Charles Schwab Corp (SHC) holder plans sale of 150,000 common shares

Rhea-AI Filing Summary

A shareholder of Charles Schwab Corp. filed a notice of a proposed sale of up to 150,000 shares of common stock, with an aggregate market value of $2,836,500.00, planned on or after August 7, 2026. Shares of common stock outstanding were 285,374,795. Recent share-related activity reported includes multiple RSU vesting entries on March 2, 2026 and a prior private placement on May 13, 2020.

Key Figures

Shares to be sold: 150,000 shares Aggregate market value: $2,836,500.00 Shares outstanding: 285,374,795 shares +2 more

5 metrics

Shares to be sold 150,000 shares Proposed sale of common stock on or after August 7, 2026

Aggregate market value $2,836,500.00 Value of 150,000 common shares proposed for sale

Shares outstanding 285,374,795 shares Common shares outstanding for Charles Schwab Corp.

RSU vesting 1 26,223 shares RSU vesting of common stock on March 2, 2026

Private placement 111,103 shares Private placement of common stock on May 13, 2020

Key Terms

RSU Vesting, Private Placement, Aggregate market value

3 terms

RSU Vesting financial

"Common | 03/02/2026 | RSU Vesting | Issuer"

RSU vesting is the process by which restricted stock units — a promise by a company to give shares to an employee — become actual, owned shares over time or when certain goals are met. Investors care because vested shares can dilute existing ownership when issued, and the timing of vesting affects when employees can sell shares, which can influence share supply, insider selling patterns, and company incentives.

Private Placement financial

"Common | 05/13/2020 | Private Placement | Issuer"

A private placement is a sale of securities directly to a selected group of investors, typically institutions or accredited investors, instead of through a public offering. It lets a company raise money faster and with fewer regulatory steps; for existing shareholders it matters because the newly issued shares, often sold at a discount, increase the share count and can dilute their ownership.

Aggregate market value financial

"| 150000 | 2836500.00 | 285374795 | 08/07/2026 |"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/07/2026 - 09:28 AM Accepted by SEC EDGAR 08/07/2026 - 09:27 AM Learn about SEC filing dates

FAQ

What stock sale is being planned for Charles Schwab Corp. (SHC)?

A shareholder plans to sell up to 150,000 shares of Charles Schwab Corp. common stock. The notice lists an aggregate market value of $2,836,500.00 for these shares, with the transaction planned on or after August 7, 2026 on NASDAQ.

How many Charles Schwab Corp. (SHC) shares are outstanding in this filing?

The filing reports 285,374,795 Charles Schwab Corp. common shares outstanding. This figure provides context for the planned sale of 150,000 shares, indicating the overall size of the company’s equity base relative to the proposed transaction.

What is the reported market value of the Charles Schwab Corp. (SHC) shares to be sold?

The notice lists an aggregate market value of $2,836,500.00 for the 150,000 Charles Schwab Corp. common shares proposed for sale. This value is based on the price used in the filing for purposes of the planned transaction.

On which market are the Charles Schwab Corp. (SHC) shares to be sold?

The proposed sale of 150,000 Charles Schwab Corp. common shares is listed for trading on NASDAQ. The filing identifies the security as common stock of Charles Schwab Corp., with the transaction planned on or after August 7, 2026.

What recent RSU vesting activity is disclosed for Charles Schwab Corp. (SHC)?

The filing lists RSU vesting transactions on March 2, 2026 for 26,223, 6,928, and 5,746 common shares. These entries show share issuances from restricted stock units by the issuer separate from the proposed secondary sale.

What prior private placement is mentioned for Charles Schwab Corp. (SHC)?

The document notes a private placement on May 13, 2020 involving 111,103 common shares for cash. This transaction is listed under securities sold in the past, providing additional context on the issuer’s historical share-related activity.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	150000	2836500.00	285374795	08/07/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/02/2026	RSU Vesting	Issuer			26223	03/02/2026	N/A
Common	03/02/2026	RSU Vesting	Issuer			6928	03/02/2026	N/A
Common	03/02/2026	RSU Vesting	Issuer			5746	03/02/2026	N/A
Common	05/13/2020	Private Placement	Issuer			111103	05/13/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)