Super League Enterprise, Inc. filings document the regulatory record for a Nasdaq-listed gaming media advertising and audience intelligence company. Its disclosures cover material definitive agreements, asset purchase transactions, stockholder voting matters, operating and financial results, board and compensation actions, risk factors, and security-structure changes involving common stock, warrants, and preferred-stock designations.
The filing record includes Form 8-K reports and proxy materials tied to the completed purchase of assets constituting the Misfits Ads Business, including stockholder approval for share issuance and consideration involving common stock and warrants. Other filings document a reverse stock split, cancellation of multiple preferred-stock designations, board composition changes, inducement equity grants, and amendments to governing documents.
Post-Effective Amendment reflects that four prior Form S-8 registration statements have been updated to cover 3,708 carryover shares from the Amended and Restated 2014 Stock Option and Incentive Plan into the company’s newly approved 2025 Omnibus Equity Incentive Plan. The 2025 Plan replaces the 2014 Plan and no further awards will be granted under the 2014 Plan.
The company is contemporaneously filing a separate Form S-8 to register 75,000 newly authorized shares for the 2025 Plan; this Post-Effective Amendment itself does not register any additional securities. The amendment notes that listed share amounts were adjusted to reflect the company’s reverse stock splits and identifies the prior S-8s and their adjusted share amounts.
Super League Enterprise, Inc. has filed a post-effective amendment to prior Form S-8 registration statements to reflect its replacement of the Amended and Restated 2014 Stock Option and Incentive Plan with the Super League Enterprise, Inc. 2025 Omnibus Equity Incentive Plan, which stockholders approved on June 9, 2025. The 2025 Plan authorizes 75,000 newly available shares (registered separately) and includes 3,708 Carryover Shares representing awards under the 2014 Plan that may expire, be forfeited or be repurchased and will now be issuable under the 2025 Plan. This amendment does not register any additional securities; it only confirms that the Prior Registration Statements will also cover the Carryover Shares.
The filing incorporates by reference the company’s recent annual and quarterly reports and a series of current reports through mid-July 2025, and restates the company’s indemnification provisions under Delaware law and its charter and bylaws. The amendment documents prior reverse stock splits (1-for-20 and 1-for-40) reflected in adjusted share amounts.
Super League Enterprise, Inc. filed a Form S-3 prospectus to register up to 1,979,904 shares of common stock for resale by the selling stockholder, consisting of 989,952 Note Shares issuable upon conversion of 8% senior secured convertible notes and 989,952 Warrant Shares issuable upon exercise of warrants. The company received $4,000,000 in gross proceeds from the private placement that generated the notes and warrants, and the warrants could provide up to $3,538,088.45 of additional proceeds if exercised for cash. Prior to the offering the company reported 1,070,906 shares outstanding and, assuming full conversion/exercise, would have ~3,050,810 shares outstanding.
The prospectus discloses a 1-for-40 reverse split, operations reaching over 130 million monthly unique players and >1 billion monthly impressions, and material risks: Nasdaq notified the company of noncompliance with the $2.5 million stockholders' equity listing requirement (reported equity of $170,000), an auditor explanatory going-concern paragraph, extensive preferred-stock convertible amounts and approval rights, and potential litigation risk if required preferred consents or debt consents are not obtained. The registered securities are being offered by the selling stockholder and the company will not receive proceeds from resale transactions unless warrants are exercised for cash.