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SIFCO Industries (SIF) director gets 6,000-share stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SIFCO Industries director Robert D. Johnson received an award of 6,000 restricted shares of SIFCO Industries, Inc. common stock on January 28, 2026. The shares were granted at a price of $0 per share and are scheduled to vest on the day immediately before the one-year anniversary of the grant date. Following this award, Johnson beneficially owns 24,000 shares of SIFCO Industries common stock in direct ownership.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JOHNSON ROBERT D

(Last) (First) (Middle)
970 E. 64TH STREET

(Street)
CLEVELAND OH 44103

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SIFCO INDUSTRIES INC [ SIF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/28/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
SIFCO Industries, Inc. Common Stock 01/28/2026 A 6,000(1) A $0 24,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On January 28, 2026, 6,000 restricted shares of SIFCO Industries, Inc. common stock were awarded. Restriction to lapse on the day immediately preceding the one-year anniversary date of such award.
Remarks:
Elizabeth Button Attorney-in-Fact for Robert D. Johnson 01/30/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SIFCO (SIF) report for Robert D. Johnson?

SIFCO reported that director Robert D. Johnson received 6,000 restricted shares of SIFCO Industries, Inc. common stock. The award occurred on January 28, 2026, increasing his directly owned stake to 24,000 shares after the transaction.

When do Robert D. Johnson’s 6,000 SIFCO restricted shares vest?

The 6,000 restricted shares granted to Robert D. Johnson vest on the day immediately preceding the one-year anniversary of the January 28, 2026 award. Until then, the shares remain subject to transfer restrictions as described in the filing footnote.

How many SIFCO shares does Robert D. Johnson own after this Form 4?

After the January 28, 2026 restricted stock award, Robert D. Johnson beneficially owns 24,000 shares of SIFCO Industries, Inc. common stock. The filing classifies this ownership as direct, meaning the shares are held in his own name rather than through an intermediary entity.

What was the price per share for Robert D. Johnson’s SIFCO stock award?

The 6,000 restricted shares of SIFCO Industries, Inc. common stock were awarded to Robert D. Johnson at a price of $0 per share. This indicates a compensatory grant rather than an open-market purchase, consistent with typical equity awards for corporate directors.

What role does Robert D. Johnson hold at SIFCO Industries (SIF)?

Robert D. Johnson is identified as a director of SIFCO Industries, Inc. in the Form 4 filing. The report confirms he is not listed as an officer or 10% owner, and the transaction reflects director-level equity compensation in the form of restricted stock.
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Aerospace & Defense
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United States
CLEVELAND