Welcome to our dedicated page for SMART Global Holdings SEC filings (Ticker: SGH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Penguin Solutions, Inc. filings document material events, capital structure changes and governance disclosures for its enterprise technology business. Recent Form 8-K reports cover quarterly financial results, non-GAAP reconciliations, executive appointments and separations, and material financing arrangements, including a revolving credit facility involving SMART Modular Technologies as co-borrower.
The filing record also documents the company’s public security transition from Cayman ordinary shares to Delaware common stock listed on the Nasdaq Global Select Market under PENG. Form 15 materials address termination of registration or suspension of reporting duties for the former ordinary shares, while current-event reports identify registered common stock, exchange listing information, and related corporate-status disclosures.
Penguin Solutions, Inc. (NASDAQ: SGH) filed Post-Effective Amendment No. 1 to 16 previously effective Form S-8 registration statements to reflect its June 30, 2025 redomiciliation from the Cayman Islands to Delaware. Under Rule 414, the Delaware entity expressly adopts each legacy registration statement, thereby assuming all outstanding equity awards issued under three stock plans (2017 Stock Incentive Plan, 2018 Employee Stock Purchase Plan and 2021 Inducement Plan). Existing awards will now settle in Penguin Solutions Delaware common stock on a one-for-one basis, and the Cayman entity becomes a wholly owned subsidiary.
The filing is largely procedural: it (i) updates the plan documents and legal opinions, (ii) incorporates by reference SGH’s latest Annual, Quarterly and Current Reports, and (iii) restates indemnification provisions consistent with Delaware General Corporation Law. No new securities, financial results or valuation metrics are introduced; the amendment merely preserves the continuous availability of shares previously registered for employee compensation purposes.