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  4. [Form 4/A] SCHMID Group N.V. Amended Insider Trading Activity

SCHMID Group (SHMD) insider records tax-withholding on bonus share compensation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

SCHMID Group N.V. insider Helmut Rauch reported routine tax-withholding transactions related to share-based compensation. On May 23, 2026, he received 34,591 Ordinary Shares as bonus compensation for fiscal year 2023 and 24,000 Ordinary Shares as additional compensation for management work. These awards were held directly in his name.

On May 28, 2026, the issuer withheld 16,191 Ordinary Shares and 11,234 Ordinary Shares to cover the related tax obligations, coded as tax-withholding dispositions (transaction code F). After these withholdings, 18,400 Ordinary Shares and 12,766 Ordinary Shares were credited to his account, leaving him with directly held Ordinary Shares as reported in the filing. These events reflect compensation and tax settlement mechanics rather than open-market trading.

Positive

  • None.

Negative

  • None.
Insider Rauch Helmut
Role null
Type Security Shares Price Value
Tax Withholding Ordinary Shares 16,191 $5.8647 $95K
Tax Withholding Ordinary Shares 11,234 $0.00 --
Holdings After Transaction: Ordinary Shares — 18,400 shares (Direct, null)
Footnotes (1)
  1. On May 23, 2026, the Reporting Person received 34,591 Ordinary Shares as bonus compensation due to them for their work in a management capacity for the Issuer in fiscal year 2023. The Reporting Person holds these securities directly. On May 28, 2026 18,400 Ordinary Shares were credited into the Reporting Persons account and 16,191 Ordinary Shares were withheld by the Issuer to pay the tax obligation arising from the receipt by the Reporting Person of 34,591 Ordinary Shares as bonus compensation. On May 23, 2026, the Reporting Person received 24,000 Ordinary Shares as compensation due to them for their work in a management capacity for the Issuer. The Reporting Person holds these securities directly. On May 28, 2026 12,766 Ordinary Shares were credited into the Reporting Persons account and 11,234 Ordinary Shares were withheld by the Issuer to pay the tax obligation arising from the receipt by the Reporting Person of 24,000 Ordinary Shares as bonus compensation.
Bonus share award 34,591 Ordinary Shares Bonus compensation for fiscal year 2023, received May 23, 2026
Additional compensation shares 24,000 Ordinary Shares Compensation for management work, received May 23, 2026
Tax-withholding shares 16,191 Ordinary Shares Withheld by issuer on May 28, 2026 for tax obligation on 34,591-share award
Tax-withholding shares 11,234 Ordinary Shares Withheld by issuer on May 28, 2026 for tax obligation on 24,000-share award
Net shares credited 18,400 Ordinary Shares Credited after tax withholding from 34,591-share bonus award
Net shares credited 12,766 Ordinary Shares Credited after tax withholding from 24,000-share compensation award
Total tax-withholding shares 27,425 Ordinary Shares Sum of shares withheld to cover tax obligations on May 28, 2026
tax-withholding disposition financial
"transaction_action: tax-withholding disposition, used to settle tax liability"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
bonus compensation financial
"received 34,591 Ordinary Shares as bonus compensation due to them for their work"
Ordinary Shares financial
"On May 23, 2026, the Reporting Person received 34,591 Ordinary Shares"
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
Form 4/A regulatory
"Amended Form 4 reporting insider share-based compensation and tax-withholding events"
Form 4/A is an amended filing that corrects or updates an earlier Form 4, the mandatory report that insiders (like company executives, directors, or large shareholders) must file when their ownership stakes change. Think of it as an edited receipt showing who bought or sold stock and when; investors use it to track insider confidence, detect potential conflicts, and spot trading patterns that might signal future company prospects.
management capacity financial
"work in a management capacity for the Issuer in fiscal year 2023"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rauch Helmut
(Last)(First)(Middle)
ROBERT-BOSCH-STR. 32 - 36
(Street)
FREUDENSTADT72250
(City)(State)(Zip)
GERMANY
(Country)		2. Issuer Name and Ticker or Trading Symbol
SCHMID Group N.V. [ SHMD ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
COO of Gebr. Schmid GmbH
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
05/27/2026
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares05/28/2026F16,191D$5.864718,400(1)D
Ordinary Shares05/28/2026F11,234D$012,766(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On May 23, 2026, the Reporting Person received 34,591 Ordinary Shares as bonus compensation due to them for their work in a management capacity for the Issuer in fiscal year 2023. The Reporting Person holds these securities directly. On May 28, 2026 18,400 Ordinary Shares were credited into the Reporting Persons account and 16,191 Ordinary Shares were withheld by the Issuer to pay the tax obligation arising from the receipt by the Reporting Person of 34,591 Ordinary Shares as bonus compensation.
2. On May 23, 2026, the Reporting Person received 24,000 Ordinary Shares as compensation due to them for their work in a management capacity for the Issuer. The Reporting Person holds these securities directly. On May 28, 2026 12,766 Ordinary Shares were credited into the Reporting Persons account and 11,234 Ordinary Shares were withheld by the Issuer to pay the tax obligation arising from the receipt by the Reporting Person of 24,000 Ordinary Shares as bonus compensation.
Karl Reismueller as attorney in fact as for Helmut Rauch06/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did SCHMID Group (SHMD) report for Helmut Rauch?

Helmut Rauch reported two tax-withholding dispositions of SCHMID Group Ordinary Shares. These transactions settled tax obligations on share-based compensation, rather than reflecting open-market buying or selling activity by the insider.

How many SCHMID Group (SHMD) shares did Helmut Rauch receive as compensation?

Helmut Rauch received 34,591 Ordinary Shares as bonus compensation for fiscal 2023 and an additional 24,000 Ordinary Shares as management compensation. These share awards were granted directly to him as part of his compensation package.

How many SCHMID Group (SHMD) shares were withheld for Helmut Rauch’s taxes?

The issuer withheld 16,191 Ordinary Shares and 11,234 Ordinary Shares from Helmut Rauch. These shares were used to pay tax obligations arising from his bonus and compensation share awards granted in May 2026.

Did Helmut Rauch sell SCHMID Group (SHMD) shares on the open market?

The reported transactions are coded as F, meaning tax-withholding dispositions. Shares were withheld by the issuer to cover taxes on compensation, so the filing does not show open-market purchases or sales by Helmut Rauch.

What share balances were credited to Helmut Rauch after tax withholding at SCHMID Group (SHMD)?

After the tax-withholding events on May 28, 2026, 18,400 Ordinary Shares and 12,766 Ordinary Shares were credited to Helmut Rauch’s account. These reflect the net shares from his compensation awards after covering tax liabilities.