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SkyWater Technology (NASDAQ: SKYT) reports equity converted in IonQ merger

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Christopher Hilberg, Chief Risk & Compl. Officer of SkyWater Technology, LLC, reported dispositions of SkyWater common stock, restricted stock units and stock options on July 31, 2026.

These awards were automatically converted under a merger agreement among SkyWater, IonQ, Inc. and merger subsidiaries, with each SkyWater common share converting into the right to receive $15 in cash plus 0.4883 shares of IonQ common stock, with corresponding IonQ equity awards for RSUs and options.

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Insider Hilberg Christopher
Role Chief Risk & Compl. Officer
Type Security Shares Price Value
Disposition Options to Acquire Common Stock F3, F4 4,644 -- --
Disposition Options to Acquire Common Stock F3, F4 9,869 -- --
Disposition Options to Acquire Common Stock F3, F4 25,009 -- --
Disposition Options to Acquire Common Stock F3, F4 23,586 -- --
Disposition Options to Acquire Common Stock F3, F4 22,380 -- --
Disposition Common Stock F1 30,140 -- --
Disposition Common Stock F2 34,251 -- --
Holdings After Transaction: Options to Acquire Common Stock — 0 shares (Direct); Common Stock — 0 shares (Direct)
Footnotes (4)
  1. F1. Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.
  2. F2. Represents restricted stock units relating to shares of SkyWater common stock. Pursuant to the Merger Agreement, at the Effective Time, each award of restricted stock units relating to shares of SkyWater common stock held by a service provider other than a non-employee member of SkyWater's board of directors that was outstanding, whether vested or unvested, automatically converted into a restricted stock unit award corresponding to a number of shares of IonQ common stock based on the Equity Award Exchange Ratio (as defined in the Merger Agreement), and is otherwise subject to the same terms and conditions (including any existing accelerated vesting provisions) as applied immediately prior to the Effective Time, with any related accrued but unpaid dividend equivalent rights carrying over and remaining payable in accordance with such preexisting terms.
  3. F3. Represents options to purchase shares of SkyWater common stock. Pursuant to the Merger Agreement, at the Effective Time, each outstanding option to purchase shares of SkyWater common stock that was outstanding, whether vested or unvested, automatically converted into an option to purchase a number of shares of IonQ common stock based on the Equity Award Exchange Ratio (as defined in the Merger Agreement), at an adjusted exercise price (as determined in accordance with the formula in the Merger Agreement), and is otherwise subject to the same terms and conditions as applied immediately prior to the Effective Time.
  4. F4. Prior to the Effective Time, the options were scheduled to vest ratably on each of the first, second, third and fourth anniversaries of the grant date contingent on the reporting person's continuation in service on each applicable vesting date.
Common stock disposed 30140.0000 shares SkyWater common stock converted for cash and IonQ shares at the Effective Time
RSUs converted 34251.0000 units Restricted stock units converted into IonQ RSU awards under the Merger Agreement
Options converted (18.6400) 4644.0000 options Options to acquire SkyWater common stock at $18.6400 converted into IonQ options
Options converted (11.2400) 9869.0000 options Options at $11.2400 exercise price converted into options for IonQ common stock
Options converted (11.7700) 25009.0000 options Options at $11.7700 exercise price converted into IonQ options
Options converted (10.1400) 23586.0000 options Options at $10.1400 exercise price converted into IonQ options
Cash per SkyWater share $15 Cash portion of consideration for each SkyWater common share at the Effective Time
IonQ shares per SkyWater share 0.4883 shares IonQ common stock portion of consideration for each SkyWater common share
Agreement and Plan of Merger regulatory
"transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement")"
An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.
Effective Time regulatory
"At the effective time of the First Merger (the "Effective Time"), each share of SkyWater"
The exact clock time when a regulatory filing, approval, or corporate action formally becomes legally active; from that moment the change is binding and can be acted on. Investors care because the effective time marks when ownership, rights, trading rules, or new securities take effect — like a light switch turning on a contract or transaction — which determines when risks, benefits and market reactions begin.
restricted stock units financial
"Represents restricted stock units relating to shares of SkyWater common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Equity Award Exchange Ratio financial
"converted into a restricted stock unit award... based on the Equity Award Exchange Ratio"
dividend equivalent rights financial
"any related accrued but unpaid dividend equivalent rights carrying over and remaining payable"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
options to purchase shares financial
"Represents options to purchase shares of SkyWater common stock. Pursuant to the Merger Agreement"

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FAQ

What did Christopher Hilberg report in his Form 4 for SKYT?

Christopher Hilberg reported dispositions of SkyWater common stock, RSUs and stock options on July 31, 2026. The equity was converted under a merger agreement among SkyWater, IonQ, Inc. and merger subsidiaries, resulting in cash and IonQ equity consideration.

How many SkyWater common shares did Hilberg dispose of in the SKYT–IonQ merger?

Hilberg disposed of 30,140 shares of SkyWater common stock. Each share automatically converted into the right to receive $15 in cash plus 0.4883 shares of IonQ common stock, along with cash in lieu of any fractional shares.

What happened to Hilberg’s SkyWater RSUs in the IonQ transaction involving SKYT?

Hilberg’s SkyWater awards included 34,251 restricted stock units, which automatically converted at the Effective Time into restricted stock unit awards in IonQ common stock, based on an Equity Award Exchange Ratio and subject to the same terms and conditions as before.

How were Hilberg’s SkyWater stock options treated in the SKYT–IonQ merger?

Multiple option grants to purchase SkyWater common stock, covering 4,644 to 25,009 options per grant at exercise prices from $10.03 to $18.64, automatically converted into options to purchase IonQ common stock, with adjusted exercise prices and existing terms largely preserved.

What consideration did each SkyWater share receive in the SKYT merger with IonQ?

At the Effective Time, each outstanding SkyWater common share converted into the right to receive $15 in cash and 0.4883 shares of IonQ common stock, plus cash in lieu of any fractional shares, under the Agreement and Plan of Merger.

Was Hilberg’s SKYT Form 4 filed under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox was not marked, and the footnotes do not describe any trading plan. The reported dispositions arise from automatic treatment of equity under the merger agreement rather than discretionary market transactions.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hilberg Christopher

(Last)(First)(Middle)
2401 EAST 86TH STREET

(Street)
BLOOMINGTON MINNESOTA 55425

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SkyWater Technology, LLC [ SKYT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Risk & Compl. Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)07/31/2026D30,140D(1)0D
Common Stock(2)07/31/2026D34,251D(2)0D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Options to Acquire Common Stock(3)$18.6407/31/2026D4,644 (4)12/08/2031Common Stock4,644(3)0D
Options to Acquire Common Stock(3)$11.2407/31/2026D9,869 (4)02/25/2032Common Stock9,869(3)0D
Options to Acquire Common Stock(3)$11.7707/31/2026D25,009 (4)03/15/2033Common Stock25,009(3)0D
Options to Acquire Common Stock(3)$10.1407/31/2026D23,586 (4)02/15/2034Common Stock23,586(3)0D
Options to Acquire Common Stock(3)$10.0307/31/2026D22,380 (4)02/15/2035Common Stock22,380(3)0D
Explanation of Responses:
1. Represents shares of common stock of SkyWater Technology, Inc. ("SkyWater") disposed of pursuant to the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 25, 2026, by and among SkyWater, IonQ, Inc. ("IonQ"), Merger Subsidiary 1 Inc. ("Merger Subsidiary 1"), and Iris Merger Subsidiary 2 LLC (now known as SkyWater Technology, LLC) ("Surviving Company"), including the merger of Iris Merger Subsidiary 1 with and into SkyWater (the "First Merger"), immediately followed by the merger of SkyWater with and into Surviving Company (the "Second Merger"). At the effective time of the First Merger (the "Effective Time"), each share of SkyWater common stock outstanding immediately prior to the Effective Time (subject to certain exceptions described in the Merger Agreement) automatically converted into the right to receive $15 in cash and 0.4883 shares of common stock of IonQ plus cash in lieu of any fractional shares.
2. Represents restricted stock units relating to shares of SkyWater common stock. Pursuant to the Merger Agreement, at the Effective Time, each award of restricted stock units relating to shares of SkyWater common stock held by a service provider other than a non-employee member of SkyWater's board of directors that was outstanding, whether vested or unvested, automatically converted into a restricted stock unit award corresponding to a number of shares of IonQ common stock based on the Equity Award Exchange Ratio (as defined in the Merger Agreement), and is otherwise subject to the same terms and conditions (including any existing accelerated vesting provisions) as applied immediately prior to the Effective Time, with any related accrued but unpaid dividend equivalent rights carrying over and remaining payable in accordance with such preexisting terms.
3. Represents options to purchase shares of SkyWater common stock. Pursuant to the Merger Agreement, at the Effective Time, each outstanding option to purchase shares of SkyWater common stock that was outstanding, whether vested or unvested, automatically converted into an option to purchase a number of shares of IonQ common stock based on the Equity Award Exchange Ratio (as defined in the Merger Agreement), at an adjusted exercise price (as determined in accordance with the formula in the Merger Agreement), and is otherwise subject to the same terms and conditions as applied immediately prior to the Effective Time.
4. Prior to the Effective Time, the options were scheduled to vest ratably on each of the first, second, third and fourth anniversaries of the grant date contingent on the reporting person's continuation in service on each applicable vesting date.
Remarks:
AS NOTED IN FOOTNOTE 1, IN THE SECOND MERGER, SKYWATER MERGED WITH AND INTO SKYWATER TECHNOLOGY, LLC (FORMERLY KNOWN AS IRIS MERGER SUBSIDIARY 2 LLC), WITH SKYWATER TECHNOLOGY, LLC SURVIVING THE MERGER.
/s/ Steve Manko, Attorney-in-Fact07/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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* Form 4: SEC 1474 (03-26)