month period. The only definitive disclosure is that the submission is marked “LIVE,” indicating it is an official electronic filing rather than a test. The fund also indicates that this is not its final Form NPORT-P filing.

Without quantitative information, investors cannot assess SFLR’s current portfolio composition, leverage, liquidity or recent performance. Additional documentation or a complete version of the Form NPORT-P would be required for meaningful analysis.

Form NPORT-P filing overview

Innovator Equity Managed Floor ETF (ticker SFLR) submitted a LIVE Form NPORT-P monthly portfolio report. The excerpt provided covers Part A (registrant/series information) and Part B (fund-level assets, liabilities, risk metrics, securities lending, performance and share-flow data).

Key observation: Virtually every quantitative field—including total assets, liabilities, net asset value, credit-spread risk metrics, monthly returns and share-sales/redemptions—is blank. The document therefore offers no insight into portfolio composition, leverage, performance or cash-flow trends for the period. The filing is flagged as not the fund’s final NPORT submission, and no material events or transactions are disclosed in the supplied section.

Without the missing schedules, investors cannot draw conclusions about SFLR’s current risk profile or financial condition from this fragment alone.

The Innovator Equity Managed Floor ETF (SFLR) has submitted a Form NPORT-P Monthly Portfolio Investments Report to the SEC. The document is largely a structural template: virtually every numerical and descriptive field—assets, liabilities, risk metrics, securities-lending details, monthly performance, and shareholder flows—remains blank. As such, investors receive no insight into the fund’s current portfolio composition, leverage, derivatives exposure, or recent total returns.

The filing confirms only that it is a LIVE electronic submission and that it represents the standard sections required by Form NPORT-P, including registrant identification, series information, and contact placeholders. There is no indication that this is a final filing, nor any affirmative disclosure of financial or operational changes.

Because the core quantitative disclosures are missing, the document does not contain material information that could affect an investment thesis or valuation assessment for SFLR.

This NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) dated June 28, 2025, is a monthly portfolio investments report required by the SEC. The filing includes detailed portfolio and risk metrics information, though specific values are not provided in the template structure shown.

The form requires disclosure of:

• Fund assets, liabilities, and net assets
• Portfolio risk metrics including credit spread risk measurements
• Securities lending activities and counterparty information
• Three-month return data including monthly total returns and realized/unrealized gains/losses
• Fund flow information covering sales and redemptions
• Derivatives exposure and Value at Risk (VaR) data
• Highly Liquid Investment Minimum details

This appears to be a template or blank form structure rather than a completed filing, as the actual numerical values and specific fund details are not populated in the document.

The Innovator Equity Managed Floor ETF (SFLR) submitted a Form NPORT-P Monthly Portfolio Investments Report. The filing is designated as a LIVE submission and is not marked as the fund’s final NPORT filing, indicating that routine monthly filings will continue.

Part A – General Information lists the registrant, series and reporting-period sections, but all identifying data fields—such as Investment Company Act file number, CIK, LEI, address details, and series identifiers—are blank.

Part B – Fund Information is similarly devoid of quantitative disclosure. Key balance-sheet items (total assets, total liabilities, net assets), portfolio-level risk metrics (interest-rate, credit-spread and duration sensitivities), securities-lending details, performance returns for the past three months, derivatives results, and share-flow data are all left blank. Only the binary questions (e.g., whether non-cash collateral was received) are presented with both “Yes/No” options but no selection indicated.

The absence of any dollar figures or metric values means no insight can be drawn regarding SFLR’s size, leverage, liquidity, recent performance, or risk profile for the stated period. Investors receive confirmation that a monthly filing was made, but no substantive portfolio or financial information is available within this document.

This NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) was submitted on June 28, 2025. Form NPORT-P is a monthly portfolio holdings report required by the SEC for registered investment companies.

The filing appears to be a template or blank form structure, as specific portfolio and risk metrics data are not populated. The form is designed to collect detailed information including:

• Fund assets, liabilities, and net assets
• Portfolio risk metrics including credit spread risk (SDV01)
• Securities lending activities
• Monthly return information and flow data
• Derivatives exposure and VaR information
• Highly Liquid Investment Minimum details

This appears to be a structured filing template rather than a completed report, as the actual financial data and risk metrics fields are unpopulated. The ETF must comply with SEC Rule 18f-4 regarding derivatives risk management and reporting requirements.