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Director at Simulations Plus (SLP) receives 1,776-share equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Simulations Plus, Inc. disclosed that director John Kenneth Paglia received a grant of 1,776 shares of Common Stock on January 30, 2026. The shares were granted as independent director compensation under the company’s 2021 Equity Incentive Plan at a reported price of $0 per share.

Following this stock award, Paglia now beneficially owns 12,472 shares of Simulations Plus common stock in direct ownership form.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Paglia John Kenneth

(Last) (First) (Middle)
800 PARK OFFICES DRIVE
SUITE 401

(Street)
RESEARCH TRIANGLE PARK NC 27709

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Simulations Plus, Inc. [ SLP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/30/2026 A 1,776 A $0(1) 12,472 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.
Remarks:
/s/ William Frederick, attorney-in-fact for John Kenneth Paglia 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Simulations Plus (SLP) report for John Kenneth Paglia?

Simulations Plus reported that director John Kenneth Paglia received 1,776 shares of Common Stock on January 30, 2026. The filing shows this as a stock grant for independent director compensation under the company’s 2021 Equity Incentive Plan, increasing his directly held stake to 12,472 shares.

How many Simulations Plus (SLP) shares does John Kenneth Paglia own after this Form 4?

After the reported transaction, John Kenneth Paglia beneficially owns 12,472 shares of Simulations Plus Common Stock. The Form 4 indicates that this total includes a grant of 1,776 shares received on January 30, 2026, reported as directly owned stock under the 2021 Equity Incentive Plan.

What was the nature of the 1,776-share grant to Simulations Plus (SLP) director Paglia?

The 1,776-share grant to director John Kenneth Paglia was reported as independent director compensation. According to the disclosure, the Common Stock was issued under Simulations Plus’ 2021 Equity Incentive Plan, with a transaction price reported as $0 per share, reflecting a non-cash equity award.

Was the Simulations Plus (SLP) director stock grant a purchase or compensation?

The 1,776-share transaction for director John Kenneth Paglia was compensation, not an open-market purchase. The Form 4 footnote specifies that the Common Stock was granted as independent director compensation and issued pursuant to Simulations Plus’ 2021 Equity Incentive Plan, at a reported price of $0 per share.

Is John Kenneth Paglia a 10% owner of Simulations Plus (SLP) based on this Form 4?

The Form 4 identifies John Kenneth Paglia as a director of Simulations Plus but does not classify him as a 10% owner. It reports that, following the grant of 1,776 shares of Common Stock on January 30, 2026, he directly beneficially owns 12,472 shares in total.
Simulations Plus Inc

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United States
RESEARCH TRIANGLE PARK