Douglas Beck of SHF Holdings (SHFS) files initial insider Form 3 report

Rhea-AI Filing Summary

SHF Holdings, Inc. filed an initial insider ownership report for Douglas Beck, who serves as PAO SVP of Finance Controller. This Form 3 identifies him as a reporting person for the company’s stock. The filing does not list any buy, sell, or other share transactions.

Key Terms

Form 3, reporting person, insider filing

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

""reportingPersons": [ { "name": "BECK DOUGLAS""

insider filing regulatory

"INSIDER FILING DATA (Form 3): {"

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

BECK DOUGLAS

(Last) (First) (Middle)

C/O SHF HOLDINGS, INC.

1526 COLE BLVD., SUITE 250

(Street)

GOLDEN COLORADO 80401

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/24/2025

3. Issuer Name and Ticker or Trading Symbol
SHF Holdings, Inc. [ SHFS ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PAO SVP of Finance Controller

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

The Reporting Person was appointed as the Principal Accounting Officer and Senior Vice President of Finance, Controller, on September 24, 2025. This Form 3 is being filed late due to an inadvertent administrative oversight. Upon discovery of the oversight, the Reporting Person is filing this Form 3 promptly and intends to comply with all future filing requirements under Section 16(a) of the Securities Exchange Act of 1934.

No securities are beneficially owned.

	/s/ Douglas Beck	05/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the SHFS Form 3 filing for Douglas Beck show?

The Form 3 for SHF Holdings, Inc. (SHFS) shows that Douglas Beck, PAO SVP of Finance Controller, is now a reporting person. It is an initial ownership statement and does not disclose any stock purchase, sale, or derivative transactions.

Who is the reporting person in the SHFS Form 3 filing?

The reporting person is Douglas Beck, who serves as PAO SVP of Finance Controller at SHF Holdings, Inc. This status means his future trades in company securities must be reported on Forms 4 or 5 under insider reporting rules.

Does the SHFS Form 3 for Douglas Beck show any insider trades?

No, the Form 3 for Douglas Beck does not show any insider trades. The transaction summary lists zero buys, zero sells, and no derivative exercises, indicating only an initial reporting of status without transaction activity.

What is the purpose of a Form 3 like the one filed by SHF Holdings for SHFS?

A Form 3 is an initial statement of beneficial ownership for insiders such as officers, directors, or major shareholders. SHF Holdings, Inc. uses it here to formally register Douglas Beck as a reporting person for future insider transaction disclosures.

Are there any derivative securities reported in the SHFS Form 3 for Douglas Beck?

No derivative securities are reported for Douglas Beck in this Form 3. The derivative summary is empty and the filing shows zero derivative transactions or holdings, focusing solely on his status as an insider reporting person.