STOCK TITAN

SelectQuote president (NYSE: SLQT) exercises RSUs and gains new PVU grants

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SelectQuote, Inc. president Robert Clay Grant reported several equity transactions on August 1, 2026. He exercised previously granted restricted stock and price-vested units into 610,794 shares of common stock, received new awards of 575,000 RSUs and 575,000 price-vested units (PVUs), and had 195,438 shares withheld to satisfy tax obligations related to vesting. Indirect holdings are reported through Haakon Capital, LLC and multiple family trusts.

Positive

  • None.

Negative

  • None.
Insider Grant Robert Clay
Role PRESIDENT
Type Security Shares Price Value
Exercise Restricted Stock Units F4, F5, F6 255,557 -- --
Exercise Restricted Stock Units F4, F5, F7 122,470 -- --
Exercise Restricted Stock Units F4, F5, F8 160,000 -- --
Exercise Price-Vested Restricted Stock Units F9, F10, F11 31,944 -- --
Exercise Price-Vested Restricted Stock Units F9, F10, F12 40,823 -- --
Grant/Award Restricted Stock Units F4, F5, F8 575,000 -- --
Grant/Award Price-Vested Restricted Stock Units F9, F10, F13 575,000 -- --
Exercise Common Stock, par value $0.01 per share 255,557 $0.00 $0.00
Exercise Common Stock, par value $0.01 per share 122,470 $0.00 $0.00
Exercise Common Stock, par value $0.01 per share 160,000 $0.00 $0.00
Exercise Common Stock, par value $0.01 per share 31,944 $0.00 $0.00
Exercise Common Stock, par value $0.01 per share 40,823 $0.00 $0.00
Tax Withholding Common Stock, par value $0.01 per share F1 195,438 $0.747 $146K
holding Common Stock, par value $0.01 per share -- -- --
holding Common Stock, par value $0.01 per share F2 -- -- --
holding Common Stock, par value $0.01 per share F3 -- -- --
holding Common Stock, par value $0.01 per share F3 -- -- --
holding Common Stock, par value $0.01 per share F3 -- -- --
Holdings After Transaction: Restricted Stock Units — 997,472 shares (Direct); Price-Vested Restricted Stock Units — 1,148,265 shares (Direct); Common Stock, par value $0.01 per share — 3,306,690 shares (Direct); Common Stock, par value $0.01 per share — 1,242,000 shares (Indirect, By Self as Trustee for the Robert Clay Grant Irrevocable Trust); Common Stock, par value $0.01 per share — 1,089,369 shares (Indirect, By Haakon Capital, LLC); Common Stock, par value $0.01 per share — 101,421 shares (Indirect, By R. Grant Irrevocable Trust); Common Stock, par value $0.01 per share — 100,914 shares (Indirect, By G. Grant Irrevocable Trust); Common Stock, par value $0.01 per share — 100,766 shares (Indirect, By A. Grant Irrevocable Trust)
Footnotes (13)
  1. F1. Represents shares surrendered to the issuer to satisfy withholding taxes owed upon the vesting of restricted stock units previously granted to the recipient pursuant to the 2020 Omnibus Incentive Plan (the "Plan") of SelectQuote, Inc. (the "Company").
  2. F2. Beneficially owned by Mr. Grant through Haakon Capital, LLC, an investment company in which he has a one-third ownership stake. Mr. Grant disclaims beneficial ownership of the shares held by Haakon Capital, LLC, except to the extent of his pecuniary interest therein.
  3. F3. Shares held indirectly by Mr. Grant in his capacity as Trustee of a trust for the benefit of one of his minor children.
  4. F4. Represents restricted stock units granted to the recipient pursuant to the Plan.
  5. F5. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock, par value $0.01 per share.
  6. F6. The restricted stock units vest ratably in three annual installments commencing on August 1, 2024, subject to the recipient's continued employment with the Company through the applicable vesting date.
  7. F7. The restricted stock units vest ratably in three annual installments commencing on August 1, 2025, subject to the recipient's continued employment with the Company through the applicable vesting date.
  8. F8. The restricted stock units vest ratably in three annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date.
  9. F9. Represents price-vested restricted stock units of the Company ("PVUs") granted to the recipient pursuant to the Plan.
  10. F10. Each PVU represents the contingent right to receive one share of the Company's common stock, par value $0.01 per share, upon the Company's common stock reaching certain predetermined average trading prices, subject to applicable vesting conditions.
  11. F11. The PVUs are eligible to vest in three ratable annual installments commencing on August 1, 2024, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-fourth of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $2.50, $5.00, $7.50, and $10.00 during the five-year performance period.
  12. F12. The PVUs are eligible to vest in three ratable annual installments commencing on August 1, 2025, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-third of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $3.13, $6.00, and $9.00 during the five-year performance period.
  13. F13. The PVUs are eligible to vest in three ratable annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-third of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $2.00, $3.00, and $4.00 during the five-year performance period.
Derivative shares exercised 610,794 shares Total RSU and PVU shares converted to common stock on August 1, 2026
New RSU grant 575,000 units Restricted stock units granted under the 2020 Omnibus Incentive Plan, expiring 2036-08-01
New PVU grant 575,000 units Price-vested restricted stock units granted under the Plan, expiring 2031-08-01
Shares withheld for taxes 195,438 shares Shares surrendered at $0.747 per share to satisfy withholding taxes on RSU vesting
Tax withholding price $0.747 per share Per-share value used for shares delivered to cover tax liability
Haakon Capital indirect holdings 1,089,369 shares Beneficially owned through Haakon Capital, LLC; Mr. Grant disclaims beyond pecuniary interest
Trust holdings as trustee 1,242,000 shares Indirectly held by self as trustee for the Robert Clay Grant Irrevocable Trust
Price-Vested Restricted Stock Units financial
"Represents price-vested restricted stock units of the Company ("PVUs") granted"
2020 Omnibus Incentive Plan financial
"previously granted to the recipient pursuant to the 2020 Omnibus Incentive Plan"
withholding taxes financial
"shares surrendered to the issuer to satisfy withholding taxes owed upon vesting"
Withholding taxes are amounts a payer or government takes out of payments — such as wages, interest, or dividends — before the recipient gets the money, functioning like a cashier keeping part of a bill to pay taxes on your behalf. For investors this matters because it reduces the cash they actually receive, affects net returns and yield calculations, and may require additional paperwork or treaty claims to recover or offset the withheld amount against final tax bills.
60-day average closing price financial
"upon the 60-day average closing price of the Company's common stock exceeding"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What equity transactions did SelectQuote (SLQT) president Robert Clay Grant report?

Robert Clay Grant reported exercising RSUs and PVUs into 610,794 common shares, receiving 575,000 new RSUs and 575,000 new PVUs, and having 195,438 shares withheld to cover taxes on August 1, 2026. Several indirect holdings through trusts and an LLC were also disclosed.

How many SelectQuote (SLQT) shares did Robert Clay Grant receive from exercising units?

He converted previously granted RSUs and price-vested units into 610,794 shares of SelectQuote common stock on August 1, 2026. These exercises were reported at a $0.00 per-share exercise price, reflecting settlement of equity awards rather than open-market purchases.

What new restricted stock and PVU awards did Robert Clay Grant receive from SelectQuote (SLQT)?

On August 1, 2026, he received 575,000 restricted stock units (RSUs) and 575,000 price-vested restricted stock units (PVUs) under SelectQuote’s 2020 Omnibus Incentive Plan. These awards generally vest ratably over three years, subject to continued employment and, for PVUs, specified stock-price performance hurdles.

How many SelectQuote (SLQT) shares were withheld to cover Robert Clay Grant’s taxes?

A total of 195,438 shares of SelectQuote common stock were surrendered to the issuer to satisfy withholding taxes owed upon vesting of restricted stock units. The tax-withholding transaction was reported at a $0.747 per-share value on August 1, 2026.

What indirect SelectQuote (SLQT) holdings does Robert Clay Grant report?

He reports indirect ownership of 1,089,369 shares through Haakon Capital, LLC, where he has a one-third stake and disclaims beneficial ownership beyond his pecuniary interest. Additional blocks of 1242,000+ shares are held via trusts for himself and his minor children as trustee.

How do SelectQuote (SLQT) price-vested restricted stock units (PVUs) work for Robert Clay Grant?

Each PVU represents a contingent right to one SelectQuote share. PVUs may vest if the 60-day average closing price exceeds preset thresholds (ranging from $2.00 up to $10.00) during a five-year performance period, subject to separate time-based vesting and continued employment.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Grant Robert Clay

(Last)(First)(Middle)
C/O SELECTQUOTE, INC.
6800 WEST 115TH STREET, SUITE 2511

(Street)
OVERLAND PARK KANSAS 66211

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SelectQuote, Inc. [ SLQT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
PRESIDENT
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.01 per share08/01/2026M255,557A$03,146,891D
Common Stock, par value $0.01 per share08/01/2026M122,470A$03,269,361D
Common Stock, par value $0.01 per share08/01/2026M160,000A$03,429,361D
Common Stock, par value $0.01 per share08/01/2026M31,944A$03,461,305D
Common Stock, par value $0.01 per share08/01/2026M40,823A$03,502,128D
Common Stock, par value $0.01 per share08/01/2026F195,438(1)D$0.7473,306,690D
Common Stock, par value $0.01 per share1,242,000IBy Self as Trustee for the Robert Clay Grant Irrevocable Trust
Common Stock, par value $0.01 per share1,089,369IBy Haakon Capital, LLC(2)
Common Stock, par value $0.01 per share101,421IBy R. Grant Irrevocable Trust(3)
Common Stock, par value $0.01 per share100,914IBy G. Grant Irrevocable Trust(3)
Common Stock, par value $0.01 per share100,766IBy A. Grant Irrevocable Trust(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(4)(5)08/01/2026M255,557 (6)09/13/2033Common Stock, par value $0.01 per share255,557(5)0D
Restricted Stock Units(4)(5)08/01/2026M122,470 (7)10/28/2034Common Stock, par value $0.01 per share122,470(5)122,472D
Restricted Stock Units(4)(5)08/01/2026M160,000 (8)08/01/2035Common Stock, par value $0.01 per share160,000(5)300,000D
Price-Vested Restricted Stock Units(9)(10)08/01/2026M31,944 (11)09/13/2028Common Stock, par value $0.01 per share31,944(10)287,500D
Price-Vested Restricted Stock Units(9)(10)08/01/2026M40,823 (12)10/28/2029Common Stock, par value $0.01 per share40,823(10)285,765D
Restricted Stock Units(4)(5)08/01/2026A575,000 (8)08/01/2036Common Stock, par value $0.01 per share575,000(5)575,000D
Price-Vested Restricted Stock Units(9)(10)08/01/2026A575,000 (13)08/01/2031Common Stock, par value $0.01 per share575,000(10)575,000D
Explanation of Responses:
1. Represents shares surrendered to the issuer to satisfy withholding taxes owed upon the vesting of restricted stock units previously granted to the recipient pursuant to the 2020 Omnibus Incentive Plan (the "Plan") of SelectQuote, Inc. (the "Company").
2. Beneficially owned by Mr. Grant through Haakon Capital, LLC, an investment company in which he has a one-third ownership stake. Mr. Grant disclaims beneficial ownership of the shares held by Haakon Capital, LLC, except to the extent of his pecuniary interest therein.
3. Shares held indirectly by Mr. Grant in his capacity as Trustee of a trust for the benefit of one of his minor children.
4. Represents restricted stock units granted to the recipient pursuant to the Plan.
5. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock, par value $0.01 per share.
6. The restricted stock units vest ratably in three annual installments commencing on August 1, 2024, subject to the recipient's continued employment with the Company through the applicable vesting date.
7. The restricted stock units vest ratably in three annual installments commencing on August 1, 2025, subject to the recipient's continued employment with the Company through the applicable vesting date.
8. The restricted stock units vest ratably in three annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date.
9. Represents price-vested restricted stock units of the Company ("PVUs") granted to the recipient pursuant to the Plan.
10. Each PVU represents the contingent right to receive one share of the Company's common stock, par value $0.01 per share, upon the Company's common stock reaching certain predetermined average trading prices, subject to applicable vesting conditions.
11. The PVUs are eligible to vest in three ratable annual installments commencing on August 1, 2024, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-fourth of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $2.50, $5.00, $7.50, and $10.00 during the five-year performance period.
12. The PVUs are eligible to vest in three ratable annual installments commencing on August 1, 2025, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-third of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $3.13, $6.00, and $9.00 during the five-year performance period.
13. The PVUs are eligible to vest in three ratable annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-third of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $2.00, $3.00, and $4.00 during the five-year performance period.
Remarks:
/s/ Daniel A. Boulware, Attorney-in-Fact08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)