J M Smucker CFO sells 18,482 exercised shares
J M SMUCKER Co (SJM) Chief Financial Officer Marshall Tucker H reported option exercises and share sales on August 28, 2026.
Sentiment and the balance of points
Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.
Form Type
4
Rhea-AI Filing Summary
J M SMUCKER Co (SJM) Chief Financial Officer Marshall Tucker H reported option exercises and share sales on August 28, 2026. He exercised options for a total of 18,482 Common Shares at strike prices of $108.90 and $125.82 per share and acquired the corresponding common shares. He then sold 18,482 Common Shares in open-market transactions at weighted-average prices around $132 per share. He also reports 1,526 Common Shares held indirectly through a 401(K) plan.
Insider Trade Summary
Exercise and Sale: 18,482 shares ($240K approx. pre-tax spread)
Exercise and Sale
7 txns
Insider
Marshall Tucker H
Role
Chief Financial Officer
Sold
18,482 shs ($2.44M)
Approx. gross sale proceeds
$2.44M
Approx. exercise cost
$2.20M
Approx. pre-tax spread
$240K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Option Common Shares F3 | 7,389 | $108.90 | $805K |
| Exercise | Option Common Shares F4 | 11,093 | $125.82 | $1.40M |
| Exercise | Common Shares | 7,389 | $108.90 | $805K |
| Exercise | Common Shares | 11,093 | $125.82 | $1.40M |
| Sale | Common Shares F1 | 7,389 | $132.26 | $977K |
| Sale | Common Shares F2 | 11,093 | $131.91 | $1.46M |
| holding | Common Shares | -- | -- | -- |
Holdings After Transaction:
Option Common Shares — 0 contracts (Direct);
Common Shares — 38,699 shares (Direct);
Common Shares — 1,526 shares (Indirect, 401(K))
Footnotes (4)
- F1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.25 to $132.33, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.83 to $132.28, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3. This option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vested in three equal annual installments beginning on June 17, 2021.
- F4. The option, which was granted for fiscal year 2023 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, vested in three equal annual installments beginning on June 15, 2023.
Key Figures
Options exercised (fiscal 2020 grant): 7,389 shares at $108.90 per share
Options exercised (fiscal 2023 grant): 11,093 shares at $125.82 per share
Common Shares sold (block 1): 7,389 shares at $132.26 per share
+3 more
6 metrics
Options exercised (fiscal 2020 grant)
7,389 shares at $108.90 per share
Option Common Shares exercised on 2026-08-28; expiration 2030-06-17
Options exercised (fiscal 2023 grant)
11,093 shares at $125.82 per share
Option Common Shares exercised on 2026-08-28; expiration 2032-06-15
Common Shares sold (block 1)
7,389 shares at $132.26 per share
Weighted-average sale price on 2026-08-28; multiple trades $132.25–$132.33
Common Shares sold (block 2)
11,093 shares at $131.91 per share
Weighted-average sale price on 2026-08-28; multiple trades $131.83–$132.28
Total shares exercised and sold
18,482 shares
Aggregate of option exercises and matching sales on 2026-08-28
Indirect holdings in 401(K)
1,526 Common Shares
Indirect ownership reported as of 2026-08-28
Key Terms
weighted average price, Equity and Incentive Compensation Plan, indirect, 401(K)
4 terms
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Equity and Incentive Compensation Plan financial
"granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan"
indirect financial
"Common Shares ... indirect ... nature_of_ownership: 401(K)"
401(K) financial
"nature_of_ownership: 401(K)"
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did SJM CFO Marshall Tucker H report in this Form 4?
He exercised stock options for 18,482 Common Shares of J M SMUCKER Co (SJM) and sold the same number of shares in open-market transactions on August 28, 2026, and reports 1,526 shares held indirectly through a 401(K) plan.
How many SJM options did the CFO exercise and at what prices?
He exercised options covering 7,389 shares at a strike price of $108.90 per share and 11,093 shares at a strike price of $125.82 per share, converting them into an equal number of Common Shares on August 28, 2026.
Were the SJM Form 4 trades made under a Rule 10b5-1 trading plan?
The filing’s Rule 10b5-1 checkbox is not checked, and the footnotes do not indicate a trading plan, so the reported August 28, 2026 transactions are not identified as being made under a Rule 10b5-1 plan.
What indirect SJM holdings does the CFO report after these transactions?
He reports 1,526 Common Shares held indirectly through a 401(K) plan as of August 28, 2026. The filing does not state a direct post-transaction share balance outside this plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
