[8-K] Super League Enterprise, Inc. Reports Material Event

Rhea-AI Filing Summary

Super League Enterprise, Inc. (SLE) filed a Form 8-K to announce that it has regained compliance with Nasdaq Listing Rule 5550(a)(2), which requires a minimum closing bid price of $1.00 per share. Nasdaq notified the company on 8 July 2025 that, as of 7 July 2025, SLE’s common stock had closed at or above the $1.00 threshold for the required period. No financial statements or earnings data were provided, and the filing contains no other material transactions or changes. The company remains listed on the Nasdaq Capital Market; therefore, the risk of delisting has been removed for this specific deficiency.

Positive

• Regained compliance with Nasdaq Listing Rule 5550(a)(2), removing immediate delisting risk.
• Maintains Nasdaq Capital Market listing, preserving liquidity and market visibility.

Negative

• None.

Insights

Securities Analyst

TL;DR: Nasdaq compliance removes immediate delisting risk and may improve investor confidence.

Re-establishing compliance with Rule 5550(a)(2) is modestly positive because it averts potential delisting, a scenario that can sharply reduce liquidity and institutional ownership. Although the event does not alter fundamentals, it eliminates an administrative overhang that might have pressured the share price and limited capital-raising options. Investors should still monitor operational performance, as the filing does not provide financial updates.

Corporate Governance Expert

TL;DR: Governance risk lowered; compliance milestone achieved without structural changes.

Maintaining an exchange listing is critical for governance, market visibility, and access to capital. By restoring the bid price above $1.00, SLE avoids the steps—such as reverse stock splits—often required to regain compliance. This demonstrates short-term market support but does not guarantee sustained compliance. The board should continue monitoring share-price triggers and communicate strategic initiatives to support long-term value.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): July 8, 2025

 

Super League Enterprise, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware	001-38819	47-1990734
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification Number)

 

2450 Colorado Avenue Suite, 100E

Santa Monica, California 90404

(Address of principal executive offices)

 

(213) 421-1920

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, par value $0.001 per share	SLE	Nasdaq Capital Market

   

Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

 

If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

   

Item 8.01 Other Events 

 

On July 8, 2025, Super League Enterprise, Inc. (the “Company”) received a letter from the staff at Nasdaq’s Listing Qualifications department stating that, as of July 7, 2025, the closing bid price of the Company’s common stock has been at $1.00 per share or greater, and accordingly, the Company has regained compliance with Listing Rule 5550(a)(2).

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits Index

 

Exhibit No.		Description
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

     

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

	Super League Enterprise, Inc.
Date: July 8, 2025	By:	/s/ Clayton Haynes
		Clayton Haynes Chief Financial Officer

   

FAQ

Why did Super League Enterprise (SLE) file this Form 8-K?

To report that its common stock has closed at or above $1.00, regaining compliance with Nasdaq Listing Rule 5550(a)(2).

What Nasdaq rule did SLE regain compliance with?

Listing Rule 5550(a)(2), which requires a minimum closing bid price of $1.00 per share.

When did SLE receive the Nasdaq compliance letter?

The company received the letter on July 8, 2025.

Does this filing include new financial results for SLE?

No. The Form 8-K only addresses Nasdaq compliance; it contains no financial statements or earnings data.

What is the trading symbol and exchange for Super League Enterprise?

The common stock trades under the symbol SLE on the Nasdaq Capital Market.