STOCK TITAN

J M Smucker CFO sells 18,482 exercised shares

J M SMUCKER Co (SJM) Chief Financial Officer Marshall Tucker H reported option exercises and share sales on August 28, 2026.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

J M SMUCKER Co (SJM) Chief Financial Officer Marshall Tucker H reported option exercises and share sales on August 28, 2026. He exercised options for a total of 18,482 Common Shares at strike prices of $108.90 and $125.82 per share and acquired the corresponding common shares. He then sold 18,482 Common Shares in open-market transactions at weighted-average prices around $132 per share. He also reports 1,526 Common Shares held indirectly through a 401(K) plan.

Positive

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Negative

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Insider Marshall Tucker H
Role Chief Financial Officer
Sold 18,482 shs ($2.44M)
Approx. gross sale proceeds $2.44M
Approx. exercise cost $2.20M
Approx. pre-tax spread $240K
Type Security Shares Price Value
Exercise Option Common Shares F3 7,389 $108.90 $805K
Exercise Option Common Shares F4 11,093 $125.82 $1.40M
Exercise Common Shares 7,389 $108.90 $805K
Exercise Common Shares 11,093 $125.82 $1.40M
Sale Common Shares F1 7,389 $132.26 $977K
Sale Common Shares F2 11,093 $131.91 $1.46M
holding Common Shares -- -- --
Holdings After Transaction: Option Common Shares — 0 contracts (Direct); Common Shares — 38,699 shares (Direct); Common Shares — 1,526 shares (Indirect, 401(K))
Footnotes (4)
  1. F1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.25 to $132.33, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.83 to $132.28, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. F3. This option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vested in three equal annual installments beginning on June 17, 2021.
  4. F4. The option, which was granted for fiscal year 2023 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, vested in three equal annual installments beginning on June 15, 2023.
Options exercised (fiscal 2020 grant) 7,389 shares at $108.90 per share Option Common Shares exercised on 2026-08-28; expiration 2030-06-17
Options exercised (fiscal 2023 grant) 11,093 shares at $125.82 per share Option Common Shares exercised on 2026-08-28; expiration 2032-06-15
Common Shares sold (block 1) 7,389 shares at $132.26 per share Weighted-average sale price on 2026-08-28; multiple trades $132.25–$132.33
Common Shares sold (block 2) 11,093 shares at $131.91 per share Weighted-average sale price on 2026-08-28; multiple trades $131.83–$132.28
Total shares exercised and sold 18,482 shares Aggregate of option exercises and matching sales on 2026-08-28
Indirect holdings in 401(K) 1,526 Common Shares Indirect ownership reported as of 2026-08-28
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Equity and Incentive Compensation Plan financial
"granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan"
indirect financial
"Common Shares ... indirect ... nature_of_ownership: 401(K)"
401(K) financial
"nature_of_ownership: 401(K)"
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.

FAQ

What did SJM CFO Marshall Tucker H report in this Form 4?

He exercised stock options for 18,482 Common Shares of J M SMUCKER Co (SJM) and sold the same number of shares in open-market transactions on August 28, 2026, and reports 1,526 shares held indirectly through a 401(K) plan.

How many SJM options did the CFO exercise and at what prices?

He exercised options covering 7,389 shares at a strike price of $108.90 per share and 11,093 shares at a strike price of $125.82 per share, converting them into an equal number of Common Shares on August 28, 2026.

How many SJM shares did the CFO sell and at what prices?

He sold 7,389 shares at a weighted-average price of $132.26 per share and 11,093 shares at a weighted-average price of $131.91 per share. Footnotes state these were multiple trades within narrow price ranges around these averages.

Were the SJM Form 4 trades made under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not checked, and the footnotes do not indicate a trading plan, so the reported August 28, 2026 transactions are not identified as being made under a Rule 10b5-1 plan.

What indirect SJM holdings does the CFO report after these transactions?

He reports 1,526 Common Shares held indirectly through a 401(K) plan as of August 28, 2026. The filing does not state a direct post-transaction share balance outside this plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Marshall Tucker H

(Last)(First)(Middle)
ONE STRAWBERRY LANE

(Street)
ORRVILLE OHIO 44667

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
J M SMUCKER Co [ SJM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares08/28/2026M7,389A$108.946,088D
Common Shares08/28/2026M11,093A$125.8257,181D
Common Shares08/28/2026S7,389D$132.26(1)49,792D
Common Shares08/28/2026S11,093D$131.91(2)38,699D
Common Shares1,526I401(K)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option Common Shares$108.908/28/2026M7,389 (3)06/17/2030Common Shares7,389$108.90D
Option Common Shares$125.8208/28/2026M11,093 (4)06/15/2032Common Shares11,093$125.820D
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.25 to $132.33, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.83 to $132.28, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
3. This option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vested in three equal annual installments beginning on June 17, 2021.
4. The option, which was granted for fiscal year 2023 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, vested in three equal annual installments beginning on June 15, 2023.
Remarks:
/s/ Jeannette L. Knudsen, POA08/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)