[144] Shimmick Corporation SEC Filing
Shimmick Corporation (SHIM) filed a Form 144 reporting a proposed sale of 2,116 common shares through TD Securities (USA) LLC with an aggregate market value of $4,196.45. The filing shows 35,270,000 shares outstanding, so the planned sale represents about 0.006% of outstanding shares.
The filing identifies the securities as originally acquired on 12/09/2020 in a private acquisition from GOHO, LLC (amount acquired listed as 21,908,800 shares). It also documents extensive open-market sales by Mitchell B. Goldsteen over the past three months, which, when summed from the listed entries, total approximately 283,618 shares for the gross proceeds shown in the table. The Form 144 discloses the broker, the acquisition details, and the seller representation required under Rule 144.
Shimmick Corporation (SHIM) ha presentato un Form 144 indicando una proposta di vendita di 2,116 azioni ordinarie tramite TD Securities (USA) LLC per un valore di mercato complessivo di $4,196.45. La segnalazione mostra 35,270,000 azioni in circolazione, quindi la vendita prevista rappresenta circa il 0.006% delle azioni in circolazione.
Il documento indica che i titoli sono stati originariamente acquisiti il 12/09/2020 in una transazione privata da GOHO, LLC (quantità acquisita riportata: 21,908,800 azioni). Riporta inoltre numerose vendite sul mercato aperto da parte di Mitchell B. Goldsteen negli ultimi tre mesi che, sommate alle voci elencate, ammontano a circa 283,618 azioni per i proventi lordi mostrati nella tabella. Il Form 144 divulga il broker, i dettagli dell'acquisizione e la dichiarazione del venditore richiesta dalla Regola 144.
Shimmick Corporation (SHIM) presentó un Form 144 informando una venta propuesta de 2,116 acciones ordinarias a través de TD Securities (USA) LLC con un valor de mercado agregado de $4,196.45. El informe muestra 35,270,000 acciones en circulación, por lo que la venta prevista representa aproximadamente el 0.006% del total en circulación.
El documento identifica los valores como adquiridos originalmente el 12/09/2020 en una adquisición privada de GOHO, LLC (cantidad adquirida indicada: 21,908,800 acciones). También documenta numerosas ventas en el mercado abierto realizadas por Mitchell B. Goldsteen durante los últimos tres meses que, al sumar las entradas listadas, totalizan aproximadamente 283,618 acciones por los ingresos brutos mostrados en la tabla. El Form 144 revela el corredor, los detalles de la adquisición y la declaración del vendedor requerida por la Regla 144.
Shimmick Corporation (SHIM)는 2,116주 보통주를 TD Securities (USA) LLC를 통해 총 시가 약 $4,196.45로 매도할 예정임을 보고하는 Form 144를 제출했습니다. 제출서류에는 발행주식수가 35,270,000주로 기재되어 있어 이번 매도는 전체 발행주식의 약 0.006%에 해당합니다.
서류는 해당 증권이 원래 12/09/2020에 GOHO, LLC로부터 사모로 취득되었음을 밝히며(취득 수량 기재: 21,908,800주), 최근 3개월 동안 Mitchell B. Goldsteen의 다수의 장내 매도도 문서화되어 있습니다. 나열된 항목을 합산하면 표에 표시된 총수익 기준으로 약 283,618주에 달합니다. Form 144는 중개인, 취득 내역 및 Rule 144에 따른 판매자 진술을 공시하고 있습니다.
Shimmick Corporation (SHIM) a déposé un Form 144 signalant une vente proposée de 2,116 actions ordinaires via TD Securities (USA) LLC pour une valeur marchande totale de $4,196.45. Le dépôt indique 35,270,000 actions en circulation ; la vente prévue représente donc environ 0.006% des actions en circulation.
Le document précise que les titres ont été initialement acquis le 12/09/2020 lors d'une acquisition privée auprès de GOHO, LLC (quantité acquise indiquée : 21,908,800 actions). Il consigne également de nombreuses ventes sur le marché ouvert réalisées par Mitchell B. Goldsteen au cours des trois derniers mois qui, en additionnant les entrées listées, totalisent environ 283,618 actions pour les produits bruts figurant dans le tableau. Le Form 144 divulgue le courtier, les détails de l'acquisition et la déclaration du vendeur requise par la règle 144.
Shimmick Corporation (SHIM) hat ein Formular 144 eingereicht, in dem ein geplanter Verkauf von 2,116 Stammaktien über TD Securities (USA) LLC mit einem Gesamtmarktwert von $4,196.45 gemeldet wird. Die Einreichung weist 35,270,000 ausstehende Aktien aus, sodass der geplante Verkauf etwa 0.006% der ausstehenden Aktien entspricht.
Die Einreichung gibt an, dass die Wertpapiere ursprünglich am 12/09/2020 in einer Privatübernahme von GOHO, LLC erworben wurden (erworbene Menge aufgeführt: 21,908,800 Aktien). Sie dokumentiert außerdem umfangreiche Verkäufe am offenen Markt durch Mitchell B. Goldsteen in den vergangenen drei Monaten, die bei Addition der aufgelisteten Einträge insgesamt etwa 283,618 Aktien und die in der Tabelle ausgewiesenen Bruttoerlöse ergeben. Das Formular 144 nennt den Broker, die Erwerbsdetails und die gemäß Regel 144 erforderliche Erklärung des Verkäufers.
- Transparent disclosure of broker, acquisition history, and detailed sale-by-sale reporting
- Seller representation included that no material nonpublic adverse information is known
- Significant insider selling activity listed in the past three months totaling approximately 283,618 shares (about 0.8% of outstanding shares)
Insights
TL;DR: Small planned sale but substantial recent insider sell‑off totals ~283,618 shares (~0.8% of outstanding).
The Form 144 shows a proposed sale of 2,116 shares valued at $4,196.45 via TD Securities, a trivial slice of the 35,270,000 shares outstanding (about 0.006%). However, the disclosure table documents ~283,618 shares sold by Mitchell B. Goldsteen across many dates in the most recent three-month period, representing roughly 0.8% of outstanding shares. From a market-impact perspective, the single proposed block is immaterial, while the cumulative recent sales are more noticeable but still under 1% of shares outstanding. The filing is factual and provides the customary acquisition history needed to rely on Rule 144.
TL;DR: Filing appears compliant and transparent; repeated sales are disclosed and the seller affirms no undisclosed material information.
The Form 144 includes the broker name, acquisition origin (private acquisition from GOHO, LLC on 12/09/2020), and a representation that the seller does not possess undisclosed material adverse information. Those elements align with Rule 144 disclosure requirements. The record of frequent open‑market sales by the named seller is fully itemized in the filing, supporting regulatory transparency. No governance violations or procedural irregularities are apparent from the provided content alone.
Shimmick Corporation (SHIM) ha presentato un Form 144 indicando una proposta di vendita di 2,116 azioni ordinarie tramite TD Securities (USA) LLC per un valore di mercato complessivo di $4,196.45. La segnalazione mostra 35,270,000 azioni in circolazione, quindi la vendita prevista rappresenta circa il 0.006% delle azioni in circolazione.
Il documento indica che i titoli sono stati originariamente acquisiti il 12/09/2020 in una transazione privata da GOHO, LLC (quantità acquisita riportata: 21,908,800 azioni). Riporta inoltre numerose vendite sul mercato aperto da parte di Mitchell B. Goldsteen negli ultimi tre mesi che, sommate alle voci elencate, ammontano a circa 283,618 azioni per i proventi lordi mostrati nella tabella. Il Form 144 divulga il broker, i dettagli dell'acquisizione e la dichiarazione del venditore richiesta dalla Regola 144.
Shimmick Corporation (SHIM) presentó un Form 144 informando una venta propuesta de 2,116 acciones ordinarias a través de TD Securities (USA) LLC con un valor de mercado agregado de $4,196.45. El informe muestra 35,270,000 acciones en circulación, por lo que la venta prevista representa aproximadamente el 0.006% del total en circulación.
El documento identifica los valores como adquiridos originalmente el 12/09/2020 en una adquisición privada de GOHO, LLC (cantidad adquirida indicada: 21,908,800 acciones). También documenta numerosas ventas en el mercado abierto realizadas por Mitchell B. Goldsteen durante los últimos tres meses que, al sumar las entradas listadas, totalizan aproximadamente 283,618 acciones por los ingresos brutos mostrados en la tabla. El Form 144 revela el corredor, los detalles de la adquisición y la declaración del vendedor requerida por la Regla 144.
Shimmick Corporation (SHIM)는 2,116주 보통주를 TD Securities (USA) LLC를 통해 총 시가 약 $4,196.45로 매도할 예정임을 보고하는 Form 144를 제출했습니다. 제출서류에는 발행주식수가 35,270,000주로 기재되어 있어 이번 매도는 전체 발행주식의 약 0.006%에 해당합니다.
서류는 해당 증권이 원래 12/09/2020에 GOHO, LLC로부터 사모로 취득되었음을 밝히며(취득 수량 기재: 21,908,800주), 최근 3개월 동안 Mitchell B. Goldsteen의 다수의 장내 매도도 문서화되어 있습니다. 나열된 항목을 합산하면 표에 표시된 총수익 기준으로 약 283,618주에 달합니다. Form 144는 중개인, 취득 내역 및 Rule 144에 따른 판매자 진술을 공시하고 있습니다.
Shimmick Corporation (SHIM) a déposé un Form 144 signalant une vente proposée de 2,116 actions ordinaires via TD Securities (USA) LLC pour une valeur marchande totale de $4,196.45. Le dépôt indique 35,270,000 actions en circulation ; la vente prévue représente donc environ 0.006% des actions en circulation.
Le document précise que les titres ont été initialement acquis le 12/09/2020 lors d'une acquisition privée auprès de GOHO, LLC (quantité acquise indiquée : 21,908,800 actions). Il consigne également de nombreuses ventes sur le marché ouvert réalisées par Mitchell B. Goldsteen au cours des trois derniers mois qui, en additionnant les entrées listées, totalisent environ 283,618 actions pour les produits bruts figurant dans le tableau. Le Form 144 divulgue le courtier, les détails de l'acquisition et la déclaration du vendeur requise par la règle 144.
Shimmick Corporation (SHIM) hat ein Formular 144 eingereicht, in dem ein geplanter Verkauf von 2,116 Stammaktien über TD Securities (USA) LLC mit einem Gesamtmarktwert von $4,196.45 gemeldet wird. Die Einreichung weist 35,270,000 ausstehende Aktien aus, sodass der geplante Verkauf etwa 0.006% der ausstehenden Aktien entspricht.
Die Einreichung gibt an, dass die Wertpapiere ursprünglich am 12/09/2020 in einer Privatübernahme von GOHO, LLC erworben wurden (erworbene Menge aufgeführt: 21,908,800 Aktien). Sie dokumentiert außerdem umfangreiche Verkäufe am offenen Markt durch Mitchell B. Goldsteen in den vergangenen drei Monaten, die bei Addition der aufgelisteten Einträge insgesamt etwa 283,618 Aktien und die in der Tabelle ausgewiesenen Bruttoerlöse ergeben. Das Formular 144 nennt den Broker, die Erwerbsdetails und die gemäß Regel 144 erforderliche Erklärung des Verkäufers.
FAQ
What does the Shimmick (SHIM) Form 144 report?
Who is the seller named in the SHIM Form 144?
How many Shimmick shares were sold recently by the insider?
What percentage of Shimmick outstanding shares is the proposed sale?
From whom and when were the securities originally acquired?
