Innovator Equity SEC Filings

Innovator Equity Managed Floor ETF (ticker: SFLR) has submitted a Form NPORT-P Monthly Portfolio Investments Report, but virtually all required data fields remain blank. The filing confirms its status as a LIVE electronic submission and notes that it is not the fund’s final NPORT filing. However, critical quantitative disclosures—such as total assets, liabilities, net assets, portfolio-level risk metrics, securities-lending details, monthly returns, derivative gains or losses, and share-flow information—are missing. As a result, investors receive no insight into the fund’s current portfolio composition, recent performance, or risk profile for the reported period. Until the ETF amends this report or submits a subsequent, fully populated filing, stakeholders cannot meaningfully evaluate SFLR’s financial condition or compare it with peers.

Form NPORT-P filing overview: The document is a Monthly Portfolio Investments Report for the Innovator Equity Managed Floor ETF (symbol SFLR). It is intended to disclose detailed fund-level data such as assets, liabilities, portfolio risk metrics, securities-lending activity, monthly returns, derivative gains/losses and share-flow information.

Key observation: In the supplied excerpt, virtually every quantitative field—including total assets, total liabilities, net assets, credit-spread risk figures, monthly returns and share-sales/redemptions—has been left blank. Only administrative check-boxes (e.g., the filing is marked “LIVE” vs “TEST” and the Fund does not anticipate this to be its final NPORT-P filing) are populated. No actual portfolio positions, borrower names, or dollar amounts are provided.

Investor implication: Because critical numerical disclosures are missing, the excerpt does not enable assessment of the ETF’s liquidity, leverage, performance, risk profile or capital flows for the reported month. Investors will need the completed filing—or other public data sources—to perform any meaningful analysis.

Innovator Equity Managed Floor ETF (Ticker: SFLR) has submitted a Form NPORT-P; however, the document is almost entirely unpopulated. The filing template lists the standard sections—Part A (general information), Part B (fund-level data), risk metrics, return information, flow information, and securities-lending disclosures—but no quantitative figures, dates, LEIs, or narrative explanations are provided. Key datapoints such as total assets, liabilities, net assets, monthly returns, derivatives gains/losses, and share-flow figures are blank. Likewise, check-box items (e.g., final filing status, use of non-cash collateral, borrower details) are not marked.

Given the absence of material numbers or qualitative statements, the submission appears to be either (1) a placeholder draft, (2) an incomplete transmission, or (3) a technical filing intended solely to secure SEC timestamping. From an investor’s perspective, the document conveys no actionable insight into SFLR’s portfolio composition, performance, risk profile, or cash flows. Until a fully populated NPORT-P or accompanying 8-K/press release is released, investors cannot assess recent fund developments or compare period-over-period metrics.

The submitted Form NPORT-P for Innovator Equity Managed Floor ETF (ticker: SFLR) is largely a skeletal document. Core registrant information—including CIK, LEI, street address and fiscal-year dates—has been left blank. Part B, which should disclose total assets, liabilities, net assets and portfolio-level risk metrics, contains no figures. Likewise, Sections covering securities lending, monthly returns, derivative gains/losses, and share-flow data are unpopulated. Only two definitive statements are present: the filing is designated as LIVE rather than TEST, and the fund does not anticipate this to be its final NPORT-P submission. Because virtually all quantitative tables are empty, the document provides no insight into portfolio composition, performance, risk exposure or cash flows for the reporting period. Investors therefore gain no actionable information regarding SFLR’s financial condition, investment strategy or recent results from this filing alone.

Innovator Equity Managed Floor ETF (Ticker: SFLR) has submitted a Form NPORT-P monthly portfolio report. The filing is designated as a LIVE electronic submission, but virtually every quantitative field—including total assets, liabilities, net assets, portfolio-level risk metrics, securities-lending data, monthly returns, derivative gains/losses, and share-flow information—has been left blank. As a result, investors receive no insight into the fund’s current holdings, risk profile, or recent performance for the reported period.

Key administrative sections such as registrant name, CIK, LEI, series identifiers, and reporting-period dates are also unpopulated. The only definitive answers disclosed are that the filing is not marked as the fund’s “final” NPORT-P and that the submission is a LIVE (not TEST) filing. No earnings data, transaction details, or material events appear in the document.

Bottom line: while the form confirms regulatory compliance activity, the absence of financial and portfolio data means the filing provides minimal decision-useful information to investors at this time.

Overview: Innovator Equity Managed Floor ETF (ticker: SFLR) has filed a Form NPORT-P with the SEC, yet the submission is almost entirely devoid of quantitative information. Key registrant identifiers, asset and liability figures, portfolio risk metrics, securities-lending details, monthly performance, and flow data are all blank. The document merely notes that the filing is marked “LIVE,” not “TEST,” and indicates that it is not expected to be the fund’s final NPORT-P submission.

Because no financial numbers, risk measures, or portfolio compositions are provided, investors gain no actionable insight into the ETF’s current positioning, leverage, liquidity, or recent returns. In effect, the filing functions as a procedural placeholder rather than a substantive disclosure.

Implication: The absence of data renders the report of minimal analytical value and suggests that a corrected or amended filing will likely follow. Until detailed figures are released, stakeholders must rely on prior disclosures or other sources to evaluate the fund’s performance and risk profile.

This is a Form NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) filed on June 28, 2025. NPORT-P is a monthly portfolio holdings report required by the SEC for registered investment companies.

The filing is a structured form that requires detailed reporting of:

• Portfolio-level assets, liabilities, and risk metrics
• Securities lending activities
• Monthly return information and flow data
• Derivatives exposure and VaR (Value at Risk) information
• Highly Liquid Investment Minimum details

While this appears to be a template filing with most data fields unpopulated, it demonstrates the ETF's regulatory compliance with SEC reporting requirements under Investment Company Act rules, including the new derivatives rule 18f-4 and liquidity risk management requirements under rule 22e-4.

The document is an incomplete excerpt of a Form NPORT-P monthly portfolio report for Innovator Equity Managed Floor ETF (ticker: SFLR). Standard sections—Part A (registrant information) and Part B (fund-level assets, liabilities, risk metrics, returns, securities lending and share-flow data)—are present, but every numerical field is blank.

As supplied, the filing offers no details on total assets, net assets, liabilities, portfolio risk measures, derivatives activity, monthly returns, or share-sales/redemptions for the referenced three-month period. The only definitive disclosure is that the submission is marked “LIVE,” indicating it is an official electronic filing rather than a test. The fund also indicates that this is not its final Form NPORT-P filing.

Without quantitative information, investors cannot assess SFLR’s current portfolio composition, leverage, liquidity or recent performance. Additional documentation or a complete version of the Form NPORT-P would be required for meaningful analysis.