Innovator Equity SEC Filings

This is a Form NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) filed on June 28, 2025. NPORT-P is a monthly portfolio holdings report required by the SEC for registered investment companies.

The filing is a structured form that requires detailed reporting of:

• Portfolio-level assets, liabilities, and risk metrics
• Securities lending activities
• Monthly performance data including total returns
• Fund flow information (sales and redemptions)
• Derivatives exposure and Value at Risk (VaR) information
• Highly Liquid Investment Minimum details

While this appears to be a template filing with most data fields unpopulated, it demonstrates the ETF's regulatory compliance with SEC reporting requirements under Investment Company Act rules, including the new derivatives rule 18f-4 and liquidity risk management requirements under rule 22e-4.

Innovator Equity Managed Floor ETF (SFLR) has submitted a Form NPORT-P Monthly Portfolio Investments Report, but virtually every quantitative and qualitative field remains blank. Headings are provided for assets, liabilities, risk metrics, returns, securities-lending details, and share-flow information; however, no dollar amounts, percentages, or dates are populated. Key questions—such as total net assets, credit-spread sensitivity, recent performance, or sales and redemptions—cannot be answered from this document.

The filing does confirm that it is a live electronic submission, yet even binary selections like “final filing,” “non-cash collateral,” or “live vs. test” show no definitive response. Consequently, the report offers almost no transparency into the ETF’s current portfolio or risk profile and provides investors with minimal decision-useful information.

Innovator Equity Managed Floor ETF (NYSE:SFLR) submitted a routine Form NPORT-P Monthly Portfolio Investments Report dated June 29 2025. The excerpt provided is largely the standard template and does not include any populated figures for assets, liabilities, portfolio holdings, risk metrics, or recent performance. As such, no material financial or operational changes can be identified from the information supplied.

Innovator Equity Managed Floor ETF (ticker: SFLR) submitted a Form NPORT-P to the SEC. The document is essentially an un-populated template; almost every quantitative and qualitative field—including assets, liabilities, portfolio risk metrics, securities-lending data, monthly total returns, and share-flow information—has been left blank. The filing provides only boiler-plate language and structural headings of the form, with no numbers, dates, or narrative explanations specific to the Fund.

Because the submission contains no material financial information, investors cannot glean insights into the ETF’s portfolio composition, risk profile, recent performance, or cash flows for the covered month. At this stage the filing’s utility is limited to confirming that a Form NPORT-P was transmitted; it does not advance the investment thesis for SFLR.

The submitted document is an incomplete Form NPORT-P for the Innovator Equity Managed Floor ETF (symbol: SFLR). The filing template lists all required sections—registrant information, asset & liability schedules, portfolio-level risk metrics, securities lending, monthly return data, and share-flow information—but virtually every data field remains blank. No totals for assets, liabilities, net assets, risk measures, returns, derivatives results, or share activity are provided. Consequently, the filing offers no quantitative insight into the fund’s financial position, performance, or risk exposure for the period in question.

The only populated item is an indication that the submission is a LIVE electronic filing; however, even this is contradicted by the adjacent “TEST” label, suggesting the document may be a placeholder or test transmission rather than the fund’s official monthly portfolio report.

Because the numerical schedules are empty and critical disclosures—such as borrower details for securities lending, credit-spread sensitivity, and monthly flow data—are missing, investors cannot extract any material information from this filing.

This NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) dated June 28, 2025, is a monthly portfolio investments report required by the SEC. The filing is structured to report detailed information about the fund's:

• Portfolio-level assets, liabilities, and risk metrics
• Securities lending activities
• Monthly performance returns and flow information
• Derivatives exposure and VaR information
• Highly Liquid Investment Minimum details

While the form template is present, the actual data fields are largely unpopulated in this filing. The document follows Form NPORT-P's standard structure, which requires funds to report comprehensive information about their portfolio holdings, risk metrics, and compliance with SEC regulations including Rule 18f-4 on derivatives use and Rule 22e-4 on liquidity risk management.

Innovator Equity Managed Floor ETF (Ticker: SFLR) submitted a Form NPORT-P – Monthly Portfolio Investments Report. The document is largely a template: all key quantitative fields for assets, liabilities, net assets, risk metrics, securities-lending details, derivatives results, monthly returns, and share-flow information are blank. Only administrative sections such as the form title, item headings and standard instructions are present. No dates, dollar amounts, or qualitative disclosures were completed, and the filing does not indicate whether it represents a LIVE or TEST submission, nor whether it is a final filing.

Because no portfolio, performance or balance-sheet data are included, investors cannot assess fund size, leverage, credit exposure, recent performance, or cash-flow activity from this document. The filing therefore provides no material information on which to base an investment decision at this time.