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SFNC (SFNC) EVP Makris reports RSU vesting and tax share sale

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Simmons First National Corp. executive George A. Makris III, EVP, General Counsel & Corporate Secretary, reported routine equity award activity involving SFNC common stock. On January 19, 2026, 1,621 Restricted Stock Units vested and converted into the same number of SFNC common shares on a one-for-one basis. On the same date, 544 shares of SFNC common stock were disposed of at $19.24 per share to cover tax withholding, a common practice for equity awards.

After these transactions, Makris directly beneficially owned 44,996 SFNC shares, which include 200 shares acquired through a dividend reinvestment plan, and indirectly held an additional 1,780 shares through his spouse. Following the vesting, no Restricted Stock Units remained beneficially owned.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MAKRIS GEORGE A III

(Last) (First) (Middle)
C/O SIMMONS FIRST NATIONAL CORP.
501 MAIN STREET

(Street)
PINE BLUFF AR 71601

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SIMMONS FIRST NATIONAL CORP [ SFNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Gen. Counsel & Corp. Sec
3. Date of Earliest Transaction (Month/Day/Year)
01/19/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
SFNC Common Stock 01/19/2026 M 1,621 A (1) 45,540(2) D
SFNC Common Stock 01/19/2026 F 544 D $19.24 44,996 D
SFNC Common Stock 1,780 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 01/19/2026 M 1,621 (3) (3) SFNC Common Stock 1,621 $0 0 D
Explanation of Responses:
1. Restricted Stock Units convert into shares of SFNC common stock on a one-for-one basis.
2. Includes 200 shares acquired by the Reporting Person under a dividend reinvestment plan.
3. The Restricted Stock Units vested on January 19, 2026.
/s/ Natalie Gassiott, attorney-in-fact for George A. Makris, III 01/21/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did SFNC executive George A. Makris III report?

George A. Makris III reported the vesting of 1,621 Restricted Stock Units into SFNC common stock on January 19, 2026, and the sale of 544 shares at $19.24 per share to cover taxes.

How many SFNC shares does George A. Makris III own after this Form 4?

After the reported transactions, he directly owns 44,996 shares of SFNC common stock and indirectly owns 1,780 shares through his spouse.

What happened to the Restricted Stock Units reported by SFNC insider Makris?

The 1,621 Restricted Stock Units vested on January 19, 2026 and converted into 1,621 SFNC common shares on a one-for-one basis, leaving 0 RSUs beneficially owned afterward.

Why were 544 SFNC shares sold in this insider transaction?

The Form 4 shows a transaction coded "F", indicating 544 shares of SFNC common stock were disposed of at $19.24 per share to satisfy tax withholding obligations related to the RSU vesting.

Does the SFNC Form 4 mention a dividend reinvestment plan for Makris?

Yes. The filing notes that Makris’s direct holdings include 200 shares acquired under a dividend reinvestment plan as part of his total 44,996 directly owned shares.

What is George A. Makris III’s role at Simmons First National Corp. (SFNC)?

He serves as Executive Vice President, General Counsel & Corporate Secretary of Simmons First National Corp.

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