[144] J M SMUCKER Co SEC Filing

Rhea-AI Filing Summary

Form 144 notice for J M Smucker Co (SJM) reports a proposed sale of 11,139 common shares through Fidelity Brokerage Services (900 Salem St, Smithfield, RI) with an aggregate market value of $1,204,219.73. The shares represent part of the filer’s holdings out of 106,685,160 shares outstanding and are scheduled for approximate sale on 09/30/2025 on the NYSE.

The filing lists the acquisition history for the securities to be sold, showing purchases under the company ESPP between 2019 and 2020 (small lots) and numerous restricted stock vesting events from 2020 through mid-June 2025, with individual vesting quantities reported (examples: 3,665 shares vested 06/16/2025; 1,430 on 06/14/2025). No sales in the past three months are reported and the filer attests no undisclosed material adverse information.

Insights

Securities Analyst

TL;DR: Routine insider sale notice; quantity modest relative to outstanding shares and comprised largely of vested compensation and ESPP purchases.

The Form 144 is a standard regulatory notice identifying 11,139 common shares proposed for sale through a registered broker on the NYSE with an aggregate value of $1.20M. The underlying shares were acquired by ESPP and restricted stock vesting from 2019 to 2025, indicating compensation-related origin rather than a secondary offering or transfer. No recent sales in the prior three months are reported. From an investor-materiality perspective, the amount is small relative to total outstanding shares and the filing contains no hint of undisclosed operational issues.

Corporate Governance Specialist

TL;DR: Compliance-focused disclosure showing insider liquidity event; filing meets Rule 144 notice requirements without material red flags.

The document provides the required broker, share count, market value, and acquisition history for the proposed sale. Acquisition entries show ESPP purchases and multiple restricted stock vesting events through June 16, 2025, supporting that the filer is monetizing vested compensation. The attestation language is present. There are no indications of aggregate large block sales, scheduled 10b5-1 plan details, or other governance concerns in the filing text provided.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	11139	1204219.73	106685160	09/30/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/01/2019	ESPP Purchase	Issuer			19	10/01/2019	Cash
Common	01/02/2020	ESPP Purchase	Issuer			17	01/02/2020	Cash
Common	04/01/2020	ESPP Purchase	Issuer			19	04/01/2020	Cash
Common	06/08/2020	Restricted Stock Vesting	Issuer			382	06/08/2020	Compensation
Common	07/01/2020	ESPP Purchase	Issuer			6	07/01/2020	Cash
Common	06/13/2021	Restricted Stock Vesting	Issuer			44	06/13/2021	Compensation
Common	06/15/2021	Restricted Stock Vesting	Issuer			420	06/15/2021	Compensation
Common	06/13/2022	Restricted Stock Vesting	Issuer			44	06/13/2022	Compensation
Common	06/14/2022	Restricted Stock Vesting	Issuer			217	06/14/2022	Compensation
Common	06/15/2022	Restricted Stock Vesting	Issuer			219	06/15/2022	Compensation
Common	06/13/2023	Restricted Stock Vesting	Issuer			482	06/13/2023	Compensation
Common	06/15/2023	Restricted Stock Vesting	Issuer			390	06/15/2023	Compensation
Common	06/16/2023	Restricted Stock Vesting	Issuer			2796	06/16/2023	Compensation
Common	06/14/2025	Restricted Stock Vesting	Issuer			1430	06/14/2025	Compensation
Common	06/15/2025	Restricted Stock Vesting	Issuer			989	06/15/2025	Compensation
Common	06/16/2025	Restricted Stock Vesting	Issuer			3665	06/16/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What shares does the J M Smucker Co (SJM) Form 144 propose to sell?

The notice proposes sale of 11,139 common shares of J M Smucker Co.

When is the approximate sale date listed on the Form 144 for SJM?

The approximate date of sale is listed as 09/30/2025.

Through which broker will the SJM shares be sold according to the filing?

The broker named is Fidelity Brokerage Services LLC, 900 Salem Street, Smithfield RI.

What is the aggregate market value of the shares to be sold on the SJM Form 144?

The aggregate market value reported is $1,204,219.73.

How were the shares being sold originally acquired according to the filing?

Acquisitions are listed as ESPP purchases and restricted stock vesting events between 2019 and June 16, 2025.