E*Trade (SG) files Form 144 for 15,038 vested RSU shares

Rhea-AI Filing Summary

E*Trade Financial Corporation submitted a Form 144 notice reporting 15,038 shares of Class A Common Stock tied to restricted stock units vesting under a registered plan, dated 05/15/2026. The filing lists an outstanding share count of 106,934,099 as of 05/18/2026 and identifies Compensation as the transaction reason.

Insights

Equity Compensation Analyst

Routine compensation-related Form 144 reporting for vested RSUs.

The filing lists 15,038 shares of Class A Common Stock associated with restricted stock units that vested on 05/15/2026. The entry is labeled as Issuer and the purpose is stated as Compensation, indicating these shares arise from employee award vesting.

The excerpt also shows shares outstanding of 106,934,099 as of 05/18/2026, which provides a baseline equity scale. The filing content is administrative in nature and does not itself describe sale price, broker methods, or proceeds treatment.

Key Figures

Form type: Form 144 Shares reported to be sold: 15,038 shares Shares outstanding: 106,934,099 shares

3 metrics

Form type Form 144 Notice of proposed sale of securities

Shares reported to be sold 15,038 shares Class A Common Stock tied to RSU vesting on 05/15/2026

Shares outstanding 106,934,099 shares Outstanding as of 05/18/2026

Key Terms

Restricted stock units, Form 144, Class A Common Stock

3 terms

Restricted stock units financial

"Restricted stock units vesting under a registered plan"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"Filer Information | Class A Common Stock | E*Trade Financial Corporation"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Class A Common Stock financial

"Securities To Be Sold | Class A Common Stock | 05/15/2026"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	E*Trade Financial Corporation 3 Edison Drive Alpharetta GA 30005	15038	120158	106934099	05/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	05/15/2026	Restricted stock units vesting under a registered plan	Issuer			15038	05/15/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the SG Form 144 report show?

It reports 15,038 shares of Class A Common Stock connected to vested restricted stock units. The filing ties the securities to a registered plan and labels the transaction reason as Compensation, with the vesting date shown as 05/15/2026.

Who is listed as the source of the shares on the Form 144 for SG?

The filing identifies the Issuer as the source for these securities. It states the shares derive from restricted stock units vesting under a registered plan and marks the transaction type as Compensation.

How many shares outstanding does the filing show for SG?

The excerpt shows 106,934,099 shares outstanding as of 05/18/2026. This figure appears alongside the securities disclosure and supplies a baseline equity scale in the same excerpt.

What date is associated with the vested RSUs in the Form 144?

The restricted stock units are shown with a vesting date of 05/15/2026. The Form 144 entry references that date in connection with the securities to be sold and labels the transaction as compensation-related.