Super League Gaming Inc SEC Filings

Super League Enterprise, Inc. proxy materials include signatures from Ann Hand as Executive Chair and Matt Edelman as CEO & President and list named officers and directors, including Kristin Patrick and Mark Jung. The filing enumerates multiple 5% stockholders by name and address and references an approval condition called the "Warrant Stockholder Approval" with an "Initial Exercise Date" defined as the first trading day following the one-year anniversary of receipt of that approval. The document also contains form placeholders for warrant shares and references a "Target 2025 Plan Reserve" and related proposal items. Much of the provided text is signature blocks, ownership listings, and template fields rather than financial tables or earnings figures.

Super League Enterprise, Inc. disclosed an amendment to a previously issued Secured Convertible Promissory Note with Yield Point NY, LLC. The amendment, dated September 30, 2025, revises the Note's Conversion Price to $5.95 (subject to adjustment under the Note) and the Floor Price to $1.19. All other terms of the Note remain unchanged. The amendment relates to the Note originally issued on July 10, 2025, under a Securities Purchase Agreement referenced in the companys July 14, 2025 filing. A copy of the amendment is filed as Exhibit 10.1 and is incorporated by reference.

Form 144 notice for Super League Enterprise, Inc. (SLE). The filer reports a proposed sale of 8,404 common shares with an aggregate market value of $47,675.85, against 1,078,043 shares outstanding. The shares were acquired on 11/19/2024 through conversion of Series AAAA convertible preferred stock and the approximate sale date is 09/29/2025 on NASDAQ.

The filing also discloses completed sales during the preceding three months by Michael Keller totaling 45,738 common shares for combined gross proceeds of $294,816.02 (sales on 09/24/2025, 09/25/2025 and 09/26/2025). The notice includes the standard representation that the seller is not aware of undisclosed material adverse information.

Form 144 filing for Super League Enterprise, Inc. (SLE) shows a proposed sale and recent sales by an insider. The filer plans to sell 5,738 common shares (aggregate market value $28,869.03) on 09/26/2025 through Rockefeller Capital Management on Nasdaq. These 5,738 shares were acquired on 11/19/2024 by conversion of Series AAAA Convertible Preferred into common stock; payment/completion noted 07/18/2025. The notice also discloses two recent sales by Michael Keller: 30,000 shares on 09/24/2025 for $219,497.32 and 10,000 shares on 09/25/2025 for $52,449.67. The filer certifies no undisclosed material adverse information.

Form 144 notice for Super League Enterprise, Inc. (SLE) reports a proposed sale of 10,000 shares of common stock, with an aggregate market value of $53,000.00, from securities acquired on 11/19/2024 by conversion of Series AAAA convertible preferred into common stock. The filing lists 1,078,043 shares outstanding and an approximate sale date of 09/25/2025 on NASDAQ. The acquisition record shows the shares were converted from the issuer and payment information cites 07/18/2025 as a payment date entry. The filing also discloses a sale during the past three months: Michael Keller sold 30,000 shares on 09/24/2025 for gross proceeds of $219,497.32. Certain issuer contact fields in the form are not populated.

Form 144 notice by Super League Enterprise, Inc. (SLE) reports a proposed sale of 30,000 common shares, with an aggregate market value of $219,497.32. The filing lists 1,117,021 shares outstanding and an approximate sale date of 09/24/2025 on NASDAQ. The shares were acquired on 11/19/2024 through conversion of Series AAAA Convertible Preferred into common stock and show an acquisition amount of 30,000 shares. No securities of the issuer were reported sold by the seller in the past three months, and the filer represents they have no undisclosed material adverse information.