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Biotech Firm Shuttle Pharma Raises Millions for Drug Development Pipeline

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
D

Rhea-AI Filing Summary

Shuttle Pharmaceuticals Holdings has filed a Form D notice for an exempt securities offering under Rule 506(b). The company has successfully raised $4,250,000 through the offering, which was completed on June 20, 2025, with no remaining amount to be sold.

Key details of the offering:

  • Securities offered include equity, options/warrants, and securities to be acquired upon exercise
  • WestPark Capital served as broker-dealer with sales commissions of $170,000
  • Total of 1 investor participated in the offering
  • Offering not intended to last more than one year

The company's leadership includes Christopher Cooper (CEO), Peter Dritschilo (President/COO), Mira Jung Tyvin Rich Timothy Lorber (CFO). The pharmaceutical company is headquartered in Gaithersburg, Maryland, and was incorporated in Delaware over five years ago.

Positive

  • Successfully completed a $4.25M private placement offering under Rule 506(b)
  • Full subscription achieved with offering fully sold ($4.25M raised, $0 remaining)
  • Efficient capital raise with relatively low sales commission of 4% ($170,000)

Negative

  • Limited investor base with only one investor participating in the offering, indicating potential concentration risk
  • Small offering size of $4.25M may not provide substantial runway for a pharmaceutical company

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
None
Entity Type
0001757499
Shuttle Pharma Acquisition Corp., Inc.
X Corporation
Limited Partnership
Limited Liability Company
General Partnership
Business Trust
Other (Specify)

Name of Issuer
Shuttle Pharmaceuticals Holdings, Inc.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X Over Five Years Ago
Within Last Five Years (Specify Year)
Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Shuttle Pharmaceuticals Holdings, Inc.
Street Address 1 Street Address 2
401 PROFESSIONAL DRIVE, SUITE 260
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
GAITHERSBURG MARYLAND 20879 240-403-4212

3. Related Persons

Last Name First Name Middle Name
Cooper Christopher
Street Address 1 Street Address 2
c/o Shuttle Pharmaceuticals 401 Professional Drive, suite 260
City State/Province/Country ZIP/PostalCode
Gaithersburg MARYLAND 20879
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Chief Executive Officer
Last Name First Name Middle Name
Dritschilo Peter
Street Address 1 Street Address 2
c/o Shuttle Pharmaceuticals 401 Professional Drive, Suite 260
City State/Province/Country ZIP/PostalCode
Gaithersburg MARYLAND 208579
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

President and Chief Operating Officer
Last Name First Name Middle Name
Jung Mira
Street Address 1 Street Address 2
c/o Shuttle Pharmaceuticals 401 Professional Drive, Suite 260
City State/Province/Country ZIP/PostalCode
Gaithersburg MARYLAND 20879
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Chief Scientific Officer for Biology
Last Name First Name Middle Name
Rich Tyvin
Street Address 1 Street Address 2
c/o Shuttle Pharmaceuticals 401 Professional Drive, Suite 260
City State/Province/Country ZIP/PostalCode
Gaithersburg MARYLAND 20879
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Chief Medical Officer
Last Name First Name Middle Name
Lorber Timothy
Street Address 1 Street Address 2
c/o Shuttle Pharmaceuticals 401 Professional Drive, Suite 260
City State/Province/Country ZIP/PostalCode
Gaithersburg MARYLAND 20879
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Chief Financial Officer
Last Name First Name Middle Name
Scorcis George
Street Address 1 Street Address 2
c/o Shuttle Pharmaceuticals 401 Professional Drive, Suite 260
City State/Province/Country ZIP/PostalCode
Gaithersburg MARYLAND 20879
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Richards Steven
Street Address 1 Street Address 2
c/o Shuttle Pharmaceuticals 401 Professional Drive, Suite 260
City State/Province/Country ZIP/PostalCode
Gaithersburg MARYLAND 20879
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Nabyt Oleh
Street Address 1 Street Address 2
c/o Shuttle Pharmaceuticals 401 Professional Drive, Suite 260
City State/Province/Country ZIP/PostalCode
Gaithersburg MARYLAND 20879
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Tung Joseph
Street Address 1 Street Address 2
c/o Shuttle Pharmaceuticals 401 Professional Drive, Suite 260
City State/Province/Country ZIP/PostalCode
Gaithersburg MARYLAND 20879
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


4. Industry Group

Agriculture
Banking & Financial Services
Commercial Banking
Insurance
Investing
Investment Banking
Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
Yes No
Other Banking & Financial Services
Business Services
Energy
Coal Mining
Electric Utilities
Energy Conservation
Environmental Services
Oil & Gas
Other Energy
Health Care
Biotechnology
Health Insurance
Hospitals & Physicians
X Pharmaceuticals
Other Health Care
Manufacturing
Real Estate
Commercial
Construction
REITS & Finance
Residential
Other Real Estate
Retailing
Restaurants
Technology
Computers
Telecommunications
Other Technology
Travel
Airlines & Airports
Lodging & Conventions
Tourism & Travel Services
Other Travel
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
No Revenues No Aggregate Net Asset Value
$1 - $1,000,000 $1 - $5,000,000
$1,000,001 - $5,000,000 $5,000,001 - $25,000,000
$5,000,001 - $25,000,000 $25,000,001 - $50,000,000
$25,000,001 - $100,000,000 $50,000,001 - $100,000,000
Over $100,000,000 Over $100,000,000
X Decline to Disclose Decline to Disclose
Not Applicable Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii) or (iii))
Rule 504 (b)(1)(i)
Rule 504 (b)(1)(ii)
Rule 504 (b)(1)(iii)
X Rule 506(b)
Rule 506(c)
Securities Act Section 4(a)(5)
Investment Company Act Section 3(c)
Section 3(c)(1) Section 3(c)(9)
Section 3(c)(2) Section 3(c)(10)
Section 3(c)(3) Section 3(c)(11)
Section 3(c)(4) Section 3(c)(12)
Section 3(c)(5) Section 3(c)(13)
Section 3(c)(6) Section 3(c)(14)
Section 3(c)(7)

7. Type of Filing

X New Notice Date of First Sale 2025-06-20 First Sale Yet to Occur
Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
Yes X No

9. Type(s) of Securities Offered (select all that apply)

X Equity Pooled Investment Fund Interests
Debt Tenant-in-Common Securities
X Option, Warrant or Other Right to Acquire Another Security Mineral Property Securities
X Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $0 USD

12. Sales Compensation

Recipient
Recipient CRD Number None
WestPark Capital, Inc. 000039914
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
WestPark Capital, Inc. 000039914
Street Address 1 Street Address 2
535 5th Avenue, 22nd Floor
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10017
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
DELAWARE

13. Offering and Sales Amounts

Total Offering Amount $4,250,000 USD
or Indefinite
Total Amount Sold $4,250,000 USD
Total Remaining to be Sold $0 USD
or Indefinite

Clarification of Response (if Necessary):

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
1

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $170,000 USD
Estimate
Finders' Fees $0 USD
Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
X Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
Shuttle Pharmaceuticals Holdings, Inc. /s/ Christopher Cooper Christopher Cooper Interim Chief Executive Officer 2025-06-25

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.


FAQ

What type of securities offering did SHPH file in June 2025?

SHPH filed a Form D for an exempt securities offering under Rule 506(b), offering equity securities, options/warrants, and securities to be acquired upon exercise of those rights. The total offering amount was $4,250,000.

Who are the key executive officers of SHPH as disclosed in the Form D?

The key executives disclosed are: Christopher Cooper (CEO), Peter Dritschilo Mira Jung Tyvin Rich Timothy Lorber (CFO).

How much in sales commissions did SHPH pay for this offering?

SHPH paid $170,000 in sales commissions for this offering to WestPark Capital, Inc. (CRD Number: 000039914), with no additional finder's fees reported.

What is SHPH's primary business focus according to the Form D?

SHPH (Shuttle Pharmaceuticals Holdings, Inc.) operates in the pharmaceuticals industry sector, as indicated by their industry group selection in the Form D filing.

How many investors participated in SHPH's Form D offering?

According to the filing, 1 investor has already invested in the offering. The offering has been fully subscribed with the total amount sold being $4,250,000 and $0 remaining to be sold.
SHUTTLE PHARMACTCLS HLDGS INC

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Drug Manufacturers - Specialty & Generic
Pharmaceutical Preparations
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United States
GAITHERSBURG