SIEB director Gloria Gebbia shifts 128K shares via family trust

Rhea-AI Filing Summary

Siebert Financial Corp. (SIEB) director and 10% owner Gloria E. Gebbia reported an indirect transfer of company stock within her family. A family trust, the John J & Gloria E Gebbia TTEESS UAD 12/8/94, gifted 128,000 shares of Siebert common stock at a reported price of $0, reflecting a non-cash transfer. After these transactions, Gebbia reports no direct ownership of Siebert shares and an indirect beneficial stake of 9,569,714 shares held through the Gebbia Living Trust. She is also part of a family control group that indirectly holds 16,813,323 shares, while disclaiming beneficial ownership beyond her pecuniary interest.

Insider Trade Summary

128,000 shares gifted

Mixed 3 txns

Insider Gebbia Gloria E

Role Director, 10% Owner

Type	Security	Shares	Price	Value
Gift	Common Stock, $0.01 par value per share	128,000	$0.00	--
holding	Common Stock, $0.01 par value per share	--	--	--
holding	Common Stock, $0.01 par value per share	--	--	--

Holdings After Transaction: Common Stock, $0.01 par value per share — 9,569,714 shares (Indirect, See footnote); Common Stock, $0.01 par value per share — 0 shares (Direct)

Footnotes (1)

1. The Reporting Person does not directly own any shares of Issuer common stock. The Reporting Person and the Reporting Person's husband, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 128,000 shares of Issuer common stock to family members and subsequent transactions resulted in a net decrease of 128,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,569,714 shares of Issuer common stock owned by the Gebbia Living Trust. The Reporting Person is part of a control group consisting of family members of the Reporting Person. The Gebbia Living Trust, a member of the control group, gifted 128,000 shares of issuer common stock to family members included and not included within the control group, and subsequent transactions resulted in a net decrease of 128,000 shares of issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gebbia Gloria E

(Last) (First) (Middle)

C/O SIEBERT FINANCIAL CORP.

653 COLLINS AVENUE

(Street)

MIAMI BEACH FL 33139

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SIEBERT FINANCIAL CORP [ SIEB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Member of 10% owner group

3. Date of Earliest Transaction (Month/Day/Year)
11/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.01 par value per share								0	D(1)
Common Stock, $0.01 par value per share	11/20/2025	11/20/2025	G	V	128,000	D	$0	9,569,714	I	See footnote(2)
Common Stock, $0.01 par value per share								16,813,323	I	Control Group(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Reporting Person does not directly own any shares of Issuer common stock.

2. The Reporting Person and the Reporting Person's husband, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 128,000 shares of Issuer common stock to family members and subsequent transactions resulted in a net decrease of 128,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,569,714 shares of Issuer common stock owned by the Gebbia Living Trust.

3. The Reporting Person is part of a control group consisting of family members of the Reporting Person. The Gebbia Living Trust, a member of the control group, gifted 128,000 shares of issuer common stock to family members included and not included within the control group, and subsequent transactions resulted in a net decrease of 128,000 shares of issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

	/s/ Gloria E. Gebbia	11/24/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Gloria E. Gebbia report for SIEB?

Gloria E. Gebbia reported that the Gebbia Living Trust gifted 128,000 shares of Siebert Financial Corp. common stock to family members, resulting in a net decrease of 128,000 shares in her indirect ownership.

How many SIEB shares does Gloria E. Gebbia now beneficially own indirectly?

Following the reported gift, Gloria E. Gebbia indirectly owns 9,569,714 shares of Siebert Financial Corp. common stock through the John J & Gloria E Gebbia TTEESS UAD 12/8/94 trust.

Does Gloria E. Gebbia still directly own any Siebert Financial (SIEB) shares?

No. The filing states that the reporting person does not directly own any shares of Siebert Financial Corp. common stock.

What was the reported price for the 128,000 SIEB shares transferred?

The 128,000 shares of Siebert Financial Corp. common stock were reported as transferred at a price of $0, indicating a gift rather than a sale for value.

What is the control group ownership position related to SIEB?

The filing notes that Gloria E. Gebbia is part of a family control group that indirectly holds 16,813,323 shares of Siebert Financial Corp. common stock, with Gebbia disclaiming beneficial ownership except for her pecuniary interest.

Who made the gift of SIEB shares and to whom?

The Gebbia Living Trust, jointly owned by Gloria E. Gebbia and her husband John J. Gebbia, gifted 128,000 shares of Siebert Financial Corp. common stock to family members, including some within and some outside the control group.