SITM (NASDAQ) Form 144: 290, 300 and 910 restricted shares listed
Filing Impact
Filing Sentiment
Form Type
144
Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice listing proposed sales of Common stock. The filing lists three restricted stock lots: 290 shares dated 05/20/2025, 300 shares dated 11/20/2022, and 910 shares dated 05/20/2023. The filing references NASDAQ and a line showing 1,500 alongside dollar figures.
Positive
- None.
Negative
- None.
Key Figures
Listed restricted lot: 290 shares
Listed restricted lot: 300 shares
Listed restricted lot: 910 shares
+3 more
6 metrics
Listed restricted lot
290 shares
dated 05/20/2025
Listed restricted lot
300 shares
dated 11/20/2022
Listed restricted lot
910 shares
dated 05/20/2023
Listed total (filing line)
1,500
appears on filer information row
Dollar figure on filer row
$1,291,282.50
appears on filer information row
Exchange reference
NASDAQ
exchange shown on filer row
Key Terms
Restricted Stock, Form 144, Issuer
3 terms
Restricted Stock regulatory
"Common | 05/20/2025 | Restricted Stock | Issuer"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Form 144 regulatory
"144: Filer Information"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Issuer regulatory
"Restricted Stock | Issuer | | | 290 | 05/20/2025"
FAQ
Who is the filer named on the SITM Form 144?
The filer is listed as Morgan Stanley Smith Barney LLC Executive Financial Services with an address at 1 New York Plaza, 8th Floor, New York, NY 10004 as shown in the filing excerpt.
Does the filing show an aggregate figure or dollar amount?
The excerpt shows the numeric line 1,500 and a dollar figure of $1,291,282.50 on the same filer row. The filing text places these numbers alongside the NASDAQ reference.
Are the listed securities characterized in any special way?
Yes; each listed item in the securities section is identified as Restricted Stock and the Issuer is designated as the source for those restricted shares on the provided rows.