Soluna Holdings (SLNH) director reports 685,074-share restricted stock grant

Rhea-AI Filing Summary

Soluna Holdings, Inc. reported that one of its directors received a grant of 685,074 shares of common stock as restricted stock awards. The grant was approved by the company’s Compensation Committee and recorded as an acquisition at a price of $0 per share. Following this grant, the director beneficially owns 977,158 shares of Soluna common stock in direct ownership.

The restricted shares will vest 100% upon the director’s separation from the company, meaning the director gains full rights to all of these shares only when service with Soluna ends. This filing is a disclosure of insider equity compensation rather than a market purchase or sale.

Insights

Equity compensation analyst

Director receives 685,074 restricted Soluna shares that vest on separation.

A Soluna Holdings director was granted 685,074 restricted stock awards of common stock at a stated price of $0 per share, as approved by the Compensation Committee. This increases the director’s reported beneficial ownership to 977,158 shares held directly, according to the Form 4 disclosure.

The awards vest 100% upon separation from Soluna, so the director’s ability to fully realize these shares depends on ending service with the company. This structure ties part of the director’s equity to the eventual separation event rather than time-based vesting. The filing presents this as routine insider equity compensation, without additional terms or performance conditions described in the excerpt.

Insider Trade Summary

Net Buyer: 685,074 shares

Net Buy 1 txn

Insider Bottomley John

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	685,074	$0.00	$0.00

Holdings After Transaction: Common Stock — 977,158 shares (Direct)

Footnotes (1)

1. F1. Transaction reported is a grant of 685,074 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

FAQ

What insider transaction did Soluna Holdings (SLNH) report in this Form 4?

A director of Soluna Holdings, Inc. reported receiving a grant of 685,074 restricted stock awards of Soluna common stock at a stated price of $0 per share.

How many Soluna (SLNH) shares does the director own after this transaction?

After the reported grant, the director beneficially owns 977,158 shares of Soluna Holdings common stock in direct ownership.

When do the 685,074 restricted Soluna shares vest for the director?

The 685,074 restricted stock awards will vest 100% upon the reporting person’s separation from Soluna Holdings, as stated in the explanation of responses.

Was this Soluna (SLNH) Form 4 transaction a market purchase or sale?

No. The Form 4 describes the transaction as a grant of restricted stock awards approved by the Compensation Committee, not an open-market purchase or sale.

What is the role of the reporting person at Soluna Holdings (SLNH)?

The reporting person is identified as a Director of Soluna Holdings, Inc., with the Form 4 marked as Form filed by One Reporting Person.

What type of security was granted to the Soluna (SLNH) director?

The grant consists of restricted stock awards representing shares of common stock, par value $0.001 per share, of Soluna Holdings.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 12/03/2025 - 05:03 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bottomley John

(Last) (First) (Middle)

C/O SOLUNA HOLDINGS, INC.

325 WASHINGTON AVENUE EXTENSION

(Street)

ALBANY NY 12205

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Soluna Holdings, Inc [ SLNH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/01/2025		A		685,074(1)	A	$0	977,158	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Transaction reported is a grant of 685,074 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

	/s/ Christopher Gandolfo, Attorney in Fact	12/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.