Innovator Equity SEC Filings

Form NPORT-P filing overview

Innovator Equity Managed Floor ETF (ticker SFLR) submitted a LIVE Form NPORT-P monthly portfolio report. The excerpt provided covers Part A (registrant/series information) and Part B (fund-level assets, liabilities, risk metrics, securities lending, performance and share-flow data).

Key observation: Virtually every quantitative field—including total assets, liabilities, net asset value, credit-spread risk metrics, monthly returns and share-sales/redemptions—is blank. The document therefore offers no insight into portfolio composition, leverage, performance or cash-flow trends for the period. The filing is flagged as not the fund’s final NPORT submission, and no material events or transactions are disclosed in the supplied section.

Without the missing schedules, investors cannot draw conclusions about SFLR’s current risk profile or financial condition from this fragment alone.

The Innovator Equity Managed Floor ETF (SFLR) has submitted a Form NPORT-P Monthly Portfolio Investments Report to the SEC. The document is largely a structural template: virtually every numerical and descriptive field—assets, liabilities, risk metrics, securities-lending details, monthly performance, and shareholder flows—remains blank. As such, investors receive no insight into the fund’s current portfolio composition, leverage, derivatives exposure, or recent total returns.

The filing confirms only that it is a LIVE electronic submission and that it represents the standard sections required by Form NPORT-P, including registrant identification, series information, and contact placeholders. There is no indication that this is a final filing, nor any affirmative disclosure of financial or operational changes.

Because the core quantitative disclosures are missing, the document does not contain material information that could affect an investment thesis or valuation assessment for SFLR.

This NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) dated June 28, 2025, is a monthly portfolio investments report required by the SEC. The filing includes detailed portfolio and risk metrics information, though specific values are not provided in the template structure shown.

The form requires disclosure of:

• Fund assets, liabilities, and net assets
• Portfolio risk metrics including credit spread risk measurements
• Securities lending activities and counterparty information
• Three-month return data including monthly total returns and realized/unrealized gains/losses
• Fund flow information covering sales and redemptions
• Derivatives exposure and Value at Risk (VaR) data
• Highly Liquid Investment Minimum details

This appears to be a template or blank form structure rather than a completed filing, as the actual numerical values and specific fund details are not populated in the document.

The Innovator Equity Managed Floor ETF (SFLR) submitted a Form NPORT-P Monthly Portfolio Investments Report. The filing is designated as a LIVE submission and is not marked as the fund’s final NPORT filing, indicating that routine monthly filings will continue.

Part A – General Information lists the registrant, series and reporting-period sections, but all identifying data fields—such as Investment Company Act file number, CIK, LEI, address details, and series identifiers—are blank.

Part B – Fund Information is similarly devoid of quantitative disclosure. Key balance-sheet items (total assets, total liabilities, net assets), portfolio-level risk metrics (interest-rate, credit-spread and duration sensitivities), securities-lending details, performance returns for the past three months, derivatives results, and share-flow data are all left blank. Only the binary questions (e.g., whether non-cash collateral was received) are presented with both “Yes/No” options but no selection indicated.

The absence of any dollar figures or metric values means no insight can be drawn regarding SFLR’s size, leverage, liquidity, recent performance, or risk profile for the stated period. Investors receive confirmation that a monthly filing was made, but no substantive portfolio or financial information is available within this document.

This NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) was submitted on June 28, 2025. Form NPORT-P is a monthly portfolio holdings report required by the SEC for registered investment companies.

The filing appears to be a template or blank form structure, as specific portfolio and risk metrics data are not populated. The form is designed to collect detailed information including:

• Fund assets, liabilities, and net assets
• Portfolio risk metrics including credit spread risk (SDV01)
• Securities lending activities
• Monthly return information and flow data
• Derivatives exposure and VaR information
• Highly Liquid Investment Minimum details

This appears to be a structured filing template rather than a completed report, as the actual financial data and risk metrics fields are unpopulated. The ETF must comply with SEC Rule 18f-4 regarding derivatives risk management and reporting requirements.

Form NPORT-P overview: Innovator Equity Managed Floor ETF (ticker SFLR) submitted a monthly portfolio report, yet virtually every data field remains blank.

Key registrant identifiers (CIK, LEI), address information, asset and liability balances, portfolio-level risk metrics, securities-lending disclosures, monthly returns, and shareholder flow statistics are all omitted. Part B—which should detail total assets, net assets and credit spread risk—contains no populated numbers. Likewise, Parts C and D are not present.

The filing is labelled “LIVE”, signalling that it is intended as an official SEC submission rather than a test. However, the question regarding whether this will be the fund’s final NPORT-P filing shows both “Yes” and “No” options with no selection.

Because required quantitative disclosures are absent, investors receive no visibility into SFLR’s portfolio composition, performance or risk. The document’s primary takeaway is the lack of information itself, raising potential concerns about the completeness of the fund’s regulatory reporting.

The document is a Form NPORT-P filing template attributed to Innovator Equity Managed Floor ETF (symbol SFLR). It contains SEC boiler-plate language for Parts A and B but virtually every data field—registrant details, CIK, LEI, portfolio assets, liabilities, risk metrics, performance, flows, and securities-lending information—is blank. The only populated items are (i) the designation of the submission as a LIVE electronic filing and (ii) a check-box structure indicating that this is not marked as the Fund’s final NPORT-P. No numerical disclosures, narrative explanations, or portfolio listings are provided. As a result, investors receive no quantitative insight into SFLR’s balance sheet, performance, or risk profile from this submission. The filing therefore appears to be either an incomplete draft or an erroneous transmission, and carries no immediate valuation or risk implications.

This NPORT-P filing from Innovator Equity Managed Floor ETF (SFLR) represents a monthly portfolio investments report filed with the SEC. The filing is structured to report detailed portfolio and risk metrics but appears to be a template or blank form without actual data filled in.

The form is designed to collect critical information including:

• Fund assets, liabilities, and net assets
• Portfolio risk metrics including credit spread risk measurements
• Securities lending activities
• Monthly return data for the preceding three months
• Fund flow information including sales and redemptions
• Derivatives exposure and VaR (Value at Risk) information
• Highly Liquid Investment Minimum details

As this appears to be a blank form template, specific portfolio holdings, risk metrics, and performance data are not populated. The filing date is indicated as June 28, 2025.