SIRIUS XM director amends Form 3 holdings

SIRIUS XM HOLDINGS INC. director Dave Stephenson filed an amended Form 3 to correct his reported holdings.

Accepted by SEC EDGAR 01/22/2026 - 04:22 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

SIRIUS XM HOLDINGS INC. director Dave Stephenson filed an amended Form 3 to correct his reported holdings. The amendment adds 436 shares of common stock that were unintentionally left out of his original Form 3 filed on September 18, 2025. These shares are held in a managed account over which he does not have investment discretion. The update also adjusts the number of shares reported as beneficially owned on any of his subsequently filed Forms 4 through the amendment date.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Stephenson Dave

Role Director

Type	Security	Shares	Price	Value
Holding	Common Stock	--	--	--

Holdings: Common Stock — 436 shares (Direct)

Footnotes (1)

1. F1. This Form 3/A amends the original Form 3 filed by the Reporting Person on September 18, 2025 ("Original Form 3") to report 436 shares of common stock held by the Reporting Person that were inadvertently omitted from the Original Form 3. These shares are held in a managed account over which the Reporting Person does not hold investment discretion. This amendment is deemed to amend and update the number of shares of common stock reported as beneficially owned by the Reporting Person on any subsequently filed Form 4 filed through the date hereof.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the SIRI Form 3/A filing by Dave Stephenson change?

The Form 3/A amends Dave Stephenson’s original Form 3 to add 436 shares of SIRIUS XM common stock that were previously omitted, updating his reported beneficial ownership and correcting subsequent Form 4 filings that relied on the original figure.

How many SIRIUS XM (SIRI) shares were added in this Form 3/A amendment?

The amendment reports an additional 436 shares of SIRIUS XM common stock. These shares were inadvertently omitted from the original Form 3 and are held in a managed account, increasing the total beneficially owned amount previously disclosed for the director.

Who filed the amended Form 3 for SIRIUS XM and in what role?

Director Dave Stephenson filed the amended Form 3 for SIRIUS XM HOLDINGS INC. The amendment corrects his reported beneficial ownership of common stock, ensuring regulatory filings accurately reflect his holdings, including shares in a managed account without his investment discretion.

Why were 436 SIRI shares missing from Dave Stephenson’s original Form 3?

The 436 SIRI shares were omitted from the original Form 3 due to an inadvertent error. The Form 3/A explicitly states these common shares, held in a managed account, were mistakenly left out and are now being properly reported as beneficially owned.

How does this SIRI Form 3/A affect Stephenson’s previously filed Forms 4?

The amendment is deemed to update the number of SIRIUS XM common shares reported as beneficially owned on any Form 4 Stephenson filed through the amendment date, aligning all those ownership reports with the corrected 436 additional shares.

Who has investment discretion over the 436 SIRIUS XM shares added in the amendment?

The 436 added SIRIUS XM shares are held in a managed account over which Dave Stephenson does not hold investment discretion. This means another party makes investment decisions for that account, although the shares are still reported as beneficially owned.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Stephenson Dave

(Last) (First) (Middle)

1221 AVENUE OF THE AMERICAS

(Street)

NEW YORK NY 10020

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/18/2025

3. Issuer Name and Ticker or Trading Symbol
SIRIUS XM HOLDINGS INC. [ (SIRI) ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)
09/18/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	436(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This Form 3/A amends the original Form 3 filed by the Reporting Person on September 18, 2025 ("Original Form 3") to report 436 shares of common stock held by the Reporting Person that were inadvertently omitted from the Original Form 3. These shares are held in a managed account over which the Reporting Person does not hold investment discretion. This amendment is deemed to amend and update the number of shares of common stock reported as beneficially owned by the Reporting Person on any subsequently filed Form 4 filed through the date hereof.

	/s/Richard N. Baer, attorney-in-fact	01/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.