Richard Gebbia (SIEB) updates Siebert Financial holdings and control group stake

Q: What SIEB (Siebert Financial) stake does Richard Gebbia report on this Form 4?

Richard Gebbia reports direct ownership of 3,078,127 shares of Siebert Financial common stock. The filing also details additional family and control group holdings, giving a clearer picture of his overall economic exposure to the company.

Q: Does Richard Gebbia claim beneficial ownership of all SIEB shares mentioned?

No. He directly owns 3,078,127 shares , but disclaims beneficial ownership of the 561,273 family-held shares and of the gifted shares, except to the extent of his pecuniary interest, as described in the Form 4 footnotes.

Q: What does this Form 4 mainly update about SIEBERT FINANCIAL CORP?

The Form 4 mainly updates ownership details for Richard Gebbia and related family/control group holdings in Siebert Financial common stock, including a 6,000-share reduction in control group holdings due to gifts to individuals outside the group.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

SIEBERT FINANCIAL CORP insider Richard Gebbia filed a Form 4 updating his ownership in the company’s common stock. He directly owns 3,078,127 shares of SIEBERT FINANCIAL CORP common stock.

The filing notes that his various family members own 561,273 additional shares, for which he disclaims beneficial ownership except to the extent of any pecuniary interest. It also states he is part of a family control group that holds 17,068,103 shares, and that members of this control group collectively gifted 6,000 shares to individuals outside the group, reducing the control group’s holdings by that amount.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Gebbia Richard

Role Insider

Type	Security	Shares	Price	Value
holding	Common Stock, $0.01 par value per share	--	--	--
holding	Common Stock, $0.01 par value per share	--	--	--
holding	Common Stock, $0.01 par value per share	--	--	--

Holdings After Transaction: Common Stock, $0.01 par value per share — 3,078,127 shares (Direct); Common Stock, $0.01 par value per share — 561,273 shares (Indirect, See Footnote)

Footnotes (1)

The Reporting Person owns 3,078,127 shares of Issuer common stock. The Reporting Person's various family members own 561,273 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. The Reporting Person is part of a control group consisting of family members of the Reporting Person. Members of the control group gifted 6,000 shares of issuer common stock to individuals not included within the control group, which resulted in a net decrease of 6,000 shares of issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

Form 4 Insider Transactions: What Each Field Means →

03/12/2026 - 06:31 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gebbia Richard

(Last)

(First)

(Middle)

C/O SIEBERT FINANCIAL CORP.

653 COLLINS AVENUE

(Street)

MIAMI BEACH

33139

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
SIEBERT FINANCIAL CORP [ SIEB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Member of 10% owner group

3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $0.01 par value per share								3,078,127	D⁽¹⁾
Common Stock, $0.01 par value per share								561,273	I	See Footnote⁽²⁾
Common Stock, $0.01 par value per share								17,068,103	I	Control Group⁽³⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The Reporting Person owns 3,078,127 shares of Issuer common stock.

2. The Reporting Person's various family members own 561,273 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

3. The Reporting Person is part of a control group consisting of family members of the Reporting Person. Members of the control group gifted 6,000 shares of issuer common stock to individuals not included within the control group, which resulted in a net decrease of 6,000 shares of issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

	/s/ Richard Gebbia	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What SIEB (Siebert Financial) stake does Richard Gebbia report on this Form 4?

Richard Gebbia reports direct ownership of 3,078,127 shares of Siebert Financial common stock. The filing also details additional family and control group holdings, giving a clearer picture of his overall economic exposure to the company.

How many SIEB shares do Richard Gebbia’s family members own?

The filing states that Richard Gebbia’s various family members own 561,273 shares of Siebert Financial common stock. He disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest he may have in them.

What is the control group ownership disclosed for SIEBERT FINANCIAL CORP?

The Form 4 notes that Richard Gebbia is part of a family control group holding 17,068,103 shares of Siebert Financial common stock. This reflects collective holdings by family members associated with the control group structure.

Were any Siebert Financial (SIEB) shares gifted according to this Form 4?

Yes. The filing explains that members of the family control group gifted 6,000 shares of Siebert Financial common stock to individuals outside the group, which resulted in a net decrease of 6,000 shares for the control group.

Does Richard Gebbia claim beneficial ownership of all SIEB shares mentioned?

No. He directly owns 3,078,127 shares, but disclaims beneficial ownership of the 561,273 family-held shares and of the gifted shares, except to the extent of his pecuniary interest, as described in the Form 4 footnotes.

What does this Form 4 mainly update about SIEBERT FINANCIAL CORP?

The Form 4 mainly updates ownership details for Richard Gebbia and related family/control group holdings in Siebert Financial common stock, including a 6,000-share reduction in control group holdings due to gifts to individuals outside the group.