SCHMID Group (SHMD) CEO discloses large ordinary share and warrant stake

Rhea-AI Filing Summary

SCHMID Group N.V. Chief Executive Officer and director Christian Mathias Schmid filed an initial ownership report showing a large stake in the company’s ordinary shares and related warrants.

He beneficially owns 8,962,200 ordinary shares as an heir to the Community of Heirs of Dieter C. Schmid, representing 60% of that community’s 14,937,000-share position, with the remaining 40% owned by his sister, Anette Schmid. The filing also lists additional directly held ordinary shares totaling 4,979,000. In addition, he is contractually entitled to receive 1,000,000 Private Warrants, each exercisable into ordinary shares at an exercise price of $11.50 per share and expiring on April 30, 2029.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Schmid Christian Mathias

Role Chief Executive Officer

Type	Security	Shares	Price	Value
holding	Private Warrants	--	--	--
holding	Private Warrants	--	--	--
holding	Ordinary Shares	--	--	--
holding	Ordinary Shares	--	--	--

Holdings After Transaction: Private Warrants — 1,000,000 shares (Direct); Ordinary Shares — 4,979,000 shares (Direct)

Footnotes (1)

1. The Reporting Person holds these 8,962,200 shares as an heir to the Community of Heirs of Dieter C. Schmid ("Erbengemeinschaft nach Dieter C. Schmid") under German law. They represent the 60% of the Community's shareholding in the issuer (total of 14,937,000 ordinary shares), which he owns beneficially. The other 40% are beneficially owned by his sister, Anette Schmid. The Reporting Person is contractually entitled to receive an additional 1,000,000 Private Warrants.

Key Figures

Beneficial ordinary shares via heir community: 8,962,200 shares Total community ordinary shares: 14,937,000 shares Additional directly held ordinary shares: 4,979,000 shares +3 more

6 metrics

Beneficial ordinary shares via heir community 8,962,200 shares Owned as heir to Community of Heirs of Dieter C. Schmid

Total community ordinary shares 14,937,000 shares Ordinary shares held by Community of Heirs of Dieter C. Schmid

Additional directly held ordinary shares 4,979,000 shares Ordinary Shares total following holding entry

Private Warrants entitlement 1,000,000 warrants Contractual right to receive Private Warrants

Private Warrants exercise price $11.50 per share Exercise price for Private Warrants into ordinary shares

Private Warrants expiration April 30, 2029 Expiration date of reported Private Warrants

Key Terms

Private Warrants, Ordinary Shares, Community of Heirs, beneficially owns

4 terms

Private Warrants financial

"The Reporting Person is contractually entitled to receive an additional 1,000,000 Private Warrants."

Ordinary Shares financial

"They represent the 60% of the Community's shareholding in the issuer (total of 14,937,000 ordinary shares)"

Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.

Community of Heirs financial

"as an heir to the Community of Heirs of Dieter C. Schmid"

beneficially owns financial

"which he owns beneficially. The other 40% are beneficially owned by his sister"

Beneficially owns means a person or entity enjoys the economic benefits and control of a security even if the legal title or registration is held in another name. Think of it like having the keys and profits from a car that is registered to a friend: you use it, benefit from it, and make decisions about it even though the official paperwork lists someone else. For investors, this matters because it reveals who truly controls shares, affects voting power, potential conflicts of interest, and regulatory disclosure obligations.

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Schmid Christian Mathias

(Last) (First) (Middle)

ROBERT-BOSCH-STR. 32 - 36

(Street)

FREUDENSTADT 72250

(City) (State) (Zip)

GERMANY

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
SCHMID Group N.V. [ SHMD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares	4,979,000	D
Ordinary Shares	8,962,000(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Private Warrants	05/30/2024	04/30/2029	Ordinary Shares	1,000,000	$11.5	D
Private Warrants	05/30/2024	04/30/2029	Ordinary Shares	1,000,000(2)	$11.5	D

Explanation of Responses:

1. The Reporting Person holds these 8,962,200 shares as an heir to the Community of Heirs of Dieter C. Schmid ("Erbengemeinschaft nach Dieter C. Schmid") under German law. They represent the 60% of the Community's shareholding in the issuer (total of 14,937,000 ordinary shares), which he owns beneficially. The other 40% are beneficially owned by his sister, Anette Schmid.

2. The Reporting Person is contractually entitled to receive an additional 1,000,000 Private Warrants.

	Karl Reismueller as attorney in fact as for Christian Mathias Schmid	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What insider ownership did SCHMID Group (SHMD) CEO Christian Mathias Schmid report?

Christian Mathias Schmid reported a significant ownership position. He beneficially owns 8,962,200 ordinary shares as an heir to the Community of Heirs of Dieter C. Schmid and is also shown as directly holding an additional 4,979,000 ordinary shares in SCHMID Group N.V.

How many SCHMID Group (SHMD) shares are held by the Community of Heirs of Dieter C. Schmid?

The Community of Heirs of Dieter C. Schmid holds 14,937,000 ordinary shares. Christian Mathias Schmid beneficially owns 60% of this community’s stake, or 8,962,200 shares, while the remaining 40% interest is beneficially owned by his sister, Anette Schmid, according to the disclosure footnote.

What Private Warrants related to SCHMID Group (SHMD) does the CEO report?

The CEO is contractually entitled to receive 1,000,000 Private Warrants. These warrants are exercisable into SCHMID Group N.V. ordinary shares at an exercise price of $11.50 per share and carry an expiration date of April 30, 2029, as described in the filing data and footnotes.

When do the SCHMID Group (SHMD) Private Warrants reported by the CEO expire?

The Private Warrants associated with the CEO’s holdings expire on April 30, 2029. They have an exercise price of $11.50 per share and are exercisable into ordinary shares of SCHMID Group N.V., providing a long-dated derivative exposure alongside his substantial direct share ownership.

Why is Christian Mathias Schmid classified as a ten percent owner of SCHMID Group (SHMD)?

He is classified as a ten percent owner because the reported beneficial holdings are large relative to the issuer. These include 8,962,200 ordinary shares held as an heir to the Community of Heirs of Dieter C. Schmid plus additional directly held ordinary shares and entitlement to 1,000,000 Private Warrants.