Class A RSUs Vesting Under Registered Plan

E*TRADE Financial Corporation (issuer) filed a Form 144 notice listing Class A Common Stock tied to restricted stock units vesting under a registered plan on 05/15/2026.

Rhea-AI Filing Summary

E*TRADE Financial Corporation (issuer) filed a Form 144 notice listing Class A Common Stock tied to restricted stock units vesting under a registered plan on 05/15/2026. The filing shows shares outstanding: 106,934,099 as of 05/18/2026.

Insights

Securities Compliance Counsel

Routine Form 144 notice for issuer-related RSU vesting; no sale terms disclosed.

The excerpt lists Class A Common Stock tied to restricted stock units vesting under a registered plan dated 05/15/2026. It records an outstanding share figure of 106,934,099 as of 05/18/2026.

Filing-type signals: this is a notice of securities to be sold under Rule 144 mechanics. The excerpt does not provide sale amount, pricing, buyer, or proceeds treatment; subsequent transaction detail, if any, would appear in related transactional filings.

Key Figures

RSU vesting date: 05/15/2026 Shares outstanding: 106,934,099 shares

2 metrics

RSU vesting date 05/15/2026 Restricted stock units vesting under a registered plan

Shares outstanding 106,934,099 shares as of 05/18/2026

Key Terms

Restricted stock units, registered plan, Form 144

3 terms

Restricted stock units financial

"Restricted stock units vesting under a registered plan"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

registered plan regulatory

"Restricted stock units vesting under a registered plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does SG's Form 144 say about RSUs vesting on 05/15/2026?

The Form 144 notes restricted stock units vesting under a registered plan with a vesting date of 05/15/2026. It is a Rule 144 notice identifying securities to be sold; sale terms are not included in the excerpt.

Does the filing state how many Class A shares are being sold for SG?

The provided excerpt does not specify a sale quantity for the Class A shares. It lists the securities type and vesting context but does not include an offered amount or pricing in the visible text.

What outstanding share figure is shown for SG in this excerpt?

The excerpt lists 106,934,099 shares outstanding as of 05/18/2026. This number appears in the filing content and is presented as a baseline figure associated with the issuer information.

Who is listed as the seller or source of the securities in the filing?

The excerpt identifies the securities as arising from restricted stock units vesting under a registered plan and indicates the entry 'Issuer' in the related field, suggesting an issuer-related source for the vested RSUs.

Is there information on proceeds or transfer method in the excerpt for SG?

The excerpt does not include proceeds, pricing, or method-of-sale details. It confines its disclosure to security type, vesting context, and related dates; transactional mechanics are not present in the visible content.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/18/2026 - 07:48 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002040500
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Sweetgreen, Inc.
SEC File Number	001-41069
Address of Issuer	3102 West 36th Street Los Angeles CALIFORNIA 90018
Phone	323-990-7040
Name of Person for Whose Account the Securities are To Be Sold	Jamie McConnell
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	E*Trade Financial Corporation 3 Edison Drive Alpharetta GA 30005	1401	11194.44	106934099	05/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	05/15/2026	Restricted stock units vesting under a registered plan	Issuer			1401	05/15/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
Date of Notice	05/18/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Matthew Alexander, Attorney-in-fact
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)