STOCK TITAN

Simulations Plus (SLP) director receives 2,117-share equity grant as compensation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Paglia John Kenneth reported acquisition or exercise transactions in this Form 4 filing.

Simulations Plus, Inc. director John Kenneth Paglia received a stock grant of 2,117 shares of Common Stock as independent director compensation, issued under the company’s 2021 Equity Incentive Plan. Following this award, he directly holds a total of 14,589 shares.

Positive

  • None.

Negative

  • None.
Insider Paglia John Kenneth
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,117 $0.00 --
Holdings After Transaction: Common Stock — 14,589 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 2,117 shares Common Stock grant as independent director compensation
Transaction price per share $0.0000 per share Reported grant price for director stock award
Shares held after transaction 14,589 shares Director’s direct Common Stock holdings following the grant
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Equity Incentive Plan financial
"issued under the issuer's 2021 Equity Incentive Plan"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
independent director compensation financial
"Stock granted as independent director compensation"
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Paglia John Kenneth

(Last)(First)(Middle)
800 PARK OFFICES DRIVE
SUITE 401

(Street)
RESEARCH TRIANGLE PARK NORTH CAROLINA 27709

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Simulations Plus, Inc. [ SLP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/01/2026A2,117A$0(1)14,589D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.
Remarks:
/s/ William Frederick, attorney-in-fact for John Kenneth Paglia05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Simulations Plus (SLP) director John Kenneth Paglia report on this Form 4?

John Kenneth Paglia reported receiving a grant of 2,117 shares of Simulations Plus Common Stock. The shares were awarded as independent director compensation under the company’s 2021 Equity Incentive Plan, representing a non-cash equity grant rather than an open-market stock purchase.

Is the Simulations Plus (SLP) Form 4 transaction a stock purchase or a grant?

The Form 4 shows a stock grant, not a market purchase. Code A indicates a grant or award, and the 2,117 Common Stock shares were issued as independent director compensation under the 2021 Equity Incentive Plan at a reported price of $0.0000 per share.

How many Simulations Plus (SLP) shares does John Kenneth Paglia hold after this grant?

After the reported grant, John Kenneth Paglia directly holds 14,589 shares of Simulations Plus Common Stock. This total includes the newly awarded 2,117 shares granted as independent director compensation, according to the Form 4 ownership information following the transaction.

What is the significance of the 2021 Equity Incentive Plan for Simulations Plus (SLP)?

The 2021 Equity Incentive Plan provides a framework for Simulations Plus to grant equity awards such as stock to directors and other participants. In this filing, 2,117 Common Stock shares were issued to an independent director as compensation pursuant to this specific incentive plan.

Was cash paid for the Simulations Plus (SLP) shares reported in this Form 4?

No cash was paid for these shares according to the filing. The 2,117 Common Stock shares were granted as compensation with a reported transaction price per share of $0.0000, reflecting an equity award rather than a purchase in the open market.

Does this Simulations Plus (SLP) Form 4 indicate any share sales by the director?

The Form 4 does not report any sales by the director. It only shows an acquisition coded as a grant of 2,117 Common Stock shares for independent director compensation, increasing the director’s direct holdings to 14,589 shares after the transaction.