SCHMID Group director discloses initial SHMD holdings

SCHMID Group N.V. director Stefan Berger filed an initial ownership report showing his equity stake in the company.

Rhea-AI Filing Summary

SCHMID Group N.V. director Stefan Berger filed an initial ownership report showing his equity stake in the company. The filing lists beneficial ownership of 177,084 Ordinary Shares held directly. It also reports warrants that are exercisable into 65,581 Ordinary Shares at an exercise price of 11.5000 per share until April 30, 2029. This Form 3 does not indicate any new purchase or sale, but establishes Berger’s starting position as a reporting insider in both common equity and warrant derivatives.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Berger Stefan

Role Director

Type	Security	Shares	Price	Value
holding	Warrants	--	--	--
holding	Ordinary Shares	--	--	--

Holdings After Transaction: Warrants — 65,581 contracts (Direct); Ordinary Shares — 177,084 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Stefan Berger’s Form 3 filing show for SCHMID Group N.V. (SHMD)?

The Form 3 shows that director Stefan Berger beneficially owns 177,084 Ordinary Shares of SCHMID Group N.V.. It also reports directly held warrants that are exercisable into 65,581 Ordinary Shares, establishing his initial insider ownership position.

How many SCHMID Group (SHMD) ordinary shares does Stefan Berger report owning?

Stefan Berger reports direct beneficial ownership of 177,084 Ordinary Shares of SCHMID Group N.V.. This figure reflects his equity stake as an insider at the time of the Form 3 filing and serves as the baseline for future ownership changes.

What warrant position does Stefan Berger disclose in his SCHMID Group (SHMD) Form 3?

He discloses warrants exercisable into 65,581 Ordinary Shares of SCHMID Group N.V. The warrants carry an exercise price of 11.5000 per share and expire on April 30, 2029, providing additional potential equity exposure beyond his common shares.

Does Stefan Berger’s SCHMID Group (SHMD) Form 3 indicate any recent share purchases or sales?

No, the Form 3 functions as an initial ownership report and does not show recent purchases or sales. It records Berger’s existing holdings in 177,084 Ordinary Shares and warrants for 65,581 underlying Ordinary Shares as of the reporting date.

What is the exercise price and expiration for Stefan Berger’s SCHMID Group (SHMD) warrants?

The warrants disclosed are exercisable into 65,581 Ordinary Shares at an exercise price of 11.5000 per share. They have an expiration date of April 30, 2029, defining both the cost and time window for potential conversion into common shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/18/2026 - 08:25 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Berger Stefan

(Last) (First) (Middle)

ROBERT-BOSCH-STRASSE 32-36

(Street)

FREUDENSTADT 72250

(City) (State) (Zip)

GERMANY

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/30/2024

3. Issuer Name and Ticker or Trading Symbol
SCHMID Group N.V. [ SHMD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares	177,084	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrants	05/30/2024	04/30/2029	Ordinary Shares	65,581	$11.5	D

Explanation of Responses:

	Stefan Berger	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)