SCHMID Group (SHMD) CEO discloses large ordinary share and warrant stake
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
SCHMID Group N.V. Chief Executive Officer and director Christian Mathias Schmid filed an initial ownership report showing a large stake in the company’s ordinary shares and related warrants.
He beneficially owns 8,962,200 ordinary shares as an heir to the Community of Heirs of Dieter C. Schmid, representing 60% of that community’s 14,937,000-share position, with the remaining 40% owned by his sister, Anette Schmid. The filing also lists additional directly held ordinary shares totaling 4,979,000. In addition, he is contractually entitled to receive 1,000,000 Private Warrants, each exercisable into ordinary shares at an exercise price of $11.50 per share and expiring on April 30, 2029.
Positive
- None.
Negative
- None.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
Schmid Christian Mathias
Role
Chief Executive Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Private Warrants | -- | -- | -- |
| holding | Private Warrants | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Private Warrants — 1,000,000 shares (Direct);
Ordinary Shares — 4,979,000 shares (Direct)
Footnotes (1)
- The Reporting Person holds these 8,962,200 shares as an heir to the Community of Heirs of Dieter C. Schmid ("Erbengemeinschaft nach Dieter C. Schmid") under German law. They represent the 60% of the Community's shareholding in the issuer (total of 14,937,000 ordinary shares), which he owns beneficially. The other 40% are beneficially owned by his sister, Anette Schmid. The Reporting Person is contractually entitled to receive an additional 1,000,000 Private Warrants.
Key Figures
Beneficial ordinary shares via heir community: 8,962,200 shares
Total community ordinary shares: 14,937,000 shares
Additional directly held ordinary shares: 4,979,000 shares
+3 more
6 metrics
Beneficial ordinary shares via heir community
8,962,200 shares
Owned as heir to Community of Heirs of Dieter C. Schmid
Total community ordinary shares
14,937,000 shares
Ordinary shares held by Community of Heirs of Dieter C. Schmid
Additional directly held ordinary shares
4,979,000 shares
Ordinary Shares total following holding entry
Private Warrants entitlement
1,000,000 warrants
Contractual right to receive Private Warrants
Private Warrants exercise price
$11.50 per share
Exercise price for Private Warrants into ordinary shares
Private Warrants expiration
April 30, 2029
Expiration date of reported Private Warrants
Key Terms
Private Warrants, Ordinary Shares, Community of Heirs, beneficially owns
4 terms
Private Warrants financial
"The Reporting Person is contractually entitled to receive an additional 1,000,000 Private Warrants."
A private warrant is a contract sold directly to selected investors that gives the holder the right to buy a company’s stock at a fixed price in the future. Think of it as a coupon for shares that isn’t offered on public markets: it can provide the company with future cash if exercised but can also dilute existing shareholders by increasing the number of outstanding shares, so investors watch exercise price, expiration and transfer restrictions closely.
Community of Heirs financial
"as an heir to the Community of Heirs of Dieter C. Schmid"
beneficially owns financial
"which he owns beneficially. The other 40% are beneficially owned by his sister"
Beneficially owns means a person or entity enjoys the economic benefits and control of a security even if the legal title or registration is held in another name. Think of it like having the keys and profits from a car that is registered to a friend: you use it, benefit from it, and make decisions about it even though the official paperwork lists someone else. For investors, this matters because it reveals who truly controls shares, affects voting power, potential conflicts of interest, and regulatory disclosure obligations.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider ownership did SCHMID Group (SHMD) CEO Christian Mathias Schmid report?
Christian Mathias Schmid reported a significant ownership position. He beneficially owns 8,962,200 ordinary shares as an heir to the Community of Heirs of Dieter C. Schmid and is also shown as directly holding an additional 4,979,000 ordinary shares in SCHMID Group N.V.
When do the SCHMID Group (SHMD) Private Warrants reported by the CEO expire?
The Private Warrants associated with the CEO’s holdings expire on April 30, 2029. They have an exercise price of $11.50 per share and are exercisable into ordinary shares of SCHMID Group N.V., providing a long-dated derivative exposure alongside his substantial direct share ownership.
Why is Christian Mathias Schmid classified as a ten percent owner of SCHMID Group (SHMD)?
He is classified as a ten percent owner because the reported beneficial holdings are large relative to the issuer. These include 8,962,200 ordinary shares held as an heir to the Community of Heirs of Dieter C. Schmid plus additional directly held ordinary shares and entitlement to 1,000,000 Private Warrants.