Solid Power CFO has 72,310 shares withheld for taxes

CFO Linda C. Heller's reported direct balance after the transaction was 1,876,534 shares.

Rhea-AI Filing Summary

Solid Power, Inc. CFO, Treasurer, & Secretary Linda C. Heller reported that 72,310 shares of common stock were withheld on September 30, 2026, to satisfy her tax obligation upon vesting of restricted stock units. The reported price was $2.27 per share, and her directly held balance following the transaction was 1,876,534 shares.

Insider Trade Summary

Tax Withholding: 72,310 shares

Tax Withholding 1 txn

Insider Heller Linda C.

Role CFO, Treasurer, & Secretary

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1	72,310	$2.27	$164K

Holdings After Transaction: Common Stock — 1,876,534 shares (Direct)

Footnotes (1)

1. F1. Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

Key Figures

Shares withheld: 72,310 shares Reported price: $2.27 per share Direct shares following transaction: 1,876,534 shares

3 metrics

Shares withheld 72,310 shares September 30, 2026, for tax liability upon restricted stock unit vesting

Reported price $2.27 per share September 30, 2026 transaction

Direct shares following transaction 1,876,534 shares Following the September 30, 2026 transaction

Key Terms

restricted stock units, tax obligation, vesting

3 terms

restricted stock units financial

"upon the vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax obligation financial

"to satisfy the reporting person's tax obligation"

vesting financial

"upon the vesting of restricted stock units"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SLDP shares did CFO Linda C. Heller have withheld?

Linda C. Heller, CFO, Treasurer, & Secretary of Solid Power, Inc., had 72,310 shares withheld on September 30, 2026, at a reported $2.27 per share to satisfy her tax liability when restricted stock units vested. Her directly held balance afterward was 1,876,534 shares. No Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/01/2026 - 04:54 PM Accepted by SEC EDGAR 10/01/2026 - 04:54 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Heller Linda C.

(Last) (First) (Middle)

486 S. PIERCE AVE.

SUITE E

(Street)

LOUISVILLE COLORADO 80027

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Solid Power, Inc. [ SLDP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO, Treasurer, & Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/30/2026		F		72,310(1)	D	$2.27	1,876,534	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

	/s/ Linda C. Heller	10/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)