Director Michael S. Gross (SLRC) logs 104,819 indirect share purchases in open market

Rhea-AI Filing Summary

SLR Investment Corp. director and officer Michael S. Gross reported indirect open-market purchases of the company’s common stock through affiliated entities. On March 3, 2026, entities associated with Gross bought 89,800 shares at a weighted average price of $14.73 per share, with individual trade prices ranging from $14.52 to $14.85 as described in a footnote. On March 4, 2026, associated entities purchased an additional 15,019 shares at a weighted average price of $14.83 per share, with trade prices ranging from $14.74 to $14.97. Following these transactions, the filing reports 3,974,682 shares of indirect ownership and 227,789 shares of direct ownership. Footnotes explain that the indirect holdings are spread across multiple entities and family-related trusts, and Gross disclaims beneficial ownership of certain entity-held shares except to the extent of his pecuniary interest.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GROSS MICHAEL S

(Last) (First) (Middle)

C/O SLR INVESTMENT CORP.

500 PARK AVENUE

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SLR Investment Corp. [ SLRC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/03/2026		P		89,800	A	$14.73(1)	3,974,682	I	See Footnotes(2)(3)(4)(5)
Common Stock	03/04/2026		P		15,019	A	$14.83(6)	3,989,701	I	See Footnotes(2)(3)(4)(5)
Common Stock								227,789	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on March 3, 2026 is based on prices ranging from a low of $14.52 per share to a high of $14.85 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote (1) and footnote (6) to this Form 4.

2. The total includes 1,030,293 shares of SLR Investment Corp. (the "Issuer") held by the Solar Capital Partners Employee Stock Plan, LLC (the "SCP Plan"). The SCP Plan is controlled by SLR Capital Partners, LLC ("SLR Capital Partners"). Messrs. Michael S. Gross and Bruce J. Spohler may be deemed to indirectly beneficially own a portion of the shares held by the SCP Plan by virtue of their collective ownership interest in SLR Capital Partners.

3. (Continued from Footnote (2)) In addition, the total includes 1,285,013 shares of the Issuer held by Solar Capital Investors, LLC ("Solar Capital I") and 715,000 shares of the Issuer held by Solar Capital Investors II, LLC ("Solar Capital II"), a portion of each of which may be deemed to be indirectly beneficially owned by Mr. Gross, a grantor retained annuity trust (the "GRAT") setup by and for Mr. Gross and for which he serves as trustee, and Mr. Spohler. Also, 355,107 shares of the Issuer are held by Solar Senior Capital Investors, LLC ("Solar Senior Investors") and 77 shares of the Issuer are held by SLR Capital Management, LLC ("SLR Management"), a portion held by each entity may be deemed to be indirectly beneficially owned by Mr. Gross and Mr. Spohler.

4. (Continued from Footnote (3)) The total indirect ownership also includes 117,617 shares of the Issuer held by certain trusts for the benefit of family members for which Mr. Gross serves as trustee (the "Family Trusts"). Mr. Gross may be deemed to directly beneficially own these shares by virtue of his control with respect to the Family Trusts. The total includes 334,428 shares of the Issuer held by the GRAT.

5. (Continued from Footnote (4)) In addition, the total includes 152,166 shares of the Issuer directly held by Mr. Gross' profit sharing plan (the "Profit Sharing Plan"). Mr. Gross may be deemed to directly beneficially own these shares as the sole participant in the Profit Sharing Plan and as trustee and immediate family member of the Family Trusts. Mr. Gross disclaims beneficial ownership of any of the Issuer's securities directly held by the SCP Plan, Solar Capital I, Solar Capital II, Solar Senior Investors, SLR Management or the Family Trusts except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Gross is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

6. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on March 4, 2026 is based on prices ranging from a low of $14.74 per share to a high of $14.97 per share.

Remarks:

Co-Chief Executive Officer, President, Chairman of the Board

	/s/ Michael S. Gross	03/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did SLRC director Michael S. Gross report?

Michael S. Gross reported indirect open-market purchases of SLR Investment Corp. common stock. Associated entities bought 89,800 shares on March 3, 2026 and 15,019 shares on March 4, 2026 at weighted average prices disclosed in the filing footnotes.

How many SLRC shares were purchased in total in this Form 4 filing?

Entities associated with Michael S. Gross purchased a total of 104,819 shares of SLR Investment Corp. common stock. These were indirect open-market transactions reported over two days, combining 89,800 shares on March 3, 2026 and 15,019 shares on March 4, 2026.

What prices were paid for the SLRC shares in the reported insider purchases?

The March 3, 2026 purchases had a weighted average price of $14.73 per share, with trade prices ranging from $14.52 to $14.85. The March 4, 2026 purchases had a weighted average price of $14.83, with trades between $14.74 and $14.97 per share.

Are the SLRC shares held directly or indirectly by Michael S. Gross?

The Form 4 shows both direct and indirect holdings. It reports indirect ownership of millions of shares through various entities and trusts, plus 227,789 directly owned shares. Footnotes explain that Gross disclaims beneficial ownership of certain entity-held shares except for his pecuniary interest.

Which entities are mentioned as holding SLRC shares related to Michael S. Gross?

Footnotes list several entities, including the Solar Capital Partners Employee Stock Plan, LLC, Solar Capital Investors, LLC, Solar Capital Investors II, LLC, Solar Senior Capital Investors, LLC, SLR Capital Management, LLC, various Family Trusts, a grantor retained annuity trust, and a Profit Sharing Plan.

Does Michael S. Gross fully own the indirectly held SLRC shares reported?

No. The filing explains that certain shares are held by plans, LLCs, and family trusts. Gross may be deemed to indirectly or directly beneficially own portions, but he disclaims beneficial ownership of securities held by several entities except to the extent of his pecuniary interest.