SHF CMO reports initial stock option holdings
SHF Holdings, Inc. filed an initial ownership report for Chief Marketing Officer Kay Jeffrey R., detailing stock option awards tied to common stock.
Rhea-AI Filing Summary
SHF Holdings, Inc. filed an initial ownership report for Chief Marketing Officer Kay Jeffrey R., detailing stock option awards tied to common stock. The filing shows options to acquire 25,824 shares at $2.40 per share expiring in 2035, and options to acquire 23,781 shares at $2.22 per share, also expiring in 2035.
Footnotes explain that the options were granted on April 7, 2025 and August 7, 2025, and vest at a rate of 33.3% per year beginning December 31, 2025. These entries reflect holdings rather than new market purchases or sales.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Kay Jeffrey R.
Role
Chief Marketing Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
Holdings After Transaction:
Stock Option (Right to Buy) — 49,605 contracts (Direct)
Footnotes (2)
- F1. Stock options granted on April 7, 2025 that vest at a rate of 33.3% per year commencing on December 31, 2025.
- F2. Stock options granted on August 7, 2025 that vest at a rate of 33.3% per year commencing on December 31, 2025.
Key Figures
Underlying shares (grant 1): 25,824 shares
Underlying shares (grant 2): 23,781 shares
Exercise price grant 1: $2.40 per share
+4 more
7 metrics
Underlying shares (grant 1)
25,824 shares
Stock Option (Right to Buy), exercise price $2.40, expiration 2035-08-07
Underlying shares (grant 2)
23,781 shares
Stock Option (Right to Buy), exercise price $2.22, expiration 2035-04-07
Exercise price grant 1
$2.40 per share
Stock Option (Right to Buy) on common stock
Exercise price grant 2
$2.22 per share
Stock Option (Right to Buy) on common stock
Vesting rate
33.3% per year
Options vest annually beginning December 31, 2025
Grant dates
April 7, 2025 and August 7, 2025
Option grants to Chief Marketing Officer
Expiration dates
2035-04-07 and 2035-08-07
Option terms for SHF Holdings, Inc. common stock
Key Terms
Stock Option (Right to Buy), underlying security, exercise price, vesting, +1 more
5 terms
Stock Option (Right to Buy) financial
"security_title: "Stock Option (Right to Buy)" tied to common stock"
underlying security financial
"underlying_security_title: "Common Stock" and underlying_security_shares figures"
exercise price financial
"conversion_or_exercise_price values of 2.4000 and 2.2200 per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"options "vest at a rate of 33.3% per year" commencing December 31, 2025"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
expiration date financial
"expiration_date entries in 2035 for each stock option grant"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does SHFS Chief Marketing Officer Kay Jeffrey R. report on this Form 3?
The Form 3 reports stock option holdings for SHFS Chief Marketing Officer Kay Jeffrey R. It lists two option grants tied to common stock, including their exercise prices, expiration dates, and vesting schedule, establishing his initial derivative ownership position as an officer.
What are the exercise prices and expiration dates of the SHFS options held by Kay Jeffrey R.?
One option grant has an exercise price of $2.40 per share and an expiration date in 2035. The other has an exercise price of $2.22 per share, also expiring in 2035, defining the terms under which shares can be purchased.
How do the SHFS stock options for Kay Jeffrey R. vest?
Footnotes state the options granted on April 7, 2025 and August 7, 2025 vest at 33.3% per year, starting on December 31, 2025. This means the options become exercisable gradually over three years, subject to continued vesting conditions.
Does this SHFS Form 3 show insider buying or selling activity?
The Form 3 lists holding entries for stock options, not open-market buying or selling. Transaction codes are not classified as purchases or sales, and the transaction summary shows no buy or sell counts, indicating this is an initial ownership disclosure of derivative awards.
AI-generated analysis. How Rhea-AI works. Not financial advice.
