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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): August 12, 2026
SINTX
Technologies, Inc.
(Exact
name of registrant as specified in its charter)
| Delaware |
|
001-33624 |
|
84-1375299 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
1885
West 2100 South
Salt
Lake City, UT
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code: (801) 839-3500
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
| ☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
|
| ☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
| Title
of each class: |
|
Trading
Symbol(s): |
|
Name
of each exchange on which registered: |
| Common
Stock, par value $0.01 per share |
|
SINT |
|
The
NASDAQ Capital Market |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
7.01. Regulation FD. Disclosure.
On
August 13, 2026,
SINTX Technologies, Inc. (the “Company”) issued a press release announcing that it has regained compliance with the minimum
stockholders’ equity requirement for continued listing on The Nasdaq Capital Market under Nasdaq Listing Rule 5550(b)(1). The full
text of the press release is furnished as Exhibit 99.1 to this Form 8-K.
The
information contained in this Item 7.01, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed to be “filed”
for the purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities of that section. Furthermore,
the information contained in this Item 7.01 or Exhibit 99.1 shall not be deemed to be incorporated by reference into any registration
statement or other document filed pursuant to the Securities Act of 1933, except as shall be expressly set forth by specific reference
in such filing.
Item
8.01. Other Events.
On
August 12, 2026, the Company, received a letter (the “Letter”) from the Listing Qualifications Department (the “Staff”)
of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it has regained compliance with the minimum stockholders’
equity requirement for continued listing on The Nasdaq Capital Market under Nasdaq Listing Rule 5550(b)(1).
As
previously disclosed in the Company’s Current Report on Form 8-K filed on May 27, 2026, on May 22, 2026, the Company received a
letter from the Staff notifying it that it was not in compliance with Nasdaq Listing Rule 5550(b)(1), which requires companies listed
on The Nasdaq Capital Market to maintain a minimum of $2.5 million in stockholders’ equity for continued listing.
In
the Letter, the Staff stated that, based on the Company’s Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2026,
which reported stockholders’ equity of $4,830,000 as of that date, the Company has regained compliance with Nasdaq Listing Rule
5550(b)(1), and that the matter is now closed.
Item
9.01 Financial Statements and Exhibits.
| Exhibit
No. |
|
Description |
| 99.1 |
|
Press
Release, dated August 13, 2026 |
| 104 |
|
Cover
Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| |
|
SINTX
Technologies, Inc. |
| |
|
|
|
| Date: |
August
13, 2026 |
|
By: |
/s/
Eric K. Olson |
| |
|
|
Eric
K. Olson |
| |
|
|
Chief
Executive Officer |
Exhibit
99.1
SINTX
Technologies Regains Compliance with Nasdaq Stockholders’ Equity Requirement
SALT
LAKE CITY, Utah – August 13, 2026 – SINTX Technologies, Inc. (NASDAQ: SINT) (“SINTX” or the “Company”),
a company focused on advanced silicon nitride materials and medical technologies, today announced that it received written notification
from the Listing Qualifications Staff of The Nasdaq Stock Market LLC (“Nasdaq”) confirming that the Company has regained
compliance with Nasdaq Listing Rule 5550(b)(1), which requires companies listed on the Nasdaq Capital Market to maintain minimum stockholders’
equity of $2.5 million.
Based
on SINTX’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2026, which reported stockholders’ equity of approximately
$4.83 million, Nasdaq determined that the Company complies with the minimum stockholders’ equity requirement under Listing Rule
5550(b)(1) and confirmed that the previously disclosed deficiency matter is now closed.
“We
are pleased to have resolved this matter and to have Nasdaq confirm our compliance with the minimum stockholders’ equity requirement,”
said Eric K. Olson, Chairman and Chief Executive Officer of SINTX Technologies. “This is an important step as we continue to strengthen
the Company and focus our resources on the commercialization of our silicon nitride technologies and the execution of our growth strategy.”
The
Company remains focused on advancing the commercialization of its silicon nitride-based medical products, expanding its distribution
network and developing strategic partnerships designed to support future revenue growth.
About
SINTX
Headquartered
in Salt Lake City, Utah, SINTX Technologies, Inc. (NASDAQ: SINT) is an advanced ceramics company that develops, manufactures, and commercializes
silicon nitride biomaterials, composites, devices, and related technologies for medical and other high-value applications. SINTX’s
technologies are supported by peer-reviewed research, a patent portfolio, U.S.-based manufacturing capabilities and strategic industry
relationships. The Company’s business includes proprietary biomaterials and medical device technologies, as well as contract manufacturing
and other advanced ceramics opportunities. SINTX’s product portfolio includes the FDA-cleared SINAPTIC Foot & Ankle Implant
System for reconstructive surgery.
Forward-Looking
Statements
This
press release contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including
statements regarding the Company’s commercialization initiatives, expansion of its distribution network, development of strategic
partnerships, growth strategy, future revenue growth and ability to maintain compliance with the continued listing requirements of The
Nasdaq Stock Market. Forward-looking statements are based on current expectations and assumptions and are subject to risks and uncertainties
that could cause actual results to differ materially from those expressed or implied by such statements. These risks and uncertainties
include those described in the Company’s filings with the U.S. Securities and Exchange Commission, including under the heading
“Risk Factors.” Readers are cautioned not to place undue reliance on these forward-looking statements. The Company undertakes
no obligation to update any forward-looking statement, except as required by applicable law.
SINTX
Contacts:
Investor
Relations
Gregg
Honigblum, Chief Investment Officer
P:
801-839-3502
E:
IR@sintx.com