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Shoals Technologies (NASDAQ: SHLS) COO details equity holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Shoals Technologies Group, Inc. Chief Operating Officer Kirsten Moen reported her initial ownership position in the company’s Class A Common Stock. The filing shows beneficial ownership of 98,441 shares, including 76,617 restricted stock units and 1,663 shares held in a personal brokerage account.

The 76,617 restricted stock units are scheduled to vest over several future dates, subject to Ms. Moen’s continued employment. 22,909 RSUs vest in equal installments on September 9, 2026 and September 9, 2027; 32,680 RSUs vest in equal installments on March 4, 2027 and March 4, 2028; and 21,028 RSUs vest in three equal installments on March 4, 2027, March 4, 2028, and March 4, 2029.

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Insider Moen Kirsten
Role Chief Operating Officer
Type Security Shares Price Value
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 98,441 shares (Direct)
Footnotes (1)
  1. [object Object]
Total beneficial ownership 98,441 shares Class A Common Stock reported on Form 3
Restricted stock units 76,617 RSUs Right to receive one Class A share per RSU
Shares in brokerage account 1,663 shares Class A Common Stock in personal brokerage account
RSUs vesting 2026–2027 (first grant) 22,909 RSUs Vests in equal installments on September 9, 2026 and September 9, 2027
RSUs vesting 2027–2028 (second grant) 32,680 RSUs Vests in equal installments on March 4, 2027 and March 4, 2028
RSUs vesting 2027–2029 (third grant) 21,028 RSUs Vests in three equal installments from March 4, 2027 to March 4, 2029
restricted stock units financial
"Includes 76,617 restricted stock units ("RSUs") representing a right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"representing a right to receive one share of the Issuer's Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
vesting financial
"RSUs will vest in equal installments on September 9, 2026 and September 9, 2027"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
beneficial ownership financial
"Includes 76,617 restricted stock units ("RSUs") representing a right to receive one share"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
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1. Name and Address of Reporting Person*
Moen Kirsten

(Last)(First)(Middle)
1500 SHOALS WAY

(Street)
PORTLAND TENNESSEE 37148

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026
3. Issuer Name and Ticker or Trading Symbol
Shoals Technologies Group, Inc. [ SHLS ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock98,441(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 76,617 restricted stock units ("RSUs") representing a right to receive one share of the Issuer's Class A Common Stock and 1,663 shares in a personal brokerage account. Of the RSUs reported herein, (i) 22,909 RSUs will vest in equal installments on September 9, 2026 and September 9, 2027; (ii) 32,680 RSUs will vest in equal installments on March 4, 2027 and March 4, 2028; and (iii) 21,028 RSUs will vest in three equal installments on March 4, 2027, March 4, 2028, and March 4, 2029. In each case, vesting is subject to the Reporting Person's continued employment through the applicable vesting date.
Remarks:
Exhibit 24: Power of Attorney
/s/ Bobbie King, as Attorney-in-Fact for Kirsten Moen04/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)