SkyWater director receives 4,304-share RSU grant

SkyWater Technology, Inc. director Dennis J. Goetz received an equity grant in the form of 4,304 restricted stock units (RSUs) of common stock at no cash cost.

Rhea-AI Filing Summary

SkyWater Technology, Inc. director Dennis J. Goetz received an equity grant in the form of 4,304 restricted stock units (RSUs) of common stock at no cash cost. These RSUs vest on the date immediately before the company’s next annual stockholder meeting, provided he continues to serve as a director through that date.

After this award, Goetz directly holds 28,017 shares of common stock. RSUs are a form of stock-based compensation that convert into shares as they vest, aligning director incentives with long-term shareholder interests.

Insider Trade Summary

Grant/Award: 4,304 shares

Grant/Award 1 txn

Insider Goetz Dennis J

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,304	$0.00	$0.00

Holdings After Transaction: Common Stock — 28,017 shares (Direct)

Footnotes (1)

1. F1. Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date.

Key Figures

RSU grant size: 4,304 units Grant price: $0.00 per unit Shares held after grant: 28,017 shares

3 metrics

RSU grant size 4,304 units Restricted stock units awarded to director Dennis J. Goetz

Grant price $0.00 per unit Equity compensation award, non-cash

Shares held after grant 28,017 shares Direct holdings of common stock following the RSU award

Key Terms

restricted stock units ("RSUs"), annual meeting of the Issuer's stockholders, continued service

3 terms

restricted stock units ("RSUs") financial

"Represents a grant of restricted stock units ("RSUs")."

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

annual meeting of the Issuer's stockholders regulatory

"The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders"

continued service financial

"contingent on the reporting person's continued service on such vesting date"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SkyWater Technology (SKYT) report for Dennis Goetz?

SkyWater reported that director Dennis J. Goetz received a grant of 4,304 restricted stock units. These RSUs are a stock-based compensation award that will convert into common shares once they vest, rather than a cash purchase or open-market trade.

How many SkyWater (SKYT) shares does Dennis Goetz hold after this Form 4 filing?

Following the RSU grant, Dennis J. Goetz directly holds 28,017 shares of SkyWater common stock. This figure includes the impact of the 4,304 newly awarded restricted stock units once they settle into shares after vesting, assuming conditions are satisfied.

When do Dennis Goetz’s 4,304 SkyWater RSUs vest?

The 4,304 restricted stock units granted to Dennis J. Goetz vest on the date immediately preceding SkyWater’s next annual meeting of stockholders. Vesting is contingent on his continued service as a director through that specific vesting date.

What type of acquisition is shown in this SkyWater (SKYT) Form 4?

The Form 4 shows an acquisition coded “A,” indicating a grant, award, or other acquisition of equity. In this case, Dennis J. Goetz received 4,304 restricted stock units as director compensation, not as an open-market stock purchase for cash.

Did Dennis Goetz buy or sell SkyWater (SKYT) shares in the open market?

No open-market buy or sell is reported here. Dennis J. Goetz received 4,304 restricted stock units as a compensation award at an indicated price of $0.00 per unit, reflecting a non-cash equity grant rather than a market transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/12/2026 - 04:57 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goetz Dennis J

(Last) (First) (Middle)

2401 EAST 86TH STREET

(Street)

BLOOMINGTON MINNESOTA 55425

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SkyWater Technology, Inc [ SKYT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/10/2026		A(1)		4,304	A	$0	28,017	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date.

Remarks:

	/s/ Christopher Hilberg, Attorney-in-Fact	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)