Brokerage account (SHIP) plans sale of 15,000 shares (Morgan Stanley Smith Barney)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services reported the planned sale of 15,000 shares of Common stock under Rule 144. The filing lists the transaction date tied to vesting on 10/24/2023 and a filing date of 03/16/2026. The shares are described as restricted stock vesting under a registered plan and were issued for services rendered.

Insights

Equity Compensation Specialist

Planned disposition of vested restricted shares by a brokerage-affiliated account.

The entry reports 15,000 shares of Common stock tied to restricted stock vesting under a registered plan on 10/24/2023. The filing records a monetary figure of $185,298.00, which appears alongside the share amount.

Timing and execution mechanics are not detailed in the excerpt; subsequent filings or trade reports would show sale method and proceeds recipients.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	15000	185298.00	21114098	03/16/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/24/2023	Restricted stock vesting under a registered plan	Issuer			15000	10/24/2023	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did SHIP report in this Form 144 filing?

It reported a planned sale of 15,000 Common shares. The shares are restricted stock that vested under a registered plan on 10/24/2023, with the Form 144 dated 03/16/2026 and an amount shown as $185,298.00.

Who is the reporting party in the SHIP Form 144?

The reported account is Morgan Stanley Smith Barney LLC Executive Financial Services. The filing lists that entity as the filer and associates the 15,000-share disposition with services rendered under the issuer's registered plan.

Does the filing state how the shares will be sold?

Sale mechanics are not detailed in the provided excerpt. The entry lists the securities and vesting date; it does not specify block trades, broker transactions, or other distribution methods in the excerpt.

Are proceeds to the issuer or selling holder specified for SHIP?

The excerpt does not state proceeds allocation beyond the listed monetary figure. The filing shows $185,298.00 near the share line but does not explicitly state who receives proceeds in the provided text.

Was any prior sale reported in the past three months for these shares?

The excerpt includes a section titled 'Securities Sold During The Past 3 Months' but shows no completed entries. The provided content does not list any actual past three‑month sales.