STOCK TITAN

Sprouts Farmers Market (SFM) director awarded 3,129 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sprouts Farmers Market director Joe Fortunato received an equity grant of 3,129 restricted stock units. The award was priced at $0 per unit as a stock-based compensation grant, not a market purchase. Each unit converts into one share of common stock and will vest on March 12, 2027, assuming he continues in service through that date. Following this grant, his directly held position, including common shares and restricted stock units, totals 21,293.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fortunato Joe

(Last) (First) (Middle)
5455 EAST HIGH STREET
SUITE 111

(Street)
PHOENIX AZ 85054

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Sprouts Farmers Market, Inc. [ SFM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.001 per share(1) 03/12/2026 A 3,129 A $0 21,293(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on March 12, 2027, assuming continued service through such vest date.
2. Includes, in addition to the 3,129 restricted stock units described in Note (1), 18,164 shares of common stock.
Remarks:
/s/ Brandon F. Lombardi, Attorney-in-Fact for Joseph Fortunato 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SFM director Joe Fortunato report on this Form 4?

Joe Fortunato reported receiving 3,129 restricted stock units of Sprouts Farmers Market common stock as a compensation grant. The units were awarded at $0 per share, reflecting a non-cash equity grant rather than an open-market stock purchase or sale.

How many Sprouts Farmers Market shares and units does Joe Fortunato hold after this grant?

After the grant, Joe Fortunato directly holds a total of 21,293 Sprouts Farmers Market shares and units. This total includes 3,129 newly granted restricted stock units and 18,164 existing shares of common stock, as described in the Form 4 footnotes.

When do Joe Fortunato’s 3,129 SFM restricted stock units vest?

The 3,129 restricted stock units are scheduled to vest on March 12, 2027, provided Joe Fortunato remains in service through that vesting date. Upon vesting, each restricted stock unit will convert into one share of Sprouts Farmers Market common stock.

Was Joe Fortunato’s SFM Form 4 transaction a stock purchase or option exercise?

The transaction was a grant of restricted stock units, not an open-market stock purchase or an option exercise. The Form 4 labels it as a grant or award acquisition, with a transaction price of $0 per share, reflecting stock-based compensation.

Does Joe Fortunato’s Form 4 for SFM indicate any stock sales or dispositions?

The Form 4 shows only an acquisition of 3,129 restricted stock units and no stock sales or other dispositions. Transaction summary data report one acquisition transaction and zero sell, gift, tax withholding, or restructuring transactions in this filing.
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